Company Profile
DFZQ
3958
Capital Markets
Description
Orient Securities Company Limited operates as an integrated securities company in the People's Republic of China. It operates through Securities Sales and Trading; Investment Management; Brokerage and Securities Financing; and Investment Banking segments. The company also offers proprietary trading of stocks, bonds, funds, derivatives, alternative investments, and other financial products, as well as investment research activities, etc. In addition, it provides asset, fund, and private equity investment management services; brokerage and investment advisory services for the trading of stocks, bonds, funds, and warrants, as well as futures on behalf of the customers; bulk commodity trading; and margin financing and securities lending services. Further, the company offers equity underwriting and sponsorship, debt underwriting, and financial advisory services. Additionally, it operates investment banking, cross-border financial, fixed income, margin trading and short selling, stock pledge, over-the-counter market, agency sale, qualified foreign institutional investor, and stock options business; equity investment and industrial investment, credit operations, and software development activities; and provides equity innovation and asset securitization services. The company was incorporated in 1997 and is headquartered in Shanghai, the People's Republic of China.
Reports
This company has 9 ESG reports available.
ESG Performance Overview
Select a KPI indicator to view performance trend
KPI Indicators
A1.2 Direct (Scope 1) and Indirect (Scope 2) GHG Emissions
71 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Total GHG Emissions Intensity (By Employee) | 17 | |
| Total GHG Emissions Intensity (By Area) | 14 | |
| Total GHG Emissions | 17 | |
| Direct GHG Emissions (Scope 1) | 8 | |
| Indirect Energy Emissions (Scope 2) | 8 | |
| Total Other Indirect Energy Emissions (Scope 3) | 7 |
A1.4 Non-Hazardous Waste
11 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Paper Waste | 4 | |
| Non-Hazardous Waste (Electronic Waste) | 5 | |
| Total Non-Hazardous Waste Intensity (By Employee) | 1 | |
| Total Non-Hazardous Waste Intensity (By Area) | 1 |
A1.5 Emission Targets
1 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Scope 1 and 2 Emissions Reduction Compared to Last Year | 1 |
A2.1 Energy Consumption
108 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Purchased Electricity Intensity (By Employee) | 7 | |
| Energy Consumption Intensity (By Employee) | 2 | |
| Comprehensive Energy Consumption Intensity (By Employee) | 1 | |
| Total Electricity Consumption Intensity (By Employee) | 11 | |
| Purchased Electricity Intensity (By Area) | 6 | |
| Energy Consumption Intensity (By Area) | 3 | |
| Comprehensive Energy Consumption Intensity (By Area) | 1 | |
| Total Electricity Consumption Intensity (By Area) | 16 | |
| Total Energy Consumption | 2 | |
| Total Direct Energy Consumption | 3 | |
| Total Non-Renewable Fuel Consumption | 1 | |
| Gasoline Consumption | 9 | |
| Diesel Fuel Consumption | 6 | |
| Natural Gas Consumption | 16 | |
| Total Indirect Energy Consumption | 3 | |
| Total Purchased Energy | 1 | |
| Purchased Electricity | 15 | |
| Grid Electricity Consumption | 5 |
A2.2 Water Consumption
23 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Water Consumption | 17 | |
| Water Consumption in Office | 2 | |
| Water Consumption Intensity (By Revenue) | 4 |
A2.3 Energy Use Efficiency Targets
2 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Electricity Usage Reduction Percentage Compared to Last Year | 1 | |
| Target Electricity Usage Reduction Percentage by 2025 Compared to 2023 | 1 |
A2.5 Total Packaging Material Used
5 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Packaging Material Consumption (Paper) | 5 |
B1.1 Amount and Distribution of Workforce
314 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Number of Total Employees | 25 | |
| Number of Male Employees | 21 | |
| Number of Female Employees | 21 | |
| Percentage of Male Employees | 19 | |
| Percentage of Female Employees | 19 | |
| Number of Full-time Employees | 5 | |
| Number of Temporary Workers | 1 | |
| Percentage of Full-time Employees | 3 | |
| Percentage of Temporary Workers | 1 | |
| Number of Employees Aged Below 30 | 21 | |
| Number of Employees Aged 30-50 | 21 | |
| Number of Employees Aged Above 50 | 21 | |
| Percentage of Employees Aged Below 30 | 17 | |
| Percentage of Employees Aged 30-50 | 17 | |
| Percentage of Employees Aged Above 50 | 17 | |
| Number of Employees in Mainland China | 19 | |
| Number of Employees in Hong Kong and Mainland China | 6 | |
| Number of Employees in Overseas | 19 | |
| Percentage of Employees in Mainland China | 15 | |
| Percentage of Employees in Hong Kong and Mainland China | 1 | |
| Percentage of Employees in Overseas | 15 | |
| Number of New Employees | 3 | |
| Percentage of New Employees | 2 | |
| Number of New Employees (Male) | 1 | |
| Number of New Employees (Female) | 1 | |
| Number of New Employees (Aged Below 30) | 1 | |
| Number of New Employees (Aged 30-50) | 1 | |
| Number of New Employees (Above 50) | 1 |
B1.2 Employee Turnover Rate
94 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Turnover Rate of Female Employees | 11 | |
| Turnover Rate of Male Employees | 11 | |
| Turnover Rate of Employees Aged Below 30 | 11 | |
| Turnover Rate of Employees Aged 30-50 | 11 | |
| Turnover Rate of Employees Aged Above 50 | 11 | |
| Turnover Rate of Employees in Hong Kong | 4 | |
| Turnover Rate of Employees in Mainland China | 11 | |
| Turnover Rate of Total Employees | 11 | |
| Turnover Rate of Employees in Macau | 3 | |
| Turnover Rate of Employees in Overseas | 10 |
B2.1 Number and Rate of Work-related Fatalities
22 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Number of Work-related Fatalities | 17 | |
| Number of Fatalities as a Result of Work-related Injuries | 2 | |
| Number of Fatalities of the Last 3 Years | 3 |
B2.2 Lost Days Due to Work Injury
17 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Lost Days Due to Work-related Injuries | 17 |
B2.3 Occupational Health and Safety Measures Adopted
17 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Health Check Coverage for Employees | 16 | |
| Investment in Work Safety | 1 |
B3.1 The Percentage of Employees Trained
120 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Average Spend on Training and Development per FTE | 6 | |
| Percentage of Employees Trained | 19 | |
| Percentage of Trained Male Employees | 19 | |
| Percentage of Trained Female Employees | 19 | |
| Percentage of Trained Senior Management | 19 | |
| Percentage of Trained Middle Management | 19 | |
| Percentage of Trained General Employees | 19 |
B3.2 Average Training Hours Completed per Employee
99 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Average Training Hours per Employee | 19 | |
| Average Training Hours (Male) | 16 | |
| Average Training Hours (Female) | 16 | |
| Average Training Hours (Senior Management) | 16 | |
| Average Training Hours (Middle Management) | 16 | |
| Average Training Hours (General Staff) | 16 |
B4.2 Eliminate Labour Standards
4 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Number of Labour-related Complaints | 4 |
B5.1 Number of Suppliers by Geographical Region
37 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Number of Total Suppliers | 16 | |
| Number of Suppliers in Mainland China | 16 | |
| Number of Suppliers in Overseas | 5 |
B6.2 Products Complaints
41 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Total Number of Customer Complaints | 18 | |
| Number of Complaints Dealt with | 1 | |
| Complaints Handling Rate | 16 | |
| Satisfaction Rate of Customer Complaint Handling | 1 | |
| Complaint Growth Rate | 5 |
B7.1 Confirmed Incidents of Corruption
8 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Number of Concluded Corruption Lawsuits | 4 | |
| Number of Corruption Litigation | 4 |
B7.3 Anti-corruption Training
36 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Number of People Participated in Ethical Standards and Anti-corruption Training | 4 | |
| Coverage Rate of Ethical Standards and Anti-Corruption Training | 1 | |
| Number of Anti-corruption Training Session | 4 | |
| Total Hours of Anti-corruption Training | 4 | |
| Number of Directors and Management Attendance for Anti-corruption Training | 4 | |
| Anti-corruption Training Coverage among Directors and Management | 1 | |
| Average Anti-corruption Training Hours for Directors and Management | 2 | |
| Total Anti-corruption Training Hours for Directors and Management | 4 | |
| Number of General Employees Attendance for Anti-corruption Training | 4 | |
| Coverage of Anti-corruption Training for Employees | 1 | |
| Total Hours of Anti-corruption Training for Employees | 4 | |
| Average Anti-corruption Training Hours for General Employees | 2 | |
| Board Anti-corruption Training Duration | 1 |
B8.2 Resources Contributed to the Community
51 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Total Social Investment | 3 | |
| Investment in Targeted Poverty Alleviation | 3 | |
| Total Public Welfare Donations | 6 | |
| Total Volunteer Service Hours | 14 | |
| Number of Employees Participating in Volunteer Activities | 14 | |
| Number of Participations in Volunteer Activities | 4 | |
| Number of Volunteers among Employees | 4 | |
| Average Hours of Employee Volunteer Services | 3 |
General
10 Data Points| Indicator | Data Points | Actions |
|---|---|---|
| Natural Gas Consumption Intensity (By Employee) | 1 | |
| Total Electricity Consumption | 8 | |
| Natural Gas Consumption Intensity (By Area) | 1 |
ESG Reports
| Year | Report Title | Publication Date | Raw KPIs | Standard KPIs | Processed | Actions |
|---|---|---|---|---|---|---|
| 2024 | DFZQ 2024 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2025-03-28 | 172 | 133 | Yes | |
| 2023 | DFZQ 2023 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2024-03-27 | 157 | 147 | Yes | |
| 2022 | DFZQ 2022 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2023-03-30 | 253 | 192 | Yes | |
| 2021 | DFZQ 2021 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2022-03-30 | 132 | 89 | Yes | |
| 2020 | DFZQ 2020 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2021-03-30 | 108 | 93 | Yes | |
| 2019 | DFZQ 2019 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2020-03-27 | 162 | 120 | Yes | |
| 2018 | DFZQ 2018 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2019-03-28 | 125 | 115 | Yes | |
| 2017 | DFZQ 2017 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2018-03-29 | 98 | 73 | Yes | |
| 2016 | DFZQ 2016 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT | 2017-03-30 | 128 | 129 | Yes |