Company Profile
GTJA
Description
Guotai Haitong Securities Co., Ltd. provides various financial services for individuals and institutional clients in Mainland China, Hong Kong, and internationally. The company offers securities brokerage, financial products, investment consultation, and digital finance; equity and bond issuance and consignment sales, enterprise reconstruction, merger and acquisition, corporate governance structure and strategic development consultation, asset securitization, equity incentive schemes, and market value management for enterprise and institutional clients; general sales services for institutional clients, prime brokerage, asset custody and fund services, equities and derivatives business, and fixed income, currencies and commodities; and securities trading, securities margin trading, securities pledge, securities lending, etc. It also provides asset management and fund management services, real estate investment trusts, private equity investment, and alternative investment; future brokerage, risk management, cross border finance, and investment consultation; and wealth management, enterprise financing, and risk management services. The company was formerly known as Guotai Junan Securities Co., Ltd. and changed its name to Guotai Haitong Securities Co., Ltd. in April 2025. The company was founded in 1992 and is based in Shanghai, China
Reports
This company has 8 ESG reports available.
ESG Performance Overview
Select a KPI indicator to view performance trend
KPI Indicators
A1.1 Emission Types and Data
1 Data PointsIndicator | Data Points | Actions |
---|---|---|
SOₓ Emissions | 1 |
A1.2 Direct (Scope 1) and Indirect (Scope 2) GHG Emissions
64 Data PointsIndicator | Data Points | Actions |
---|---|---|
Total GHG Emissions Intensity (By Employee) | 12 | |
Total GHG Emissions Intensity (By Area) | 12 | |
Total GHG Emissions | 12 | |
Direct GHG Emissions (Scope 1) | 11 | |
Indirect Energy Emissions (Scope 2) | 10 | |
GHG Emissions from Purchased Electricity | 2 | |
GHG Emissions from Natural Gas | 3 | |
Total Other Indirect Energy Emissions (Scope 3) | 2 |
A1.3 Hazardous Waste
9 Data PointsIndicator | Data Points | Actions |
---|---|---|
Hazardous Waste (Electronic and IT Equipment) | 1 | |
Hazardous Electronic Waste | 1 | |
Total Hazardous Waste Intensity (By Employee) | 3 | |
Total Hazardous Waste | 4 |
A1.4 Non-Hazardous Waste
31 Data PointsIndicator | Data Points | Actions |
---|---|---|
Non-Hazardous Waste Recycled | 1 | |
Non-Hazardous Waste Disposed | 2 | |
Paper Waste | 10 | |
Non-Hazardous Waste (Domestic Waste) | 6 | |
Non-Hazardous Waste (Office Waste) | 1 | |
Non-Hazardous Waste (Kitchen Waste) | 6 | |
Total Non-Hazardous Waste Intensity (By Employee) | 5 |
A1.5 Emission Targets
5 Data PointsIndicator | Data Points | Actions |
---|---|---|
CO2 Emissions Reduction Compared to Last Year | 1 | |
Scope 1 and 2 Emissions Reduction Percentage Compared to Last Year | 1 | |
Percentage of Reduction in GHG Intensity Compared to Last Year | 1 | |
Target Scope 1 and 2 Emissions Reduction Percentage Compared to Last Year | 2 |
A1.5: Emission targets
1 Data PointsIndicator | Data Points | Actions |
---|---|---|
Reduction in GHG Intensity Compared to Last Year (By Area) | 1 |
A2.1 Energy Consumption
91 Data PointsIndicator | Data Points | Actions |
---|---|---|
Purchased Electricity Intensity (By Employee) | 6 | |
Energy Consumption Intensity (By Employee) | 3 | |
Direct Energy Intensity (By Employee) | 2 | |
Indirect Energy Intensity (By Employee) | 2 | |
Purchased Electricity Intensity (By Area) | 9 | |
Energy Consumption Intensity (By Area) | 3 | |
Direct Energy Intensity (By Area) | 2 | |
Indirect Energy Intensity (By Area) | 2 | |
Total Electricity Consumption Intensity (By Area) | 1 | |
Total Energy Consumption | 6 | |
Total Direct Energy Consumption | 3 | |
Gasoline Consumption | 10 | |
Diesel Fuel Consumption | 3 | |
Natural Gas Consumption | 15 | |
Fossil Fuel Consumption | 1 | |
Total Indirect Energy Consumption | 7 | |
Purchased Electricity | 12 | |
Grid Electricity Consumption | 4 |
A2.2 Water Consumption
13 Data PointsIndicator | Data Points | Actions |
---|---|---|
Water Consumption | 13 |
A2.3 Energy Use Efficiency Targets
7 Data PointsIndicator | Data Points | Actions |
---|---|---|
Energy Consumption Reduction Compared to Last Year | 2 | |
Electricity Usage Reduction Compared to Last Year | 3 | |
Energy Consumption Reduction Percentage Compared to Last Year | 2 |
A2.4 Water Efficiency Targets
1 Data PointsIndicator | Data Points | Actions |
---|---|---|
Water Consumption Reduction Compared to Last Year | 1 |
A2.5 Total Packaging Material Used
1 Data PointsIndicator | Data Points | Actions |
---|---|---|
Packaging Material Consumption (Paper) | 1 |
A3.1 Significant Impacts of Activities on the Environment and Natural Resources
1 Data PointsIndicator | Data Points | Actions |
---|---|---|
Total Investment in Ecological Restoration | 1 |
B1.1 Amount and Distribution of Workforce
288 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of Total Employees | 14 | |
Number of Male Employees | 14 | |
Number of Female Employees | 14 | |
Percentage of Male Employees | 8 | |
Percentage of Female Employees | 10 | |
Number of Full-time Employees | 10 | |
Number of Part-time Employees | 6 | |
Percentage of Full-time Employees | 4 | |
Percentage of Part-time Employees | 3 | |
Number of Employees Aged Below 30 | 14 | |
Number of Employees Aged 30-50 | 14 | |
Number of Employees Aged Above 50 | 14 | |
Percentage of Employees Aged Below 30 | 7 | |
Percentage of Employees Aged 30-50 | 7 | |
Percentage of Employees Aged Above 50 | 7 | |
Number of Employees in Mainland China | 10 | |
Number of Employees in Hong Kong and Mainland China | 1 | |
Number of Employees in Overseas | 9 | |
Percentage of Employees in Mainland China | 4 | |
Percentage of Employees in Overseas | 4 | |
Number of Bachelor's Degree Employees | 7 | |
Number of Master's Degree Employees | 7 | |
Number of Doctoral Degree Employees | 7 | |
Number of Below Junior College Employees | 1 | |
Percentage of Bachelor's Degree Employees | 4 | |
Percentage of Master's Degree Employees | 4 | |
Percentage of Doctoral Degree Employees | 4 | |
Percentage of Below Junior College Employees | 1 | |
Number of New Employees | 10 | |
Percentage of New Employees | 4 | |
Number of New Employees (Male) | 9 | |
Number of New Employees (Female) | 9 | |
Number of New Employees (Mainland China) | 9 | |
Number of New Employees (Overseas) | 9 | |
Number of New Employees (Aged Below 30) | 9 | |
Number of New Employees (Aged 30-50) | 9 | |
Number of New Employees (Above 50) | 9 | |
Number of New Employees (On-campus Recruitment) | 1 | |
Number of New Employees (Social Recruitment) | 1 |
B1.2 Employee Turnover Rate
86 Data PointsIndicator | Data Points | Actions |
---|---|---|
Turnover Rate of Female Employees | 13 | |
Turnover Rate of Male Employees | 13 | |
Turnover Rate of Employees Aged Below 30 | 13 | |
Turnover Rate of Employees Aged 30-50 | 15 | |
Turnover Rate of Employees Aged Above 50 | 13 | |
Turnover Rate of Employees in Hong Kong | 1 | |
Turnover Rate of Employees in Mainland China | 9 | |
Turnover Rate of Total Employees | 9 |
B2.1 Number and Rate of Work-related Fatalities
26 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of Work-related Fatalities | 12 | |
Number of Fatalities as a Result of Work-related Injuries | 10 | |
Number of Fatalities of the Last 3 Years | 4 |
B2.2 Lost Days Due to Work Injury
11 Data PointsIndicator | Data Points | Actions |
---|---|---|
Lost Days Due to Work-related Injuries | 11 |
B2.3 Occupational Health and Safety Measures Adopted
9 Data PointsIndicator | Data Points | Actions |
---|---|---|
Health Check Coverage for Employees | 9 |
B3.1 The Percentage of Employees Trained
78 Data PointsIndicator | Data Points | Actions |
---|---|---|
Investment in Environmental Training | 1 | |
Average Spend on Training and Development per FTE | 1 | |
Percentage of Employees Trained | 14 | |
Percentage of Trained Male Employees | 12 | |
Percentage of Trained Female Employees | 12 | |
Percentage of Trained Mainland China Employees | 1 | |
Percentage of Trained Senior Management | 12 | |
Percentage of Trained Middle Management | 12 | |
Percentage of Trained General Employees | 9 | |
Total Cost of Training | 4 |
B3.2 Average Training Hours Completed per Employee
66 Data PointsIndicator | Data Points | Actions |
---|---|---|
Total Training Hours | 4 | |
Average Training Hours per Employee | 14 | |
Average Training Hours (Male) | 12 | |
Average Training Hours (Female) | 12 | |
Average Training Hours (Senior Management) | 7 | |
Average Training Hours (Middle Management) | 6 | |
Average Training Hours (General Staff) | 9 | |
Average Training Hours (General Employees) | 1 | |
Training Hours of ESG | 1 |
B5.1 Number of Suppliers by Geographical Region
8 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of Total Suppliers | 3 | |
Number of Suppliers in Mainland China | 3 | |
Number of Suppliers in Hong Kong | 2 |
B5.3 Supply Chain Risk Identification & Monitoring
3 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of Suppliers Participated in Sustainability Risk Assessment | 3 |
B6.2 Products Complaints
29 Data PointsIndicator | Data Points | Actions |
---|---|---|
Total Number of Customer Complaints | 11 | |
Complaints Handling Rate | 9 | |
Satisfaction Rate of Customer Complaint Handling | 2 | |
Complaint Growth Rate | 7 |
B6.3 Protection on Intellectual Property Rights
3 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of Intellectual Property Rights Obtained by the Company | 1 | |
Number of Patents Granted | 1 | |
Number of Invention Patents | 1 |
B6.5 Consumer Data Protection and Privacy Policies
9 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of Customer Privacy Related Complaints | 9 |
B7.1 Confirmed Incidents of Corruption
12 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of Concluded Corruption Lawsuits | 6 | |
Number of Corruption Litigation | 6 |
B7.3 Anti-corruption Training
70 Data PointsIndicator | Data Points | Actions |
---|---|---|
Number of People Participated in Ethical Standards and Anti-corruption Training | 6 | |
Coverage Rate of Ethical Standards and Anti-Corruption Training | 3 | |
Number of Anti-corruption Training Session | 12 | |
Total Hours of Anti-corruption Training | 3 | |
Average Hours of Anti-corruption Training | 9 | |
Number of Directors and Management Attendance for Anti-corruption Training | 9 | |
Anti-corruption Training Coverage among Directors and Management | 3 | |
Total Anti-corruption Training Hours for Directors and Management | 7 | |
Number of General Employees Attendance for Anti-corruption Training | 9 | |
Coverage of Anti-corruption Training for Employees | 3 | |
Average Anti-corruption Training Hours for General Employees | 3 | |
Board Anti-corruption Training Duration | 3 |
B8.2 Resources Contributed to the Community
76 Data PointsIndicator | Data Points | Actions |
---|---|---|
Total Social Investment | 11 | |
Investment in Targeted Poverty Alleviation | 7 | |
Investment in Environmental Protection | 3 | |
Investment in Education Donation | 12 | |
Total Public Welfare Donations | 9 | |
Donations to Disaster Relief Contributions to Public Welfare | 3 | |
Total In-kind Donations | 8 | |
Total Volunteer Service Hours | 11 | |
Number of Employees Participating in Volunteer Activities | 3 | |
Number of Participations in Volunteer Activities | 9 |
General
13 Data PointsIndicator | Data Points | Actions |
---|---|---|
Natural Gas Consumption Intensity (By Employee) | 4 | |
Petrol Consumption | 1 | |
Petrol Consumption Intensity (By Employee) | 1 | |
Total Non-Hazardous Waste Disposed | 3 | |
Natural Gas Consumption Intensity (By Area) | 3 | |
Electric Power Consumption Intensity (By Area) | 1 |
ESG Reports
Year | Report Title | Publication Date | Raw KPIs | Standard KPIs | Processed | Actions |
---|---|---|---|---|---|---|
2024 | Environmental, Social and Governance Report 2024 | 2025-03-28 | 593 | 271 | Yes | |
2023 | Environmental, Social and Governance Report 2023 | 2024-03-28 | 323 | 260 | Yes | |
2022 | Environmental, Social and Governance Report 2022 | 2023-03-29 | 222 | 174 | Yes | |
2021 | Environmental, Social and Governance Report 2021 | 2022-03-30 | 226 | 127 | Yes | |
2020 | Environmental, Social and Governance Report 2020 | 2021-03-25 | 108 | 43 | Yes | |
2019 | ENVIRONMENT, SOCIAL AND GOVERNANCE REPORT 2019 | 2020-03-24 | 95 | 44 | Yes | |
2018 | ENVIRONMENT, SOCIAL AND GOVERNANCE REPORT 2018 | 2019-03-20 | 79 | 41 | Yes | |
2017 | Environmental, Social and Governance Report 2017 | 2018-03-29 | 182 | 52 | Yes |