Environmental, Social and Governance Report 2020
Extracted ESG KPIs
KPIs are organized by ESG aspects.
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Number of completed or started investment projects in Sci-Tech Innovation Board | 12 | 9 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Number of employees aged 30 and below in 2020 | employees | 4506 | 16 |
| Number of employees aged 31-40 in 2020 | employees | 6553 | 16 |
| Number of employees aged 41-50 in 2020 | employees | 3087 | 16 |
| Number of employees aged 51 and above in 2020 | employees | 1052 | 16 |
| Number of female employees in 2020 | employees | 6725 | 16 |
| Number of male employees in 2020 | employees | 8473 | 16 |
| Total assets | million RMB | 870209 | 4 |
| Total number of employees in 2020 | employees | 15198 | 16 |
Employee turnover rate by gender, age group and geographical region.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Employee turnover rate for employees aged 30 and below in 2020 | % | 13.68 | 16 |
| Employee turnover rate for employees aged 31-40 in 2020 | % | 8.43 | 16 |
| Employee turnover rate for employees aged 41-50 in 2020 | % | 3.29 | 16 |
| Employee turnover rate for employees aged 51 and above in 2020 | % | 2.66 | 16 |
| Employee turnover rate for female employees in 2020 | % | 7.34 | 16 |
| Employee turnover rate for male employees in 2020 | % | 10.12 | 16 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Number of online training courses in 2020 | classes | 22 | 16 |
| Number of professional knowledge and skills training posts in 2020 | posts | 1405 | 16 |
| Number of research projects on COVID-19 launched by the research institution of the Company | 1 | 29 | |
| Number of research reports on the impact of epidemic on the industry published by the research institution of the Company | 1 | 29 | |
| Total number of online course participants in 2020 | participants | 12599 | 16 |
The average training hours completed per employee by gender and employee category.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Annual training investment in 2020 | million | 18.01 | 16 |
| Total online training time of the Group in 2020 | hours | 799000 | 16 |
Number of suppliers by geographical region.
| Indicator | Unit | 2018 | 2019 | 2020 | 2020 (Proposed) | Report Pages |
|---|---|---|---|---|---|---|
| Equity projects of private enterprises and projects in emerging industries | RMB billion | 1 | 9 | |||
| Financial support for real economy industries (investment platform Zhengyu Company) | RMB billion | 1 | 9 | |||
| Number of corporate clients served in equity financing support | 1071 | 9 | ||||
| Number of new corporate clients served in equity financing support | 541 | 9 | ||||
| Proportion of dividends in cash | 36.52% | 39.82% | 44.80% | 20 |
Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Amount of cooperation with Guoyi | RMB billion | 1.6 | 9 |
| Amount of cooperation with Shanghai International Group | RMB billion | 4.1 | 9 |
Percentage of total products sold or shipped subject to recalls for safety and health reasons.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Amount of best-selling products underwritten | RMB billion | 2.5 | 9 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Average daily service volume during epidemic | million | 19 | 29 |
| Increase in number of underwriting issues | % | 49.3 | 9 |
| Number of best-selling products underwritten | 5 | 9 | |
| Number of customer service calls received by the epidemic emergency support sub-centers | 95312 | 29 | |
| Number of customers served across the country since opening the market on 3 February 2020 | million | 33 | 29 |
| Number of customers simultaneously at peak during spring online communication meeting | 2000 | 29 | |
| Number of persons attending spring online communication meeting on investment strategy | 70000 | 29 | |
| Number of products among top 20 public funds (non-good scale, excluding money market funds) | 349 | 9 | |
| Number of telephone conferences held by the research institution of the Company | 800 | 29 | |
| Number of underwriting issues | 2047 | 9 | |
| Peak of overall business volume handled | deals/second | 49700 | 29 |
| Total proceeds of epidemic prevention and control emergency bonds for enterprises in Hubei Province | billion RMB | 21.567 | 29 |
Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.
| Indicator | Unit | 2018 | 2019 | 2020 | 2020 (Proposed) | Report Pages |
|---|---|---|---|---|---|---|
| Amount of cash dividend | RMB100 million | 24.5 | 34.39 | 49.83 | 20 | |
| Number of epidemic prevention and control emergency bond issuances for enterprises in Hubei Province | 30 | 29 | ||||
| Number of major merger and reorganization projects approved by CSRC | 5 | 9 |
Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Number of spring online communication meetings on investment strategy held by the Company | 1 | 29 | |
| Total amount of various securities underwriting completed | RMB billion | 808.852 | 9 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Number of professional research opinions in many ways expressed by the research institution of the Company | 300 | 29 |
Resources contributed (e.g. money or time) to the focus area.
| Indicator | Unit | 2020 | Report Pages |
|---|---|---|---|
| Increase in total amount of various securities underwriting completed | % | 45.45 | 9 |
| Special party membership dues for purchasing drugs and materials for epidemic prevention | million RMB | 3.5 | 29 |
| Total amount of completed or started investment projects in Sci-Tech Innovation Board | RMB billion | 8.992 | 9 |
| amount of assistance for employees with difficulties provided by Shanghai Financial Labor Union | RMB | 8887 | 21 |
| assistance for employees with difficulties provided by Shanghai Financial Labor Union | employees | 40 | 21 |
| assistance for employees with difficulties provided by trade union | employees | 41 | 21 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit |
|---|---|
| Direct GHG Emissions (Scope 1) | tonnes of CO2 equivalent |
| GHG Emissions from Natural Gas | tonnes of CO2 equivalent |
| GHG Emissions from Purchased Electricity | tonnes of CO2 equivalent |
| Total GHG Emissions | tonnes of CO2 equivalent |
| Total GHG Emissions Intensity (By Area) | tonnes of CO2 equivalent per square meter |
| Total GHG Emissions Intensity (By Employee) | tonnes of CO2 equivalent |
| Total Other Indirect Energy Emissions (Scope 3) | tonnes of CO2 equivalent |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit |
|---|---|
| Paper Waste | million pieces |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit |
|---|---|
| Gasoline Consumption | liters |
| Grid Electricity Consumption | kWh |
| Natural Gas Consumption | m³ |
| Purchased Electricity | kWh |
| Purchased Electricity Intensity (By Area) | kWh per square meter |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit |
|---|---|
| Water Consumption | m3 |
Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.
| Standard Indicator | Unit |
|---|---|
| Packaging Material Consumption (Paper) | million pieces |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Standard Indicator | Unit |
|---|---|
| Total Investment in Ecological Restoration | million RMB |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2020 |
|---|---|---|
| Number of Employees Aged 30-50 | employees | 9639 |
| Number of Employees Aged Above 50 | employees | 1052 |
| Number of Employees Aged Below 30 | employees | 4506 |
| Number of Female Employees | employees | 6725 |
| Number of Male Employees | employees | 8473 |
| Number of Total Employees | employees | 15198 |
| Percentage of Employees Aged 30-50 | percent | 63.42 |
| Percentage of Employees Aged Above 50 | percent | 6.92 |
| Percentage of Employees Aged Below 30 | percent | 29.65 |
| Percentage of Female Employees | percent | 44.25 |
| Percentage of Male Employees | percent | 55.75 |
Employee turnover rate by gender, age group and geographical region.
| Standard Indicator | Unit | 2020 |
|---|---|---|
| Turnover Rate of Employees Aged 30-50 | % | 3.29 |
| Turnover Rate of Employees Aged Above 50 | % | 2.66 |
| Turnover Rate of Employees Aged Below 30 | % | 13.68 |
| Turnover Rate of Female Employees | % | 7.34 |
| Turnover Rate of Male Employees | % | 10.12 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Standard Indicator | Unit | 2020 |
|---|---|---|
| Average Spend on Training and Development per FTE | currency per FTE | None |
| Investment in Environmental Training | currency | None |
| Total Cost of Training | currency | None |
The average training hours completed per employee by gender and employee category.
| Standard Indicator | Unit | 2020 |
|---|---|---|
| Total Training Hours | hours | 799000 |
Resources contributed (e.g. money or time) to the focus area.
| Standard Indicator | Unit | 2020 |
|---|---|---|
| Investment in Targeted Poverty Alleviation | million RMB | 38.42 |
| Total In-kind Donations | school supplies | 30000 |
| Total Public Welfare Donations | million RMB | 3.5 |
| Total Social Investment | million RMB | 46.92 |