Environmental, Social and Governance Report 2023

Company: GTJA (2611)
Year: 2023
Published: 2024-03-28
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2023 Report Pages
Carbon transaction size tons 10000000 45

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2021 2022 2023 Report Pages
Carbon emissions per unit area (Scope 1 and Scope 2, Guotai Junan Group) tons CO2-eq/sq.m. 0.10 45
GHG emissions per unit area (Scope 1 and 2) tons CO2-eq/sq.m. 0.09 0.09 0.10 86
Including scope 1 GHG emissions tCO2e 3054.07 2109.56 5397.32 86
Including scope 2 GHG emissions tCO2e 36120.88 37486.04 40760.05 86
Per capita GHG emissions (Scope 1 and 2) tons CO2-eq/employee 2.94 2.73 3.06 86
Total GHG emissions (Scope 1 and 2) tCO2e 39174.95 39595.60 46157.37 86

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2023 Report Pages
Hazardous waste - Per capita kg/employee 0.14 87
Hazardous waste - Total kg 2130.00 87
Hazardous waste - Waste electronics Piece 1065.00 87

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2022 2023 Report Pages
Amount of waste recycled Tons 0.1 87
Non-hazardous waste - Domestic garbage Tons 400.00 952.99 87
Non-hazardous waste - Ink cartridges Piece 250 4161 87
Non-hazardous waste - Kitchen garbage Tons 250.00 628.44 87
Non-hazardous waste - Per capita Tons/employee 0.06 0.11 87
Non-hazardous waste - Total Tons 802.40 1694.93 87
Non-hazardous waste - Waste paper Tons 2.40 110.99 87

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2021 2022 2023 Report Pages
Actual energy consumption intensity (Company's headquarters in Shanghai) tons of standard coal/sq.m. 0.0839 45
Energy consumption per capita tons of standard coal/employee 1.40 86
Energy consumption per unit area tons of standard coal/sq.m. 0.05 86
Natural gas consumption cum. 299565.00 234287.54 290580.00 86
Natural gas consumption per unit area cum./sq.m. 0.71 0.50 0.63 86
Per capita consumption of natural gas cum./employee 22.45 16.17 19.26 86
Per capita consumption of power kWh/employee 4640.26 4580.22 4418.35 86
Per capita consumption of total diesel Liter/employee 0.51 86
Per capita consumption of total gasoline Liter/employee 42.43 86
Power consumption per unit area kWh/sq.m. 147.58 142.68 145.59 86
Total actual energy consumption (Company's headquarters in Shanghai) tons of standard coal 13739.08 45
Total consumption of power kWh 61905744.94 66376550.90 66655269.94 86
Total diesel consumption Liter 7625.58 86
Total diesel consumption per unit area Liter/sq.m. 0.02 86
Total energy consumption tons of standard coal 21179.93 86
Total gasoline consumption Liter 640112.79 86
Total gasoline consumption per unit area Liter/sq.m. 1.40 86

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2021 2022 2023 Report Pages
Per capita water consumption cu.m./employee 19.47 16.39 15.54 87
Per capita water consumption (Guotai Junan Group) tons/person 19.47 16.39 15.54 45
Total water consumption cu.m. 259800.33 237466.20 234464.47 87
Water consumption per unit area cu.m./sq.m. 0.62 0.51 0.51 87

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2021 2022 2023 Report Pages
Ending share capital Share 8908449523 8906672636 8904610816 86
Number of disabled employees Person 2 88
Number of employees by age: 30 to 50 years old Person 8474 9196 9765 88
Number of employees by age: <30 years old Person 3901 4191 4114 88
Number of employees by age: >50 years old Person 966 1105 966 88
Number of employees by education background: Bachelor's degree Person 6937 7205 7254 88
Number of employees by education background: College degree and others Person 1773 1559 1371 88
Number of employees by education background: Doctorate degree Person 144 162 169 88
Number of employees by education background: Master's degree Person 4487 5566 6292 88
Number of employees by gender: Female Person 5963 6501 6756 88
Number of employees by gender: Male Person 7378 7991 8330 88
Number of employees by region: Chinese Mainland Person 12513 13777 14313 88
Number of employees by region: Hong Kong, Macao, Taiwan and Overseas Person 828 715 771 88
Number of employees of ethnic minorities Person 514 562 594 88
Number of female management Person 237 212 235 88
Number of full-time employees Person 13341 14492 15086 88
Number of male management Person 404 486 506 88
Number of management Person 641 698 741 88
Number of new employees by age: 30 to 50 years old Person 739 769 738 88
Number of new employees by age: <30 years old Person 983 1096 1145 88
Number of new employees by age: >50 years old Person 4 6 12 88
Number of new employees by gender: Female Person 698 773 818 88
Number of new employees by gender: Male Person 1028 1098 1077 88
Number of new employees by region: Chinese Mainland Person 1491 1711 1730 88
Number of new employees by region: Hong Kong, Macao, Taiwan and Overseas Person 235 160 165 88
Number of new employees of ethnic minorities Person 84 88
Number of newly recruited graduates Person 361 548 615 88
Salaries paid to employees RMB 8726199596 9691438623 11065492880 86
Signing rate of labor contracts % 100 100 100 88
Social insurance coverage % 100 88
Total assets RMB 791272814529 860770916925 925400484366 86
Total number of employees Person 13341 14492 15086 88
Total number of new employees Person 1726 1871 1895 88

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2021 2022 2023 Report Pages
Employee turnover rate % 9.51 9.72 8.17 88
Employee turnover rate by age: 30 to 50 years old % 7.85 8.42 7.29 88
Employee turnover rate by age: <30 years old % 14.79 13.34 12.10 88
Employee turnover rate by age: >50 years old % 2.80 6.88 5.30 88
Employee turnover rate by gender: Female % 8.72 8.29 7.84 88
Employee turnover rate by gender: Male % 10.15 10.89 8.43 88
Employee turnover rate by region: Chinese Mainland % 8.54 8.17 7.40 88
Employee turnover rate by region: Hong Kong, Macao, Taiwan and Overseas % 24.28 39.58 22.44 88

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2021 2023 Report Pages
Work injuries Case 3 6 89

Lost days due to work injury.

Indicator Unit 2021 2023 Report Pages
Lost days due to work injuries Day 67 276 89

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2021 2022 2023 Report Pages
Coverage rate of physical examination of employees % 100 100 100 89

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2021 2022 2023 Report Pages
Person-times training of employees Person-time 743732 778898 590615 89
Training coverage rate of employees % 100 100 100 89
Training coverage rate of employees by employee type: Middle management % 2.26 2.49 2.61 89
Training coverage rate of employees by employee type: Ordinary employee % 97.64 97.45 97.28 89
Training coverage rate of employees by employee type: Senior management % 0.10 0.06 0.11 89
Training coverage rate of employees by gender: Female % 46.62 45.97 45.66 89
Training coverage rate of employees by gender: Male % 53.38 54.03 54.34 89

The average training hours completed per employee by gender and employee category.

Indicator Unit 2021 2022 2023 Report Pages
Annual average training hours per person Hour 61.84 68.01 66.51 89
Annual average training hours per person by employee type: Management Hour 52.19 89
Annual average training hours per person by employee type: Ordinary employee Hour 61.95 68.47 66.91 89
Annual average training hours per person by gender: Female Hour 64.12 67.49 65.78 89
Annual average training hours per person by gender: Male Hour 59.85 68.46 67.13 89
Total training expenditure of employees RMB10000 2628.73 2169.00 4424.19 89

Number of suppliers by geographical region.

Indicator Unit 2023 Report Pages
Hong Kong, Macau, Taiwan and overseas suppliers Supplier 304 90
Suppliers in Chinese Mainland Supplier 876 90
Total number of suppliers Supplier 1180 90
Underwriting scale of domestic green bonds RMB billion 46.996 45

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2023 Report Pages
Number of suppliers that have conducted environmental impact assessments Supplier 272 90
Number of suppliers that have conducted social impact assessments Supplier 320 90
Number of suppliers with actual or potential significant negative environmental impacts Supplier 12 90

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2021 2022 2023 Report Pages
Customer satisfaction % 97.3 90
Number of IPO projects in new energy sector completed 10 45
Number of customer complaints case 964 540 531 90
Number of customer consultations 10000 person-times 339.62 373.38 443.91 90
Proportion of complaints resolved % 100 100 100 90

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2021 2022 2023 Report Pages
Interest on borrowings paid to the creditors RMB 10162410511 10822098879 12823960183 86
Number of equity financing projects in new energy industry completed 24 45
Number of incidents in which penalties were imposed for failure to comply with anti-money laundering obligations as required Case 1 87
Scale of funds penalized for failure to comply with anti-money laundering obligations as required RMB10000 95 87
The number of legal cases regarding corrupt practices against the Group and its employees proposed and concluded Case 1 87
Total taxes RMB 5463179396 5472310550 5240056616 86

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2021 2022 2023 Report Pages
Anti-corruption training Session 73 33 37 87
Hours of training related to anti-corruption per employee Hour 1.54 20.54 9.53 87
Number of directors receiving training related to anti-corruption Person 17 17 17 87
Number of employees receiving training related to anti-corruption Person 5722 10969 13173 87
Total hours of all directors receiving training related to anti-corruption Hour 64.78 87

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2021 2022 2023 Report Pages
Basic earnings per share RMB 1.65 1.25 0.98 86
The proportion of dividends to net profit % 40.35 41.02 38.00 86
Total social investment RMB10000 3062.35 3300.75 4129.56 90

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2021 2022 2023 Report Pages
Amount invested in social welfare: culture and sports RMB10000 76.75 90
Amount invested in social welfare: education assistance RMB10000 1566.91 90
Amount invested in social welfare: healthcare RMB10000 1130 90
Amount invested in social welfare: other areas RMB10000 1355.9 90
External donations and value created for other stakeholders RMB 5571656949 6609775191 5625216652 86
Green bond investment scale RMB billion 15.763 45
Including total expenses for external donations RMB 51012479 40571739 46099996 86
Social contribution value per share RMB 5.08 4.96 5.01 86
Volunteer service hours of employees Hour 4055 26336 4015 90
Volunteer services person-times of employees Person-time 1037 6584 1004 90

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2021 2022 2023
Direct GHG Emissions (Scope 1) tCO2e 3054.07 2109.56 5397.32
Indirect Energy Emissions (Scope 2) tCO2e 36120.88 37486.04 40760.05
Total GHG Emissions tCO2e 39174.95 39595.6 46157.37
Total GHG Emissions Intensity (By Area) tons CO2-eq/sq.m. 0.09 0.09 0.1
Total GHG Emissions Intensity (By Employee) tons CO2-eq/employee 2.94 2.73 3.06

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2023
Hazardous Electronic Waste Piece 1065
Hazardous Waste (Electronic and IT Equipment) Piece 1065
Total Hazardous Waste kg 2130
Total Hazardous Waste Intensity (By Employee) kg/employee 0.14

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2022 2023
Non-Hazardous Waste (Domestic Waste) Tons 400 952.99
Non-Hazardous Waste (Kitchen Waste) Tons 250 628.44
Non-Hazardous Waste Disposed Tons 802.4 1694.93
Non-Hazardous Waste Recycled Tons 0.1
Paper Waste Tons 2.4 110.99
Total Non-Hazardous Waste Intensity (By Employee) Tons/employee 0.06 0.11

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2021 2022 2023
Diesel Fuel Consumption Liter 7625.58
Energy Consumption Intensity (By Area) tons of standard coal/sq.m. 0.05
Energy Consumption Intensity (By Employee) tons of standard coal/employee 1.4
Fossil Fuel Consumption tons of standard coal 21179.93
Gasoline Consumption Liter 640112.79
Natural Gas Consumption cum. 299565 234287.54 290580
Purchased Electricity kWh 61905744.94 66376550.9 66655269.94
Total Direct Energy Consumption tons of standard coal 21179.93
Total Energy Consumption tons of standard coal 21179.93
Total Indirect Energy Consumption kWh 61905744.94 66376550.9 66655269.94

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2021 2022 2023
Water Consumption cu.m. 259800.33 237466.2 234464.47

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2021 2022 2023
Number of Bachelor's Degree Employees Person 6937 7205 7254
Number of Doctoral Degree Employees Person 144 162 169
Number of Employees Aged 30-50 Person 8474 9196 9765
Number of Employees Aged Above 50 Person 966 1105 966
Number of Employees Aged Below 30 Person 3901 4191 4114
Number of Employees in Mainland China Person 12513 13777 14313
Number of Employees in Overseas Person 828 715 771
Number of Female Employees Person 5963 6501 6756
Number of Full-time Employees Person 13341 14492 15086
Number of Male Employees Person 7378 7991 8330
Number of Master's Degree Employees Person 4487 5566 6292
Number of New Employees Person 1726 1871 1895
Number of New Employees (Above 50) Person 4 6 12
Number of New Employees (Aged 30-50) Person 739 769 738
Number of New Employees (Aged Below 30) Person 983 1096 1145
Number of New Employees (Female) Person 698 773 818
Number of New Employees (Mainland China) Person 1491 1711 1730
Number of New Employees (Male) Person 1028 1098 1077
Number of New Employees (Overseas) Person 235 160 165
Number of Total Employees Person 13341 14492 15086
Percentage of Bachelor's Degree Employees % 52 49.71 48.09
Percentage of Doctoral Degree Employees % 1.08 1.12 1.12
Percentage of Employees Aged 30-50 % 63.54 63.47 64.72
Percentage of Employees Aged Above 50 % 7.24 7.62 6.4
Percentage of Employees Aged Below 30 % 29.25 28.91 27.27
Percentage of Employees in Mainland China % 93.8 95.06 94.87
Percentage of Employees in Overseas % 6.2 4.94 5.11
Percentage of Female Employees % 44.71 44.86 44.78
Percentage of Full-time Employees % 100 100 100
Percentage of Male Employees % 55.29 55.14 55.22
Percentage of Master's Degree Employees % 33.62 38.4 41.7
Percentage of New Employees % 12.94 12.91 12.56

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2021 2022 2023
Turnover Rate of Employees Aged 30-50 % 7.85 8.42 7.29
Turnover Rate of Employees Aged Above 50 % 2.8 6.88 5.3
Turnover Rate of Employees Aged Below 30 % 14.79 13.34 12.1
Turnover Rate of Employees in Mainland China % 8.54 8.17 7.4
Turnover Rate of Female Employees % 8.72 8.29 7.84
Turnover Rate of Male Employees % 10.15 10.89 8.43
Turnover Rate of Total Employees % 9.51 9.72 8.17

Lost days due to work injury.

Standard Indicator Unit 2021 2023
Lost Days Due to Work-related Injuries Day 67 276

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2021 2022 2023
Health Check Coverage for Employees % 100 100 100

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2021 2022 2023
Percentage of Employees Trained % 100 100 100
Percentage of Trained Female Employees % 46.62 45.97 45.66
Percentage of Trained General Employees % 97.64 97.45 97.28
Percentage of Trained Male Employees % 53.38 54.03 54.34
Percentage of Trained Middle Management % 2.26 2.49 2.61
Percentage of Trained Senior Management % 0.1 0.06 0.11

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2021 2022 2023
Average Training Hours (Female) Hour 64.12 67.49 65.78
Average Training Hours (General Staff) Hour 61.95 68.47 66.91
Average Training Hours (Male) Hour 59.85 68.46 67.13
Average Training Hours (Senior Management) Hour 52.19
Average Training Hours per Employee Hour 61.84 68.01 66.51

Number of suppliers by geographical region.

Standard Indicator Unit 2023
Number of Suppliers in Mainland China Supplier 876
Number of Total Suppliers Supplier 1180

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Standard Indicator Unit 2023
Number of Suppliers Participated in Sustainability Risk Assessment Supplier 272

Number of products and service related complaints received and how they are dealt with.

Standard Indicator Unit 2021 2022 2023
Complaint Growth Rate % -43.97 -1.67
Complaints Handling Rate % 100 100 100
Total Number of Customer Complaints case 964 540 531

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Standard Indicator Unit 2022
Number of Corruption Litigation Case 1

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2021 2022 2023
Average Hours of Anti-corruption Training Hour 1.54 20.54 9.53
Number of Anti-corruption Training Session Session 73 33 37
Number of Directors and Management Attendance for Anti-corruption Training Person 17 17 17
Number of General Employees Attendance for Anti-corruption Training Person 5722 10969 13173
Total Anti-corruption Training Hours for Directors and Management Hour 64.78

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2021 2022 2023
Investment in Education Donation RMB 15669100
Number of Participations in Volunteer Activities Person-time 1037 6584 1004
Total Public Welfare Donations RMB 51012479 40571739 46099996
Total Social Investment RMB 30623500 33007500 41295600
Total Volunteer Service Hours Hour 4055 26336 4015