2018 CORPORATE SOCIAL RESPONSIBILITY REPORT

Year: 2018
Published: 2019-05-20
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2018 Report Pages
Total NOx emissions (tons) tons 0.05 26
Total SO2 emissions (tons) tons 0.002 26

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 Report Pages
Direct GHG emissions (Category 1) (tons) tons 566.6 26
GHG emissions per square meter of floor area (Category 1 and Category 2) (tons/m²) tons/m² 0.08 26
Indirect GHG emissions (Category 2) (tons) tons 20966.2 26
Per capita GHG emissions (Category 1 and Category 2) (tons/person) tons/person 4.7 26
Total Greenhouse gas emissions (Category 1 and Category 2) (tons) tons 21532.8 26

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 Report Pages
Total hazardous wastes (tons) tons 21.15 26
Total hazardous wastes per capita (tons/person) tons/person 0.01 26
Total hazardous wastes per square meter of floor area (tons/m²) tons/m² 0.00007 26

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 Report Pages
Non-hazardous wastes per capita (tons/person) tons/person 0.04 26
Non-hazardous wastes per square meter of floor area (tons/m²) tons/m² 0.001 26
Total non-hazardous wastes (tons) tons 162.19 26

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 Report Pages
Facility diesel 3.76 26, 27
Natural gas 209.36 26, 27
Purchased electricity 20966.2 26, 27
Vehicle fuel consumption 353.48 26, 27

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2018 Report Pages
G-gate sorters purchased sets 105 11

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2018 Report Pages
8-gate sorters purchased sets 27 11

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2016 2017 2018 Report Pages
Average return on assets (%) % 1.05 1.05 0.99 39
Number of employees 16000 7
Number of female employees employees 7748 31
Number of financial leasing companies 1 7
Number of male employees employees 7940 31
Number of management trainees persons 700 31
Proportion of female employees (%) % 49.51 50.12 49.39 39
Rongchang Sub-branch - employees elected for inclusive financial activities employees 12 35
Total assets billion RMB 950.62 5, 7
Total assets (RMB, 100 million) RMB, 100 million 8031.58 9057.78 9506.18 39
Total loan amount for '6+1' mainstream industries billion RMB 45.84 18
Total loan amount for strategic emerging industries billion RMB 9.45 18
Total loans billion RMB 8141 5
Total loans and advances billion RMB 381.14 7
Total number of bank outlets at Bank level outlets 3063 11
Total number of employees employees 16245 15892 15688 31, 39

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2016 2017 2018 Report Pages
Basic qualification training for anti-counterfeit currency employees 1028 11
Employees involved in anti-counterfeit currency online quiz employees 180000 11
Number of management training sessions sessions 155 31
Number of offline training sessions sessions 1695 1834 2116 31, 39
Number of participants in training sessions participants 150000 31

Number of suppliers by geographical region.

Indicator Unit 2016 2017 2018 Report Pages
Agriculture-related loans balance million RMB 153423 19
Agriculture-related loans balance (RMB, 100 million) RMB, 100 million 1334.3 1461.48 1534.23 39
Balance of loans for guaranteed housing billion RMB 119.3 23
Balance of loans for public rental housing (including low-rent housing) billion RMB 9.4 23
Balance of loans for shanty-town reconstruction billion RMB 118.4 23
Balance of loans supporting culture industry billion RMB 2.23 23
Balance of loans supporting education billion RMB 32.1 23
Balance of loans to the medical and health industry billion RMB 49.2 23
Balance of loans to the people's livelihood billion RMB 378.48 23
Green credit balance billion RMB 132.4 25
Green credit facilities granted to Chongqing Juxiang Gas Co., Ltd. by Beibei Sub-branch million RMB 260 25
Green credit loans balance million RMB 11235 5
Green credit loans balance (RMB, 100 million) RMB, 100 million 105.37 114.25 132.35 39
International volume of pulp imported by Richmond Sanitary Paper million US dollars 50 17
Number of branches 6 7
Number of enterprises supported in '6+1' mainstream industries enterprises 844 18
Number of exclusive financial services specialized institutions of small and micro businesses 14 21
Number of financial services cooperation institutions of small and micro businesses exceeded 80 21
Number of institutions 1777 1777 1775 7, 39
Number of outlets and institutions supporting 'Sannong' 1461 1464 1463 19
Number of outlets located in counties 1462 1462 1461 39
Number of sub-branches 36 7
Small and micro businesses loans balance RMB 100 million 934.3 1055.44 1165.9 22
Small and micro businesses loans balance (RMB, 100 million) RMB, 100 million 934.34 1055.44 1165.9 39
The amount of small and micro business customers units 103166 108656 124107 22
Total deposits billion RMB 616.17 7

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2018 Report Pages
F-gate sorters purchased sets 29 11
Promoting convenient financial services - rural convenience service points service points 531 29

Percentage of total products sold or shipped subject to recalls for safety and health reasons.

Indicator Unit 2018 Report Pages
Number of new products promoted in international business 6 18

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2016 2017 2018 Report Pages
Advertising materials on financial knowledge thousand materials 300 5
Customer satisfaction (%) % 99.62 99.7 99.77 39
Damaged currency exchanged at the scene RMB 34100 11
Damaged notes exchanged for the public RMB 2890000 11
Improving the development of self-service machines - number of CRS CRS 1746 29
Improving the development of self-service machines - number of outlets with self-service machines outlets 731 29
Improving the development of self-service machines - number of self-service inquiry machines self-service inquiry machines 854 29
Improving the development of self-service machines - number of self-service machines self-service machines 4884 29
Increase in agriculture-related loans balance from last year million RMB 7276 19
Number of customers - mobile banking 10 thousand 824.14 29
Number of customers - online banking 10 thousand 309.25 29
Number of customers of specialized institutions for small and micro businesses 5771 21
Number of handled customer complaints 4543 5065 4865 39
Number of self-service machines 4796 4989 4854 39
Person-times answered anti-counterfeiting questions through QR code person-times 4859 11
Total transactions - mobile banking 10 thousand 6204.86 29
Total transactions - online banking 10 thousand 31152.21 29

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2018 Report Pages
Brochures for anti-counterfeit public campaigns distributed brochures 620000 11
Brochures for commemorative coins distributed brochures 200000 11
Posters for anti-counterfeit campaigns posted posters 3600 11
RMB yuan International Certificate of RMB opened by Richmond Sanitary Paper million RMB 209 17

Description of quality assurance process and recall procedures.

Indicator Unit 2018 Report Pages
Anti-counterfeit posters sent via post office posters 80000 11
Anti-counterfeiting currency publicity campaign propaganda sessions sessions 28 11
Anti-counterfeiting duty propaganda stations set up stations 37 11
Optimising the layout of existing outlets - number of institutions upgraded and relocated institutions 56 29

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2016 2017 2018 Report Pages
Bank outlets involved in anti-counterfeit currency publicity outlets 1766 11
Bank ranking among banks in China 21 7
Bank ranking in 'Top 500 most valuable banking brands' (Brand Finance, UK) 138 7
E-channel transaction ratio 87.67 90.12 92.89 39

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2016 2017 2018 Report Pages
Amount of settlements between the Bank’s customers and their counterparties in countries along the Belt and Road million RMB 210 17
Capital adequacy ratio % 13.52 5, 9
Capital adequacy ratio (%) % 12.7 13.03 13.52 39
Foreign exchange payment and receipt for Belt and Road settlements million RMB 580 17
Private sector loans as percentage of Bank's total corporate loan balance in Chongqing % 40 19
Private sector loans as percentage of city's total corporate loan balance in Chongqing % 17 19
Private sector loans balance in Chongqing billion RMB 97.29 19
Provision coverage (%) % 428.37 431.24 347.79 39
Provision coverage ratio % 347.79 9
Share of Richmond Sanitary Paper settlements transacted through the bank more than 95% 17

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2018 Report Pages
Business offices involved in anti-counterfeit currency publicity offices 820 11
Increase rate of green credit balance % 15.84 25
Public campaigns on anti-money laundering copies of publications and brochures distributed 58195 11
Sub-branch outlets participating in anti-counterfeiting currency publicity campaign outlets 13 11

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2018 Report Pages
Branches and sub-branches involved in anti-money laundering training branches and sub-branches 199 11
Exchange markets involved in anti-counterfeit currency publicity markets 492 11
Orientation training on anti-money laundering employees 83 11
Phases of training programs for anti-money laundering phases 3 11
Special training on anti-money laundering employees 124 11
Training programs for anti-money laundering programs 199 11

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2016 2017 2018 Report Pages
Amount granted to benchmark chicken stock cooperatives by Changshou Sub-branch million RMB 6.7 21
Bags for public campaigns distributed bags 6000 11
Booths set up by outlets booths 802 11
Centralized propaganda events during 'Promoting Financial Attainment and Become a Good Financial Netizen' campaign events 600 35
Colleges and universities visited during 'Promoting Financial Attainment and Become a Good Financial Netizen' campaign colleges and universities 122 35
Communities and construction sites involved in anti-counterfeit currency publicity sites 413 11
Copies of publicity materials handed out during 'Promoting Financial Attainment and Become a Good Financial Netizen' campaign copies 400000 35
Customers reached during 'Promoting Financial Attainment and Become a Good Financial Netizen' campaign customers 1000000 35
Employees involved with an audience of over 210000 persons employees 7000 11
Employees participating in volunteer activities employees 24000 5
Entities involved in anti-counterfeit currency publicity stations entities 4710 11
Financial knowledge promotion activities activities 5300 5
Financial knowledge publicity campaigns campaigns 5000 35
Financial knowledge publicity campaigns - 800000 audiences audiences 800000 35
Financial knowledge publicity campaigns - 900000 copies of publicity materials copies 900000 35
Financial knowledge publicity campaigns - more than 30000 employees employees 30000 35
Financial knowledge publicity campaigns - over 400000 text messages text messages 400000 35
Financial knowledge publicity campaigns - over 90000 WeChat Push clicks WeChat Push clicks 90000 35
Full coverage of physical outlets - number of districts and counties in Chongqing districts and counties 38 29
Full coverage of physical outlets - number of institutions institutions 1378 29
Full coverage of physical outlets - number of outlets in Chongqing outlets 1461 29
Increase in publicity on corporate social responsibility over 2017 Increased 13
Loans balance of specialized institutions for small and micro businesses billion RMB 8.58 21
New college students reached during 'Promoting Financial Attainment and Become a Good Financial Netizen' campaign students 20000 35
Number of enterprises in strategic emerging industries supported enterprises 60 18
Number of publicity and education activities for party culture and political integrity 340 396 39
Number of social responsibility awards received: Best Green Finance in 2017 award 1 13
Number of social responsibility awards received: Best Social Responsibility Award in 2017 award 1 13
Number of social responsibility awards received: Financial Institution with the Greatest Social Responsibility 2017 award 1 13
Number of social responsibility awards received: Social Responsibility Targeted Poverty Alleviation Award 2017 award 1 13
Number of social responsibility awards received: Special Social Responsibility Contribution Award 2017 award 1 13
Number of social responsibility awards received: Special Social Responsibility Contribution Outlet Award in 2017 award 1 13
Number of social responsibility reports participated in compilation for 2017 held by China Banking Association report 1 13
Number of social responsibility reports participated in compilation for 2017 held by Chongqing Banking Association report 1 13
Number of village banks 12 7
On-site public campaigns held by each bank outlet campaign per outlet 1 11
Percentage increase in balance of loans to the medical and health industry % 21.35 23
Percentage increase in balance of loans to the people's livelihood % 11.34 23
Physical bank outlets involved in financial knowledge publicity outlets 123 35
Proportion of loans of small and micro businesses to the total loans balance % 33.1 33.74 33.49 22
Public welfare and charity projects - volunteer activities activities 24000 35
Public welfare and charity projects - volunteer hours hours 37000 35
Rongchang Sub-branch - inclusive financial activity sessions sessions 150 35
Rongchang Sub-branch - people reached by inclusive financial activities people 100000 35
Schools involved in anti-counterfeit currency publicity schools 270 11
Second People's Hospital of Yunyang County - project expansion loan million RMB 86 23
Service stations involved in anti-counterfeit currency publicity stations 374 11
Special publicity activities on financial knowledge activities 315 35
Stockholders’ equity (RMB, 100 million) RMB, 100 million 541.9 652.46 721.49 39
Weeks set in PBOC's online publicity week campaign weeks 3 11
Yongchuan Sub-branch - investment to support teaching system and equipment of high vocational college million RMB 1.6 23

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2016 2017 2018 Report Pages
Average annual income increase per farm household supported by Changshou Sub-branch RMB 8500 21
Credit facility granted to Chongqing Port Logistics Group Company Limited for working capital and funds to support second phase project million RMB 685 17
Credit facility granted to State Investment Chongqing Orchard Port Company Limited for liquidity turnover million RMB 850 17
Employees from sub-branch outlets participating in anti-counterfeiting currency publicity campaign employees 56 11
Increase in balance of loans to the medical and health industry billion RMB 8.65 23
Increase in balance of loans to the people's livelihood billion RMB 38.2 23
Number of farm households supported by Changshou Sub-branch 1020 21
Number of people covered by medical insurance for urban and rural residents million people 12.8 23
Public welfare and charity projects - total investment million RMB 15.93 35
Targeted poverty alleviation policy fund million RMB 1953 5
Total amount of loans and advances (RMB, 100 million) RMB, 100 million 3004.21 3383.47 3811.36 39

The types of emissions and respective emissions data.

Standard Indicator Unit 2018
NOₓ Emissions tons 0.05
SOₓ Emissions tons 0.002

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018
Direct GHG Emissions (Scope 1) tons 566.6
Indirect Energy Emissions (Scope 2) tons 20966.2
Total GHG Emissions tons 21532.8
Total GHG Emissions Intensity (By Area) tons/m² 0.08
Total GHG Emissions Intensity (By Employee) tons/person 4.7

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018
Total Hazardous Waste tons 21.15
Total Hazardous Waste Intensity (By Area) tons/m² 0.00007
Total Hazardous Waste Intensity (By Employee) tons/person 0.01

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018
Total Non-Hazardous Waste Intensity (By Area) tons/m² 0.001
Total Non-Hazardous Waste Intensity (By Employee) tons/person 0.04

Description of emissions target(s) set and steps taken to achieve them.

Standard Indicator Unit
CO2 Emissions Reduction Compared to Last Year tons per year

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018
Diesel Fuel Consumption 3.76
Energy Consumption Intensity (By Area) MWh/m²
Energy Consumption Intensity (By Employee) MWh/person
Natural Gas Consumption 209.36
Purchased Electricity MWh 20966.2
Total Direct Energy Consumption MWh
Total Energy Consumption MWh
Total Indirect Energy Consumption MWh
Wind Energy million kWh

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit
Water Consumption tons
Water Consumption in Office tons

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit
Energy Consumption Reduction Compared to Last Year tons of standard coal

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit
Packaging Material Consumption (Paper) tons

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2016 2017 2018
Number of Female Employees employees 7748
Number of Male Employees employees 7940
Number of Total Employees employees 16245 15892 15688
Percentage of Female Employees % 49.51 50.12 49.39

Number of products and service related complaints received and how they are dealt with.

Standard Indicator Unit 2016 2017 2018
Total Number of Customer Complaints 4543 5065 4865

Description of quality assurance process and recall procedures.

Standard Indicator Unit 2018
Number of Training Sessions on Quality and Safety sessions 28

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2018
Number of Anti-corruption Training Session programs 199
Number of People Participated in Ethical Standards and Anti-corruption Training employees 207

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2018
Investment in Targeted Poverty Alleviation million RMB 1953
Total Social Investment million RMB 15.93