2017 CORPORATE SOCIAL RESPONSIBILITY REPORT

Year: 2017
Published: 2018-05-10
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2017 Report Pages
Nitrogen oxides (tons) tons 0.11 29
Sulfur dioxide (tons) tons 0.003 29

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Direct emissions (tons) (Category 1) tons 705.28 29
Greenhouse gas emissions per square meter of floor area (tons/m2) (Category 1 and Category 2) tons/m2 0.07 29
Indirect GHG emissions (tons) (Category 2) tons 19672.63 29
Per capita GHG emissions (tons/person) (Category 1 and Category 2) tons/person 4.72 29
Total Greenhouse Gas Emissions (tons)(Category 1 and Category 2) tons 20377.91 29

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Total hazardous wastes (tons) tons 8.18 29
Total hazardous wastes per capita (tons/person) tons/person 0.002 29
Total hazardous wastes per square meter of floor area (tons/m2) tons/m2 0.00003 29

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Non-hazardous wastes per capita (tons/person) tons/person 0.13 29
Non-hazardous wastes per square meter of floor area (tons/m2) tons/m2 0.002 29
Total non-hazardous wastes (tons) tons 559.19 29

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Direct energy consumption (MWh) MWh 3196.95 29
Energy consumption per square meter floor area (MWh/m2) MWh/m2 0.12 29
Facility diesel 0.86 29
Indirect energy consumption (MWh) MWh 43.86 29
Mobile banking service vehicles purchased vehicles 3 31
Natural gas 1571.59 29
Official vehicle consumption5 397.12 29
Official vehicle fuel consumption 1622.1 29
Procured electricity 30228.39 29
Procured electricity power consumption of the Head Office (MWh) MWh 11287.24 29
Total energy consumption (MWh) MWh 33425.34 29
Total per capita energy consumption (MWh/person) MWh/person 7.74 29

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Daily water consumption (tons) tons 18937.53 29
Daily water consumption of the Head Office (tons) tons 47825 29
Total renovation area of houses in MINGYIXU Zhongxian Shantytown Renovation Phase I square meters 36000 25
Water consumption per square meter of floor area (tons/m2) tons/m2 0.69 29

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2017 Report Pages
Amount of green loans million RMB 11425 5

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2017 Report Pages
New bridge in MINGYIXU Zhongxian Shantytown Renovation Phase I bridge 1 25
New urban roads in MINGYIXU Zhongxian Shantytown Renovation Phase I meters 5603 25

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Average return on assets (%) % 1.08 1.05 1.05 42
Growth rate of agriculture-related loan balance % 10.35 17
Number of employees 16000 7
Number of employees (total) persons 15892 33
Number of female employees persons 7965 33
Number of joint conferences for 'Occupational Classification' and 'Foreign Cash withdrawal' held conferences 4 11
Number of male employees persons 7927 33
Proportion of female employees % 50.12 33
Proportion of female employees (%) % 50.7 49.51 50.12 42
Proportion of male employees % 49.88 33
Total assets billion RMB 900 5
Total loan balance for Sannong business million RMB 8374 21
Total loan to emerging strategic industries billion RMB 9.2 18
Total loan to pillar industries ("6+1") billion RMB 52.28 18
Total number of employees 16182 16245 15892 42

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2017 Report Pages
Number of warning and rectification organizations 340 10

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2017 Report Pages
Number of participants in employee training 11000 5
Number of training sessions for employees 1834 5
Participants in financial knowledge campaigns 487859 5

The average training hours completed per employee by gender and employee category.

Indicator Unit 2015 2016 2017 Report Pages
Number of various training sessions 1837 1695 1834 42

Number of suppliers by geographical region.

Indicator Unit 2015 2016 2017 since 2006 Report Pages
Agriculture-related loan balance billion RMB 12.736 17
Agriculture-related loan balance (RMB, billion) RMB billion 122.924 133.43 146.148 42
Balance of deposits billion RMB 572.2 5, 7
Balance of guaranteed housing loans RMB million 495 25
Balance of loans billion RMB 383.3 5, 7
Balance of loans for public rental housing (including low-rent housing) RMB million 95 25
Balance of loans for shanty-town reconstruction RMB million 400 25
Balance of loans supporting culture industry RMB billion 2218 25
Balance of loans supporting education sector RMB billion 3279 25
Balance of loans to the health and medical industry billion RMB 40.51 24
Balance of loans to the people's livelihood billion RMB 354.11 24
Capital ratio of the Bank % 13.03 9
Cumulative loans granted by Nanchuan Sub-branch to Chongqing Qianfeng Tea Co., Ltd. million RMB 50 21
Financial leasing company owned 1 7
Financing provided to Bosai Minerals (Asia) Co., Ltd. million USD 56 17
Number of branches 5 7
Number of exclusive financial services sub-branches of small and micro businesses 14 23
Number of leading enterprises receiving Sannong loans 478 21
Number of outlets 1773 1777 1777 7, 42
Number of outlets located in counties 1459 1462 1462 42
Number of outlets supporting 'Three Agriculture' 1460 1461 1464 20
Number of sub-branches 37 7
Number of village and township banks 12 7
Offshore financing amount for export enterprises in Chongqing billion RMB 1.6 17
Outlets located in counties outlets 1462 31
Physical business outlets in all villages and towns and 38 districts and counties in Chongqing outlets 1777 31
Proportion of total loan balance to industrial enterprises 25.19% 18
The amount of small and micro businesses customers households 102880 103166 108656 22
Total amount of 'primary, secondary and tertiary industrial' integrated loan projects by Wanzhou Sub-branch RMB 3500000 36
agriculture-related loan balance million 146148 20

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2017 Report Pages
Coverage rate of the Bank's examination of suppliers in centralized procurement 100% 12
Number of high-tech enterprises supported household 357 18

Description of practices used to promote environmentally preferable products and services when selecting suppliers, and how they are implemented and monitored.

Indicator Unit 2017 Report Pages
Number of branches and sub-branches providing customized financial services for small and micro businesses 23 23

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2015 2016 2017 Report Pages
Amount of personal student loans issued RMB 27716000 37
Cross-border settlement amount denominated in RMB between the countries along the Belt and Road billion RMB 100 17
Customer satisfaction (%) % 99.62 99.7 42
Expected sales revenue for Chongqing Le-Mark Ceramic Technology Co., Ltd. million RMB 60 24
Increase in agriculture-related loan balance billion RMB 1.195 17
Increase in agriculture-related loan balance from beginning of the year million 12718 20
Number of chickens sold to Fairy Town Restaurant (Wulong Sub-branch project) chickens 300 36
Number of copies of promotional materials distributed for Financial Consumer Rights Day on March 15th copies 20000 33
Number of copies of publicity materials distributed copies 500000 37
Number of customers of exclusive sub-branches of small and micro businesses 5135 23
Number of handled customer complaints 4543 5065 42
Number of offices participating in Financial Consumer Rights Day on March 15th offices 60 33
Number of self-service machines 4456 4796 4989 42
Personal business loan limit for automatic renewal and self-service drawdown and repayment RMB 500000 23
Proportion of machines to outlets ratio 2.81 31
Year-on-year increase in electronic channel account transactions substitution rate percent 2.45 31

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2017 Report Pages
Previous sales revenue for Chongqing Le-Mark Ceramic Technology Co., Ltd. million RMB 30 24

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2016 2017 Report Pages
Bank loan approved for BlueHorizon energy-saving service company million RMB 12.5 28
Electronic channel account transactions substitution rate percent 87.67 90.12 31, 42
Number of personal student loans issued loans 1301 37
Number of persons involved in publicity of financial knowledge persons 487859 37
Number of persons organized for Financial Consumer Rights Day on March 15th persons 183 33
Number of persons trained in contract review and consumer protection persons 1000 33
Self-inquiry terminals terminals 989 31
Self-service machines machines 4989 31
Self-service machines for cash business machines 4003 31

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2015 2016 2017 Report Pages
Capital adequacy ratio % 13.03 7
Capital adequacy ratio (%) % 12.09 12.7 13.03 42
Increase in total bank loan balance 16.2% 18
Provision coverage % 431.24 9
Provision coverage (%) % 420.03 428.37 431.24 42
Trade receipts and payments executed billion USD 600 17

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2017 Report Pages
Increase rate of balance of loans to the health and medical industry % 31.95 24
Increase rate of balance of loans to the people's livelihood % 13.77 24
Number of anti-money laundering work dynamics issued issues 22 11
Number of reports submitted to regulatory authorities and relevant governments reports 78 37
Number of special campaigns on rectification and supervision of work style 724 10

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2017 Report Pages
Number of anti-corruption trainings organized 87 10
Number of anti-money laundering fixed-point training participants participants 200 11
Number of new employee anti-money laundering pre-post training participants participants 300 11
Number of participants in 2017 special anti-money laundering training participants 120 11
Number of people participating in on-site training of the Bank Money-Laundering Case Analysis and Suspicious Transaction Monitoring and Analysis Practice organized by the People's Bank of China Zhengzhou Institute of Training in Chongqing people 46 11
Number of people participating in the PBC anti-money laundering follow-up education and remote training people 6822 11
Number of people participating in the fourth phase of 2017 anti-money laundering post access training in the financial industry people 969 11

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2015 2016 2017 2017.07 2017.09 2017.10 2017.11 2018 2018.02 Report Pages
Copies of financial knowledge materials given out 500000 5
Loan balance of small and micro businesses (RMB, billion) RMB billion 82.744 93.434 105.544 42
Loan balance of small and micro businesses accounts for the proportion of total loan balance % 32.51 33.11 33.74 22
Loan to Chongqing Environmental Protection Investment Co., Ltd. for polluted water treatment million RMB 500 27
Loan to Dayakou Agricultural Development Co., Ltd. for green finance million RMB 7 27
New outlets for regular services in villages and towns outlets 126 31
New resettlement houses in MINGYIXU Zhongxian Shantytown Renovation Phase I square meters 40000 25
Number of 'primary, secondary and tertiary industrial' integrated loan projects by Wanzhou Sub-branch projects 19 36
Number of articles related to social responsibility published with the help of the media articles >20 13
Number of beneficiaries of public welfare undertakings 24329 5
Number of collaborate financial services sub-branches of small & micro businesses 76 23
Number of consumers and consumer students educated on financial knowledge persons 300000 37
Number of disadvantaged people assisted by Wanzhou Sub-branch people 269 36
Number of emerging strategic industries supported enterprises 68 18
Number of financial knowledge promotion activities organized activities 1855 37
Number of financial knowledge promotion materials distributed copies 4521368 37
Number of financial knowledge promotion materials produced copies 823830 37
Number of free emergency articles distributed by Dazu Sub-branch during Spring Festival voluntary action articles 1250 38
Number of industrial enterprises supported household 2195 18
Number of mu of vegetables planted with petty loan (Huolu office of Wulong Sub-branch) mu 60 36
Number of passengers benefited during Spring Festival voluntary action passengers 10000000 38
Number of passengers serviced by volunteers during Spring Festival voluntary action passengers 47300 38
Number of people educated on preventing financial risks during Financial Consumer Rights Day on March 15th persons 5500 33
Number of pillar industries supported ("6+1") enterprises 1018 18
Number of plans for customized financial services approved for small and micro businesses 29 23
Number of poverty alleviation microloans issued million RMB 814 35
Number of public campaigns themed on financial knowledge 5218 5
Number of public service advertisements on WeChat advertisements 438750 37
Number of sessions of financial knowledge publicity 6970 7278 5218 42
Number of sessions of publicity of financial knowledge held sessions 5218 37
Proportion of loans to industrial companies 26.24% 18
Ranking among Top 100 Chinese Banks by Core first level net capital rank 21 15
Ranking among Top 500 Enterprises in China rank 404 15
Ranking among Top 500 Enterprises in China's Service Industry rank 150 15
Ranking among banks in China 21 7
Ranking in The Banker top 1000 global banks rank 166 154 15
Ranking in The Banker top 500 global brands rank 152 15
Rural 'Financial Self-service Stations' in remote towns stations 564 31
Top 500 Most Valuable Banking Brands ranking 138 7
Wanzhou Sub-branch microfinance loans amount RMB 280000 36
Wulong Sub-branch poverty alleviation microfinance loan amount RMB 50000 36

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2015 2016 2017 Report Pages
Accumulated value for MINGYIXU Zhongxian Shantytown Renovation Phase I RMB million 400 25
Amount donated to public welfare undertakings RMB 5211100 5
Annual net income from Wulong Sub-branch poverty alleviation project RMB 80000 36
Annual public charity activity duration hours 2924 38
Annual public charity fund total RMB 5211100 38
Annual public charity project person-times person-times 24239 38
Credit extension for the construction of Chongqing Guoyuan Port billion RMB 3.1 17
Credit for MINGYIXU Zhongxian Shantytown Renovation Phase I RMB million 900 25
Cumulative beef cattle loans provided by Fengdu Sub-branch to Hengdu Group million RMB 1458.2 21
Extended credit to The GENER Hospital million RMB 300 24
Funds for caring activities during Spring Festival million RMB 1.59 35
Funds of Labor Union for caring activities during Spring Festival million RMB 1.1 35
Increase in balance of loans to the health and medical industry over the beginning of the year billion RMB 9.81 24
Increase in balance of loans to the people's livelihood over the beginning of the year billion RMB 42.86 24
Loan balance for Sannong loans at city-level million RMB 4160 21
Loan balance for Sannong loans at county-level million RMB 2508 21
Loan balance for Sannong loans at state-level million RMB 1706 21
Loan balance for high-tech enterprises billion RMB 20.443 18
Loan balance for industrial enterprises billion RMB 77.903 18
Loan balance of exclusive sub-branches for small and micro businesses million RMB 3331 23
Loan balance of green credit (RMB, billion) RMB billion 8.454 10.537 11.425 42
Loan balance of personal student loans RMB 2669500 37
Materials purchased and delivered for caring activities during Spring Festival pieces 1796 35
Number of Sannong loans at city-level 272 21
Number of Sannong loans at county-level 189 21
Number of Sannong loans at state-level 17 21
Number of Sannong loans issued by the bank 832 21
Number of bottles of mineral water distributed by Dazu Sub-branch during Spring Festival voluntary action bottles 36000 38
Number of bottles of mineral water provided during Spring Festival voluntary action bottles 80000 38
Number of brochures distributed by Dazu Sub-branch during Spring Festival voluntary action brochures 10600 38
Number of buses serviced by volunteers during Spring Festival voluntary action buses 1448 38
Number of employees participating as volunteers 3119 5
Number of packages of snacks distributed by Dazu Sub-branch during Spring Festival voluntary action packages 5500 38
Number of sickness stickers distributed by Dazu Sub-branch during Spring Festival voluntary action stickers 55000 38
Number of volunteers added 3119 38
Party membership dues paid for caring activities during Spring Festival million RMB 0.265 35
Petty loan amount supported for financial poverty alleviation (Huolu office of Wulong Sub-branch) RMB 50000 36
The loan balance of small and micro businesses RMB billion 82.744 93.434 105.544 22
Total amount of loans and advances (RMB, billion) RMB billion 268.586 300.421 338.347 42
Total balance of green-credit policy billion 11425 27
Total bank loan balance billion RMB 338.3 18
Value of materials purchased and delivered for caring activities during Spring Festival RMB 270000 35

The types of emissions and respective emissions data.

Standard Indicator Unit 2017
NOâ‚“ Emissions tons 0.11
SOâ‚“ Emissions tons 0.003

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Direct GHG Emissions (Scope 1) tons 705.28
Indirect Energy Emissions (Scope 2) tons 19672.63
Total GHG Emissions tons 20377.91
Total GHG Emissions Intensity (By Area) tons/m2 0.07
Total GHG Emissions Intensity (By Employee) tons/person 4.72

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Total Hazardous Waste tons 8.18
Total Hazardous Waste Intensity (By Area) tons/m2 0.00003
Total Hazardous Waste Intensity (By Employee) tons/person 0.002

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Non-Hazardous Waste Disposed tons 559.19
Total Non-Hazardous Waste Intensity (By Area) tons/m2 0.002
Total Non-Hazardous Waste Intensity (By Employee) tons/person 0.13

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Diesel Fuel Consumption 4.12
Energy Consumption Intensity (By Area) MWh/m2 0.12
Energy Consumption Intensity (By Employee) MWh/person 7.74
Natural Gas Consumption 1878.89
Purchased Electricity MWh 30228.39
Total Direct Energy Consumption MWh 3196.95
Total Energy Consumption MWh 33425.34
Total Indirect Energy Consumption MWh 30228.39

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Water Consumption tons 18937.53
Water Consumption Intensity (By Revenue) tons/m2 0.69
Water Consumption in Office tons 47825

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit
Investment in Energy-saving and Emission-reduction Technology Transformation billion RMB

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2015 2016 2017
Number of Female Employees persons 7965
Number of Male Employees persons 7927
Number of Total Employees persons 16182 16245 15892
Percentage of Female Employees % 50.7 49.51 50.12
Percentage of Male Employees % 49.88

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Standard Indicator Unit 2017
Percentage of Critical Suppliers Covered by CSR Audit % 100

Number of products and service related complaints received and how they are dealt with.

Standard Indicator Unit 2016 2017
Number of Complaints Dealt with 4543 5065
Total Number of Customer Complaints 5065

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2017
Number of Anti-corruption Training Session sessions 87
Number of Attendance for Anti-corruption Training person-times 8457

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2017
Investment in Targeted Poverty Alleviation RMB 80000
Number of Employees Participating in Volunteer Activities 3119
Number of Participations in Volunteer Activities person-times 24239
Number of Volunteers among Employees 3119
Total In-kind Donations RMB 270000
Total Public Welfare Donations RMB 5211100
Total Social Investment RMB 5211100
Total Volunteer Service Hours hours 2924