2017 CORPORATE SOCIAL RESPONSIBILITY REPORT

Company: HTSC (6886)
Year: 2017
Published: 2018-03-28
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2015 2016 2017 Report Pages
Car mileage km 416000 363140 302021 61

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 Report Pages
Greenhouse gas (GHG) emissions per unit area ton/m² 0.09 0.07 0.08 61
Greenhouse gas (GHG) emissions per unit area (water) ton/m² 0.32 0.42 0.33 61
Total greenhouse gas (GHG) emissions ton 16387 15346 16552 61
Total greenhouse gas (GHG) emissions per person ton/person 14.6 10.9 9.8 61

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 Report Pages
Toner unit 45 63 70 61

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 Report Pages
Cartridges recycled 360 60
Paper consumption packages 4600 60
Toner recycled tons 70 60
Waste volume of electronics unit 12900 13200 11400 61

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2017 2020 2030 Report Pages
Proportion of non-fossil energy in one-off energy consumption target for China (2020) % 15 59
Proportion of non-fossil energy in one-off energy consumption target for China (2030) % 20 59
Total issuing scale of main green bonds issuance projects RMB 100 Million 100.5 58

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 Report Pages
Car oil consumption data RMB10000 27 28.9 16 61
Electricity consumption per person kWh/person 20674 15146 13866 61
Electricity consumption per unit area kWh/m² 110 103 112 61
Gas consumption per unit area m³/m² 3.56 5.12 4.23 61
Natural gas consumption per person m³/person 668 766 526 61
Total drive length of company vehicles km 302021 60
Total electricity consumption kWh 23134560 21643898 23433535 61
Total electricity consumption in data center kWh 9850601 60
Total natural gas consumption 748005 1075998 888205 61

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 Report Pages
Solar hot water system saved water at Huatai Securities Plaza cubic meters 416 62
Total water consumption ton 67366 88139 69445 61
Water consumption per person ton/person 60.2 62.78 41.09 61

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2017 Report Pages
Ground source heat pump and cold water unit saved electricity at Huatai Securities Plaza MWh 49.984 62

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2015 2016 2017 Report Pages
Cartridge unit 295 320 360 61
Total paper consumption package 3800 4100 4600 61

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2017 2017 Q3 Report Pages
Aggregate value of hydropower 'green' assets supported by Huatai Asset Management - Gezhouba Green Asset-Backed Special Plan of Hydropower Grid Toll Right million RMB 1000 59
AssetMark's market share in the US TAMP industry % 95.9 64
Details of other projects Charity sponsorships 54
Issuing scale of 17 Bank of Gansu Green Financial Debt RMB 100 Million 10 58
Issuing scale of 17 Longyuan Green Debt 01 RMB 100 Million 30 58
Issuing scale of 17 Yunnan Water Green Debt RMB 100 Million 5.5 58
Issuing scale of G17 Huadian 1 RMB 100 Million 20 58
Issuing scale of G17 Huadian 2 RMB 100 Million 10 58
Issuing scale of G17 Huadian 3 RMB 100 Million 5 58
Issuing scale of G17 Longyuan 1 RMB 100 Million 20 58

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Coverage of social insurance % 100 100 100 41
Expenses on employee benefits RMB10000 435328.87 443364.67 559024.69 13
Number of employees by age: 30-50 Person 4386 4455 4941 40
Number of employees by age: <30 Person 2257 2294 2398 40
Number of employees by age: >50 Person 210 218 252 40
Number of employees by education degree: College Person 3908 3926 4206 40
Number of employees by education degree: Doctor Person 73 81 100 40
Number of employees by education degree: Master Person 1773 2162 2598 40
Number of employees by education degree: Technical school and below Person 1099 798 687 40
Number of employees by gender: Female Person 3120 3233 3468 40
Number of employees by gender: Male Person 3733 3734 4123 40
Number of employees by region: Mainland China Person 6750 6856 7484 40
Number of employees by region: Overseas (including HK, Macao and Taiwan) Person 103 111 107 40
Number of female employees actually using the maternity leave Person 122 166 199 41
Number of graduates Person 272 363 336 40
Number of handicapped employees Person 3 2 2 40
Number of minority ethnic group employees Person 166 151 152 40
Number of new employees Person 903 1024 1270 40
Number of new employees by age: 30-50 Person 305 473 473 40
Number of new employees by age: <30 Person 590 716 795 40
Number of new employees by age: >50 Person 3 5 2 40
Number of new employees by gender: Female Person 551 555 765 40
Number of new employees by gender: Male Person 352 469 505 40
Number of new employees by region: Mainland China Person 861 995 1248 40
Number of new employees by region: Overseas (including HK, Macao and Taiwan) Person 42 29 22 40
Percentage of female employees returning to work after maternity leave % 100 100 100 41
Percentage of labor contracts signed % 100 100 100 41
Total assets RMB10000 45261461.53 40145039.76 38148253.98 13
Total female in the management Person 28 33 33 40
Total financing at investment and financing matchmaking sessions held by Jiangsu Equity Exchange million RMB 590 30
Total male in the management Person 97 96 120 40
Total number of employees Person 6853 6967 7591 40

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Loss of staff % 9.65 17.21 8.87 40
Loss of staff by age: 30-50 % 10.21 16.32 7.15 40
Loss of staff by age: <30 % 17.07 21.67 15.35 40
Loss of staff by age: >50 % 9.96 18.54 11.7 40
Loss of staff by gender: Female % 8.42 14.99 8.48 40
Loss of staff by gender: Male % 10.89 19.46 9.23 40
Loss of staff by region: Mainland China % 9.65 17.21 8.87 40

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2015 2016 2017 Report Pages
Number of work-related accidents N/A 2 4 42

Lost days due to work injury.

Indicator Unit 2015 2016 Report Pages
Number of working days lost due to work-related injury Day 240 360 42

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2015 2016 2017 Report Pages
Coverage ratio of staff training % 100 100 100 45
Coverage ratio of staff training by gender (female) % 100 100 100 45
Coverage ratio of staff training by gender (male) % 100 100 100 45
Coverage ratio of staff training by staff type (junior management) % 100 100 100 45
Coverage ratio of staff training by staff type (ordinary staff) % 100 100 100 45
Coverage ratio of staff training by staff type (senior and middle management) % 100 100 100 45
Number of corporate special trainings and member training held by Jiangsu Equity Exchange trainings 17 30
Number of major upgrades completed for ZhangLe Fortune Path upgrades 7 36
Number of participants at corporate special trainings and member training held by Jiangsu Equity Exchange participants 800 30
Number of participants trained by remote video or internet 20000 60
Staff training attendance person-time 35002 34327 38490 45
Total length of video conferences hours 4000 60

The average training hours completed per employee by gender and employee category.

Indicator Unit 2015 2016 2017 Report Pages
Average training hours per capita by gender (female) hour 48.6 49.8 50.8 45
Average training hours per capita by gender (male) hour 48.1 49.3 50.2 45
Average training hours per capita by staff type (junior management) hour 65 70 82 45
Average training hours per capita by staff type (ordinary staff) hour 44.5 45.2 46.6 45
Average training hours per capita by staff type (senior and middle management) hour 115 118 122 45
Average training hours per capita of all staffs for each year hour 48.3 49.5 50.5 45
Total expense of staff training RMB10000 835.46 1112.53 1335.37 45

Number of suppliers by geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Number of listed companies at investment and financing matchmaking sessions held by Jiangsu Equity Exchange companies 88 30
Number of new enterprises added to Growth Enterprise Board enterprises 104 30
Number of new enterprises added to SEUI (Specialty, Excellency, Uniqueness and Innovation) Board enterprises 162 30
Number of new enterprises added to Technological Innovation Board enterprises 102 30
Number of private placements issued by Huatai United Securities placements 19 30
Number of suppliers on the Mainland 131 128 120 26

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2015 2016 2017 Report Pages
Average number of active users of ZhangLe Fortune Path in December users 6043000 36
Customer Satisfaction 91.15% 99.66% 99.18% 35
Customer satisfaction surveys conducted 323952 250162 304373 35
Number of customer consultation Person 3270411 2777758 2709708 35
Number of intelligent services provided services 1590000 36
Number of mergers and acquisitions in 2017 that had received the approval of Merger & Reorganization Committee ranked the second place 2 64
Number of mergers and acquisitions whose financial advisors were the employees of our company in Greater China ranked the second 2 64
Number of video conferences held 2000 60
Percentage of total consulting services that are intelligent services % 56.8 36
Ratio of manual customer service to total customer service business 17.06% 15.49% 15.01% 35
Ratio of online customer service to total customer service 57.01% 14.36% 28.91% 35
Ratio of smart customer service to total customer service business 25.93% 70.15% 56.08% 35
Total proceeds of Hopwind Electric public offering million RMB 880 59
Total revenue from principal business RMB10000 2626199.99 1692593.5 2110853.41 13
Transaction value realized in old share transfer consulting business (Fanli.com and Chinaums) million RMB 700 30
ZhangLe Fortune Path ranked No.1 among the brokers' APPs in terms of the average daily number of active users 1 64

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2017 Report Pages
Number of versions updated for ZhangLe Fortune Path versions 14 36

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2017 Report Pages
Accumulated financing amount from private placement financing projects by Huatai United Securities billion RMB 1.79 30
Number of downloads of ZhangLe Fortune Path downloads 73000000 36

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2017 Report Pages
Number of private placement financing projects completed by Huatai United Securities projects 9 30

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2017 Report Pages
Strategy research team won the 4th place in 2017 Best Analysts contest 4 64

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2015 2016 2017 Report Pages
Construction engineering research team took the 2nd place in 2017 Best Analysts contest 2 64
Macro research team and financial engineering team were candidates and won the 7th place in 2017 Best Analysts contest 7 64
Number of industrial poverty alleviation projects 7 54
Number of investment and financing matchmaking sessions held by Jiangsu Equity Exchange sessions 14 30
Number of other projects project 1 54
Tax paid RMB10000 409381.02 461749.86 249947.07 13

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2015 2016 2017 Report Pages
Amount invested in improvement of education resources in poverty area ten thousand RMB 50 54
Amount invested in industrial poverty alleviation projects ten thousand RMB 423.77 54
Amount invested in other projects ten thousand RMB 300 54
Amount invested in subsidizing poor students ten thousand RMB 11.36 54
Charity donation RMB10000 606.69 1083.3 1430.51 13
Contributions to fixed-point poverty alleviation work ten thousand RMB 17.74 54
Funds raised by private placements issued by Huatai United Securities million RMB 800 30
Number of poor people helped to be removed from administrative record for poverty registering (Persons) persons 334 54
Number of poor people helped to be removed from administrative record for poverty registering through industrial development (Persons) persons 334 54
Number of students receiving allowance persons 135 54
Poverty alleviation charity fund ten thousand RMB 751.45 54
Social contribution per share RMB 3.74 2.88 3.23 13
Total fund for targeted poverty alleviation ten thousand RMB 1713.98 54
Weighted average annual interest rate of priority asset-backed securities for Huatai Asset Management - Gezhouba Green Asset-Backed Special Plan of Hydropower Grid Toll Right % 3.41 59

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017
Total GHG Emissions ton 16387 15346 16552
Total GHG Emissions Intensity (By Area) ton/m² 0.09 0.07 0.08
Total GHG Emissions Intensity (By Employee) ton/person 14.6 10.9 9.8

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017
Non-Hazardous Waste (Electronic Waste) unit 12900 13200 11400

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017
Energy Consumption Intensity (By Area) m³/m² 3.56 5.12 4.23
Natural Gas Consumption 748005 1075998 526
Purchased Electricity kWh 23134560 21643898 23433535
Purchased Electricity Intensity (By Area) kWh/m² 110 103 112
Purchased Electricity Intensity (By Employee) kWh/person 20674 15146 13866

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017
Recycled Water Usage cubic meters 416
Water Consumption ton 67366 88139 69445
Water Consumption Intensity (By Revenue) ton/person 60.2 62.78 41.09

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2017
Electricity Usage Reduction Compared to Last Year MWh 49.984
Energy Consumption Reduction Percentage Compared to Last Year percent

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit 2015 2016 2017
Packaging Material Consumption (Paper) package 3800 4100 4600

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2017
Total Investment in Ecological Restoration million RMB 1000

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2015 2016 2017
Number of Below Junior College Employees Person 1099 798 687
Number of Doctoral Degree Employees Person 73 81 100
Number of Employees Aged 30-50 Person 4386 4455 4941
Number of Employees Aged Above 50 Person 210 218 252
Number of Employees Aged Below 30 Person 2257 2294 2398
Number of Employees in Mainland China Person 6750 6856 7484
Number of Employees in Overseas Person 103 111 107
Number of Female Employees Person 3120 3233 3468
Number of Male Employees Person 3733 3734 4123
Number of Master's Degree Employees Person 1773 2162 2598
Number of New Employees Person 903 1024 1270
Number of New Employees (Above 50) Person 3 5 2
Number of New Employees (Aged 30-50) Person 305 473 473
Number of New Employees (Aged Below 30) Person 590 716 795
Number of New Employees (Female) Person 551 555 765
Number of New Employees (Mainland China) Person 861 995 1248
Number of New Employees (Male) Person 352 469 505
Number of New Employees (Overseas) Person 42 29 22
Number of Senior Management Employees (Female) Person 28 33 33
Number of Senior Management Employees (Male) Person 97 96 120
Number of Total Employees Person 6853 6967 7591

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2015 2016 2017
Turnover Rate of Employees Aged 30-50 % 10.21 16.32 7.15
Turnover Rate of Employees Aged Above 50 % 9.96 18.54 11.7
Turnover Rate of Employees Aged Below 30 % 17.07 21.67 15.35
Turnover Rate of Employees in Mainland China % 9.65 17.21 8.87
Turnover Rate of Female Employees % 8.42 14.99 8.48
Turnover Rate of Male Employees % 10.89 19.46 9.23
Turnover Rate of Total Employees % 9.65 17.21 8.87

Lost days due to work injury.

Standard Indicator Unit 2015 2016
Lost Days Due to Work-related Injuries Day 240 360

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2015 2016 2017
Percentage of Employees Trained % 100 100 100
Percentage of Trained Female Employees % 100 100 100
Percentage of Trained General Employees % 100 100 100
Percentage of Trained Male Employees % 100 100 100
Percentage of Trained Middle Management % 100 100 100
Percentage of Trained Senior Management % 100 100 100

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2015 2016 2017
Average Training Hours (Female) hour 48.6 49.8 50.8
Average Training Hours (General Staff) hour 44.5 45.2 46.6
Average Training Hours (Male) hour 48.1 49.3 50.2
Average Training Hours (Middle Management) hour 65 70 82
Average Training Hours (Senior Management) hour 115 118 122
Average Training Hours per Employee hour 48.3 49.5 50.5

Number of suppliers by geographical region.

Standard Indicator Unit 2015 2016 2017
Number of Suppliers in Mainland China 131 128 120
Number of Total Suppliers 131 128 120

Percentage of total products sold or shipped subject to recalls for safety and health reasons.

Standard Indicator Unit
Percentage of Recalled Products for Safety and Health Reasons %

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2015 2016 2017
Investment in Education Donation RMB 500000
Investment in Targeted Poverty Alleviation RMB 17139800
Total Cash Donations RMB 1430510
Total Public Welfare Donations RMB 606690 1083300 1430510
Total Social Investment RMB 606690 1083300 3010000