2016 CORPORATE SOCIAL RESPONSIBILITY REPORT

Year: 2016
Published: 2017-06-28
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2017 Report Pages
A1.1 The types of emissions and respective emissions data not disclosed 43

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
A1.2 Greenhouse gas emissions in total (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility) not disclosed 43

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
A1.3 Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility) not disclosed 43

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
A1.4 Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility) not disclosed 43

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 2017 Report Pages
A2.1 Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility) not disclosed 43
Pepper production supported by Shizhu Sub-branch mu 20000 20
Pepper production value supported by Shizhu Sub-branch million RMB 30 20

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
A2.2 Water consumption in total and intensity (e.g. per unit of production volume, per facility) not disclosed 43

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2016 Report Pages
Number of new loans of the Five Functional Zones billion RMB 701.6 4

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2013 2014 2015 2016 2018 Report Pages
Average return on assets (%) % 1.22 1.08 1.05 41
Development Loan balance for Wushan Sub-branch million RMB 12.6 20
Housing loan for 'Beautiful Village' billion RMB 1.58 25
Number of Loan Customers - Banan Kaien 389 22
Number of Loan Customers - Beibei Caijia 509 22
Number of Loan Customers - Changshou Taohua New Town 1007 22
Number of Loan Customers - Dazu Longshui 185 22
Number of Loan Customers - Hechuan Chengxi 2561 22
Number of Loan Customers - Jiangjin Shuangfu 842 22
Number of Loan Customers - Nan'an Danzishi 221 22
Number of Loan Customers - Nanchuan Central Garden 174 22
Number of Loan Customers - Qijiang Tonghui 171 22
Number of Loan Customers - Ranjiaoba of Liangjiang New Area 162 22
Number of Loan Customers - Tongliang Pulyu 127 22
Number of Loan Customers - Wanzhou Gaosuntang 301 22
Number of Loan Customers - Yubei Liangru 134 22
Number of Loan Customers - Yuzhong Shaanxi Road 267 22
Number of employees 16000 4, 10
Number of employees across the Bank 16000 33
Number of financial leasing companies 1 10
Number of job opportunities for college students in poverty-stricken districts and counties jobs 175 33
Number of jobs created by Wulong Sub-branch for surrounding farmers jobs 180 20
Number of jobs for fresh graduates created jobs 238 33
Proportion of female employees % 49.51 33
Proportion of female employees (%) % 51.41 50.7 49.51 41
Proportion of male employees % 50.49 33
Total number of employees 15740 16182 16245 41

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Healthcare insurance loan balance for micro enterprises million RMB 121.65 25
Healthcare insurance loans to Chongqing Wangjian Pharmacy Chain Co., Ltd. million RMB 8 25
Healthcare insurance loans to Wushan Yunhong Hospital Co., Ltd. million RMB 8.5 25

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2016 Report Pages
Number of employees participating in the training 10000 person-times 11.4 33
Number of senior management training person-times person-times 207 33
Number of senior management training sessions sessions 4 33
Number of sessions for various training 1695 4

The average training hours completed per employee by gender and employee category.

Indicator Unit 2014 2015 2016 Report Pages
Expenses of training RMB million 40 33
Number of employees participating in the training (thousand times) thousand times 115 465 114 41
Number of middle management training person-times person-times 1023 33
Number of middle management training sessions sessions 6 33
Number of new employee training person-times person-times 606 33
Number of new employee training sessions sessions 4 33
Number of various training sessions 1470 1837 1695 33, 41

Number of suppliers by geographical region.

Indicator Unit 2014 2015 2016 2018 Report Pages
Agriculture-related loan balance of urban enterprises and various organizations RMB billion 12.374 19.889 24.472 19
Annual average growth of outlets for Wushan Sub-branch outlets 1.46 20
Balance of agricultural loans billion RMB 33.2 4
Balance of agricultural loans in sub-branches of 18 poverty-stricken districts and counties billion RMB 66.472 35
Balance of agriculture-related loans RMB billion 114.511 122.924 135.302 19
Balance of agriculture-related loans (RMB, billion) RMB, billion 114.511 122.924 135.302 41
Balance of cultural industry loans RMB billion 3.819 24
Balance of deposits billion RMB 518.186 10
Balance of education loans and student loans RMB billion, RMB million 3.911 24
Balance of farmers' loans RMB billion 58.44 58.188 62.566 19
Balance of green credit projects (RMB, billion) RMB, billion 5.456 8.454 10.537 41
Balance of healthcare loans RMB billion 3.07 24
Balance of key projects of green credit billion RMB 103.57 4
Balance of key projects of green credit (beginning of year) billion RMB 208.3 4
Balance of loan for housing fund RMB billion 2.1 24
Balance of loans billion RMB 300.421 10
Balance of non-farmer personal loan (agriculture, forestry, animal husbandry & fishery) RMB billion 0.516 0.476 0.663 19
Balance of personal housing loans RMB billion 391.7 24
Balance of small and micro enterprise loans billion RMB 93.4 4
Balance of various loans in sub-branches of 18 poverty-stricken districts and counties billion RMB 58.182 35
Extended RMB 195.188 million credit to Qianzhangyan Cascade Hydropower Station in Wushan County million RMB 195.188 30
Extended RMB 376 million credit to Qianzhangyan Cascade Hydropower Station in Wushan County million RMB 376 30
Maximum amount of one circular floating loan for Shizhu Sub-branch million RMB 3 20
Maximum credit for one circular floating loan for Shizhu Sub-branch RMB 500000 20
Number of branch offices 1776 10
Number of branches 3 10
Number of business outlets outlets 1777 26
Number of business outlets in Chongqing outlets 1774 26
Number of outlets 1772 1773 1777 4, 41
Number of purchase items organized items 297 35
Number of sub-branches 42 10
Number of village and township banks 12 10
Year-on-year growth rate of healthcare loans % 7.46 24

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Examination coverage of centralized purchasing suppliers 100% 35

Percentage of total products sold or shipped subject to recalls for safety and health reasons.

Indicator Unit 2018 Report Pages
Sales orders for Wushan Sub-branch million RMB 98 20

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2014 2015 2016 Report Pages
Increase in mobile banking customers over previous year customers 1573200 26
Mobile banking transaction amount million RMB 8197331 26
Mobile banking transaction amount increase over previous year million RMB 1397510 26
Number of ATMs ATMs 3837 26
Number of WeChat banking followers followers 321300 26
Number of WeChat banking messages million messages 131702 26
Number of WeChat credit services provided applications 48600 26
Number of hospital-related customers customers 77 24
Number of mobile banking customers customers 13228012 26
Number of self-service inquiry terminals terminals 959 26
Number of self-service machines 3755 4456 4796 41
Number of transactions at convenient service stations million transactions 45 26
Proportion of machine to outlet 27.21 26
Total value of student loans offered by Nan'an Sub-branch RMB 500000 25

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2016 Report Pages
Obtained the qualification for general derivative product trade Obtained 17

Description of quality assurance process and recall procedures.

Indicator Unit 2015 Report Pages
2015 Excellent Service Award for Customer Center (China Banking Association) Awarded 17

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2014 2015 2016 Report Pages
Capital adequacy ratio (%) % 12.45 12.09 12.7 41
Provision coverage (%) % 459.79 420.03 428.37 41
Successfully obtained the qualification for credit asset securitization Obtained 17
Successfully obtained the qualification of leading underwriter (Class B) Obtained 17

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Number of meetings of built goods purchase committee held meetings 36 35

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2014 2015 2016 2018 Report Pages
Loan Balance of Small & Micro Enterprises - Ranjiaoba of Liangjiang New Area RMB million 474 22
Loan Balance of Small & Micro Enterprises - Tongliang Pulyu RMB million 445 22
Loan Balance of Small & Micro Enterprises - Wanzhou Gaosuntang RMB million 576 22
Loan Balance of Small & Micro Enterprises - Yubei Liangru RMB million 299 22
Loan Balance of Small & Micro Enterprises - Yuzhong Shaanxi Road RMB million 541 22
Loan balance of technology enterprises RMB billion 18.668 23
Loan balance of technology enterprises, growth over the beginning of the year 8.4% 23
Mosaic stickers distributed during 'Serve the Public • A Happy Journey Home' campaign stickers 100000 39
Number of 24-hour self-service banking centers centers 160 26
Number of convenient service stations in remote towns stations 631 26
Number of credit-related cultural projects projects 9 24
Number of households in Wulong village on course to common prosperity households 180 20
Number of low-income families involved in pepper production supported by Shizhu Sub-branch families 15000 20
Number of sessions of financial knowledge publicity 5934 6970 7278 41
Other promotional items distributed during 'Serve the Public • A Happy Journey Home' campaign items 3000000 39
Shareholders' equity (RMB, billion) RMB, billion 42.848 48.288 54.19 41
Stay-at-home children receiving New Year gifts in Dazu Sub-branch 'Winter Sunshine, Warm Our Hearts' campaign children 30 39
Support for financing of technology enterprises customers 280 23
Support for financing of technology enterprises, growth over the beginning of the year 12.35% 23
Tax revenue (RMB, billion) RMB, billion 3.621 3.843 3.306 41

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2013 2014 2015 2016 2018 Report Pages
2015 Best Green Finance Award of China's Banking Social Responsibility (China Banking Association) Awarded 17
2015 Financial Institution Award with the Highest Sense of Social Responsibility (Chongqing Banking Association) Awarded 17
2015 Livelihood Service Award with the Highest Sense of Social Responsibility (Chongqing Banking Association) Awarded 17
2015 Outstanding Financial Contribution Unit Supporting Chongqing Economic Development (General Office of Chongqing Municipal People's Government) Awarded 17
2016 Contribution Award of UnionPay Card Business (China UnionPay) Awarded 17
Amount donated to social and public welfare million RMB 3.7954 4
Amount invested in voluntary services and activities million RMB 12.8749 4
Annual sales of tea company supported by Wulong Sub-branch million RMB 16 20
Average income increase per household for low-income families and farmers supported by Shizhu Sub-branch RMB per household 3000 20
Book purchase cards distributed by Nanchuan Sub-branch for 'Nine Kinds of Dreams, the Most Beautiful Letter Home' RMB, cards 16000 39
Bottles of mineral water distributed during 'Serve the Public • A Happy Journey Home' campaign bottles 2000000 39
Credit loan for Chongqing Tannmei Jinzhanju Tuja Coriander Processing Co., Ltd. by Shizhu Sub-branch million RMB 12 20
Cumulative total of floating loan for Wulong Sub-branch million RMB 17 20
Education fund donation by Wanzhou Branch for 'Happy Childhood, Move Forward Together' RMB 10000 39
Increase in balance of agricultural loans over the beginning of the year billion RMB 7.498 35
Increase in balance of various loans over the beginning of the year billion RMB 6.767 35
Increase in healthcare loans RMB million 229 24
Investments in volunteering (RMB, million) RMB, million 12.8749 41
Loan Amount - Banan Kaien RMB billion 1.636 22
Loan Amount - Beibei Caijia RMB billion 1.517 22
Loan Amount - Changshou Taohua New Town RMB billion 2.053 22
Loan Amount - Dazu Longshui RMB billion 0.158 22
Loan Amount - Hechuan Chengxi RMB billion 1.827 22
Loan Amount - Jiangjin Shuangfu RMB billion 2.23 22
Loan Amount - Nan'an Danzishi RMB billion 0.728 22
Loan Amount - Nanchuan Central Garden RMB billion 0.259 22
Loan Amount - Qijiang Tonghui RMB billion 1.051 22
Loan Amount - Ranjiaoba of Liangjiang New Area RMB billion 0.757 22
Loan Amount - Tongliang Pulyu RMB billion 0.789 22
Loan Amount - Wanzhou Gaosuntang RMB billion 2.054 22
Loan Amount - Yubei Liangru RMB billion 0.362 22
Loan Amount - Yuzhong Shaanxi Road RMB billion 1.543 22
Loan Balance of Small & Micro Enterprises - Banan Kaien RMB million 578 22
Loan Balance of Small & Micro Enterprises - Beibei Caijia RMB million 743 22
Loan Balance of Small & Micro Enterprises - Changshou Taohua New Town RMB million 809 22
Loan Balance of Small & Micro Enterprises - Dazu Longshui RMB million 227 22
Loan Balance of Small & Micro Enterprises - Hechuan Chengxi RMB million 654 22
Loan Balance of Small & Micro Enterprises - Jiangjin Shuangfu RMB million 719 22
Loan Balance of Small & Micro Enterprises - Nan'an Danzishi RMB million 405 22
Loan Balance of Small & Micro Enterprises - Nanchuan Central Garden RMB million 260 22
Loan Balance of Small & Micro Enterprises - Qijiang Tonghui RMB million 602 22
Loan balance of rural enterprises and various organizations RMB billion 43.181 44.371 47.601 19
Loan balance of small & micro enterprises (RMB, billion) RMB, billion 76.013 82.744 93.434 41
Maximum term for circular floating loan for Shizhu Sub-branch years 3 20
Number of farmers assisted in buying and building houses under 'Beautiful Village' housing loan farmers 18000 25
Number of people involved in poverty alleviation target people 230000 35
Number of registered poor households included in Wulong Sub-branch program households 14 20
Number of student loans offered by Nan'an Sub-branch loans 234 25
Number of students supported by education loans students 341 24
Number of targeted poverty alleviation activities 1728 4
Social and economic value contributed by Wushan Sub-branch million RMB 20 20
Sports equipment donation by Nanchuan Sub-branch for 'Nine Kinds of Dreams, the Most Beautiful Letter Home' sets 120 39
Total amount of loans and advances (RMB, billion) RMB, billion 242.198 268.586 300.421 41
Total amount of outward donation (RMB, million) RMB, million 3.794 41

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit
Hydropower Energy kWh
Renewable Energy Consumption kWh

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2016
Total Investment in Ecological Restoration billion RMB 701.6

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2014 2015 2016
Number of Total Employees 15740 16182 16245
Percentage of Female Employees % 51.41 50.7 49.51
Percentage of Male Employees % 50.49

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2016
Investment in Work Safety million RMB 8

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2016
Percentage of Trained Senior Management person-times / 114000 person-times 207

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2014 2015 2016
Average Training Hours (General Employees) person-times 606
Average Training Hours (Middle Management) person-times 1023
Total Training Hours person-times 115000 465000 114000

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Standard Indicator Unit 2016
Percentage of Critical Suppliers Covered by CSR Audit % 100

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2016
Investment in Education Donation million RMB 0.01
Investment in Volunteer Activities million RMB 12.8749
Total Cash Donations million RMB 3.794
Total Public Welfare Donations million RMB 3.7954
Total Social Investment million RMB 16.6703