2019 CORPORATE SOCIAL RESPONSIBILITY REPORT

Year: 2019
Published: 2020-03-27
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 2019 Report Pages
Direct GHG emissions (scope 1) tonnes 3291.51 33
Indirect GHG emissions (scope 2) tonnes 15281.61 33
Total GHG emissions (scope 1 and 2) tonnes 18840.05 18573.12 33
Total GHG emissions (scope 1 and 2) per employee tonnes/employee 1.55 1.58 33

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 2019 Report Pages
Fluorescent tube wastes tonnes 0.78 0.56 33
Production of electronics wastes tonnes 50.05 45.4 33
Production of hazardous wastes per employee kg/employee 0.18 0.18 33
Toner and ink cartridges wastes tonnes 1.39 1.58 33
Total production of hazardous wastes tonnes 2.17 2.14 33

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 2019 Report Pages
Paper wastes recycled tonnes 20.63 5.77 33
Production of non-hazardous wastes per employee kg/employee 6.88 8.37 33
Production of paper wastes tonnes 33.69 47.81 33
Total production of non-hazardous wastes tonnes 83.74 98.26 33

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2018 2019 Report Pages
Toner and ink cartridges wastes recycled tonnes 0.4 0.55 33

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 2019 Report Pages
Direct energy consumption MWh 13449.1 33
Indirect energy consumption MWh 26261.6 33
Total energy consumption MWh 35462.08 39710.7 33
Total energy consumption per employee MWh/employee 2.91 3.38 33
total fund size excluding money market funds and short-term wealth management bond funds under E Fund billion RMB 405.086 31
total fund size excluding money market funds and short-term wealth management bond funds under the Group billion RMB 276.46 31

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2018 2019 Report Pages
Total water consumption 171692.11 159646.59 33
Water consumption per employee m³/employee 14.1 13.6 33

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2019 Report Pages
Investment in environmental protection enterprises billion RMB 1.51 32

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2017 2018 2019 Report Pages
Staff costs RMB ten thousand 683636.69 476301.73 641892.1 30
Total amount of green bonds issued billion RMB 13 32

Number of suppliers by geographical region.

Indicator Unit 2019 Report Pages
Equity financing lead underwritten amount RMB million 26614 30
Lead underwritten amount RMB billion 896 30
Lead underwritten amount (bonds) RMB billion 135–929 30
Number of companies listed on NEEQ as lead brokerage 64 30
Number of new enterprises listed on NEEQ 12 30
Year-on-year increase in lead underwritten amount 41.13% 30

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2017 2018 2019 Report Pages
Cash dividend distributed/planned to be distributed RMB ten thousand 304843.51 419159.82 30
Income tax expense RMB ten thousand 256065.47 137229.32 216596.11 30
Number of bonds lead underwritten 166 30

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2019 Report Pages
publicly offered funds under the publicly offered funds managed by E Fund, an investee company of the Group billion RMB 730.87 31
publicly offered funds under the publicly offered funds managed by the Group billion RMB 502.56 31

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2017 2018 2019 Report Pages
Securities and futures investor protection funds RMB ten thousand 10948.54 7996.54 8650.82 30

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2019 Report Pages
Number of equity financing projects completed as lead underwriter 34 30

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2017 2018 2019 Report Pages
GF Securities cumulative issuance size of GF Hengxin–Special Plan for Joint Factoring Supply Chain Financial Asset Support billion RMB 4.86 31
GF Securities direct financing for micro, small and medium enterprises (MSMEs) billion RMB 7.368 31
GF Securities green bonds as lead underwriter billion RMB 3.001 31
GF Securities green corporate activity financing (non-public offering and asset securitization) billion RMB 7.881 31
Total social and economic development contributions RMB ten thousand 2120155.81 1606107.47 2220261.61 30

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2017 2018 2019 Report Pages
Donations RMB ten thousand 1695.86 3776.49 1250.64 30
Social contribution per share RMB 3.51 2.67 3.35 30
Tax and surcharges RMB ten thousand 108181.16 155792 165062.65 30

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018 2019
Direct GHG Emissions (Scope 1) tonnes 3291.51
Indirect Energy Emissions (Scope 2) tonnes 15281.61
Total GHG Emissions tonnes 18840.05 18573.12
Total GHG Emissions Intensity (By Employee) tonnes/employee 1.55 1.58

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018 2019
Hazardous Waste (Electronic and IT Equipment) tonnes 50.05 45.4
Total Hazardous Waste tonnes 2.17 2.14
Total Hazardous Waste Intensity (By Employee) kg/employee 0.18 0.18

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018 2019
Non-Hazardous Waste Disposed tonnes 83.74 98.26
Non-Hazardous Waste Recycled tonnes 20.63 5.77
Paper Waste tonnes 33.69 47.81
Total Non-Hazardous Waste Intensity (By Employee) kg/employee 6.88 8.37

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018 2019
Energy Consumption Intensity (By Employee) MWh/employee 2.91 3.38
Total Direct Energy Consumption MWh 13449.1
Total Energy Consumption MWh 35462.08 39710.7
Total Indirect Energy Consumption MWh 26261.6

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2018 2019
Water Consumption 171692.11 159646.59

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2019
Total Investment in Ecological Restoration billion RMB 1.51

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2017 2018 2019
Staff costs RMB ten thousand 683636.69 476301.73 641892.1