2018 Environmental, Social and Governance Report
Extracted ESG KPIs
KPIs are organized by ESG aspects.
The types of emissions and respective emissions data.
| Indicator | Unit | 2017 | 2018 | Report Pages |
|---|---|---|---|---|
| Total Discharge of Domestic Sewage | 0'000 ton | 21.13 | 19.51 | 50 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | 2018 | Report Pages |
|---|---|---|---|---|
| Direct Greenhouse Gases (Scope I) | ton of CO2 equivalent | 1680.37 | 1033.27 | 50 |
| Greenhouse Gas Emissions per Office Area | ton of CO2 equivalent/m² | 0.07 | 0.07 | 50 |
| Indirect Greenhouse Gases (Scope II) | ton of CO2 equivalent | 21598.26 | 21247.67 | 50 |
| Per Capita Emissions of Greenhouse Gases | ton of CO2 equivalent/person | 2.31 | 2.66 | 50 |
| Total Greenhouse Gases (Total=Scope I + Scope II) | ton of CO2 equivalent | 23278.63 | 22280.94 | 50 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | 2018 | Report Pages |
|---|---|---|---|---|
| Discharge of Harmless Waste (domestic garbage applicable to the Company) | ton | 402.84 | 1407.12 | 50 |
Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Paper saved by promoting off-site accounts opening | tons | 43 | 49 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | 2018 | Report Pages |
|---|---|---|---|---|
| Comprehensive Energy Consumption | ton of standard coal | 4617.63 | 4239.25 | 50 |
| Comprehensive Energy Consumption per Unit Office Area | ton of standard coal/m² | 0.01 | 0.01 | 50 |
| Natural Gas Consumption | 0'000 m³ | 3.12 | 2.72 | 50 |
| Per Capita Comprehensive Energy Consumption | ton of standard coal/person | 0.46 | 0.44 | 50 |
| Per Capita Office Power Consumption | MWH/person | 3.1 | 3.13 | 50 |
| Power Consumption per Unit Office Area | KWH/m² | 90.85 | 87.15 | 50 |
| Total Diesel Consumption | litre | 6653.98 | 4232.57 | 50 |
| Total Office Power Consumption | MWH | 31280.05 | 30310.36 | 50 |
| Total Petrol Consumption | 0'000 litre | 72.89 | 44 | 50 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | 2018 | Report Pages |
|---|---|---|---|---|
| Total Water Consumption | 0'000 ton | 23.91 | 22.95 | 50 |
| Water Consumption per Unit Area | ton/m² | 0.69 | 0.65 | 50 |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Office space replanned to reduce idle areas and improve utilization | sq-m | 2460 | 49 |
Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.
| Indicator | Unit | 2017 | 2018 | Report Pages |
|---|---|---|---|---|
| Per Capita Office Copy Paper Consumption | kg/person | 16.25 | 18.07 | 50 |
| Total Office Copy Paper Consumption | ton | 164.18 | 174.96 | 50 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Jin Junnan Awards Ceremony 2018 - Quality Service for Real Economy Award | award | 1 | 53 |
| Number of branches in mainland China | branches | 476 | 5 |
| Top Ten Gold Options Investment Consultant awards (Wealth Management Headquarters) | award | 1 | 53 |
| Top Ten Securities Company award | award | 1 | 53 |
| Top Ten Silver Options Investment Consultant awards (Wealth Management Headquarters) | award | 1 | 53 |
Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Employees with work-related injuries | person | 2 | 40 |
| Work-related injuries within the Company system | time | 2 | 40 |
Description of occupational health and safety measures adopted, and how they are implemented and monitored.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Headquarters employees who received physical examinations | over 94% | 40 | |
| Workstation settings added in newly renovated offices | 180 | 49 |
Number of suppliers by geographical region.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Number of branch offices | offices | 36 | 5 |
| Outstanding Official Account of Securities Company award | award | 1 | 53 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| 2017 Investor Survey Excellent Securities Branch for Insured Fund Companies (Changsha Jiefang Middle Road Branch) | award | 1 | 53 |
| 2017 Investor Survey Excellent Securities Company for Insured Fund Companies | award | 1 | 53 |
| 2018 Eastmoney China Best Analyst List - proportion of analysts in top 100 | percent | 20 | 53 |
| 2018 Hong Kong Stock Exchange Market Information Forum and Awards Ceremony | award | 1 | 53 |
| 2018 Securities Companies APP Leader Award | award | 1 | 53 |
| 2018 Securities Companies Industry Summit Forum and 2018 Securities Companies Industry Prize | prize | 1 | 53 |
| 2018 Securities Industry Financial Technology Summit and Appraisal of Excellent Securities Companies APP | award | 1 | 53 |
Description of quality assurance process and recall procedures.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Excellence Award for Business Development Platform for Component Architecture (COA) | award | 1 | 53 |
Description of consumer data protection and privacy policies, and how they are implemented and monitored.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Most Popular APP for Young Users award | award | 1 | 53 |
| Quality Service for Real Economy Award at Second New Era Capital Forum | award | 1 | 53 |
Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Class A 'AA' rating by China Securities Regulatory Commission | rating | AA | 53 |
| Most Brand Influential Securities Company award | award | 1 | 53 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| 2018 Outstanding Investor Education Contribution Award | award | 1 | 53 |
| APP Excellent APP Consolation Award | award | 1 | 53 |
| APP Excellent Operation Team Award | award | 1 | 53 |
| Awards for 'Most Creative APP' and 'Favourite APP of Users' for China Galaxy Securities APP3.0 | awards | 2 | 53 |
| Civilized Unit of the Capital award | award | 1 | 53 |
| Hong Kong Stock Exchange Outstanding Information Service Securities Company award | award | 1 | 53 |
| Mainland-Hong Kong Stock Connect Promotion Pioneer Securities Company award | award | 1 | 53 |
| Ministerial science and technology award in securities and futures industry | award | 1 | 53 |
| Number of attendees at joint exhibition on national investment and financial literacy education | students, teachers and parent representatives | 300 | 23 |
| Number of schools represented at joint exhibition on national investment and financial literacy education | schools | 25 | 23 |
| Number of students reached in 'national investment starts with me – financial knowledge on the campus' campaign | students | 100 | 23 |
| Third prize in China Securities Futures Science and Technology Award for New Generation Mobile Securities Trading System | prize | 3 | 53 |
| Wealth Management Securities Company with Highest Strength award | award | 1 | 53 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 | 2018 |
|---|---|---|---|
| Direct GHG Emissions (Scope 1) | ton of CO2 equivalent | 1680.37 | 1033.27 |
| Indirect Energy Emissions (Scope 2) | ton of CO2 equivalent | 21598.26 | 21247.67 |
| Total GHG Emissions | ton of CO2 equivalent | 23278.63 | 22280.94 |
| Total GHG Emissions Intensity (By Area) | ton of CO2 equivalent/m² | 0.07 | 0.07 |
| Total GHG Emissions Intensity (By Employee) | ton of CO2 equivalent/person | 2.31 | 2.66 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 | 2018 |
|---|---|---|---|
| Non-Hazardous Waste (Domestic Waste) | ton | 402.84 | 1407.12 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 | 2018 |
|---|---|---|---|
| Diesel Fuel Consumption | litre | 6653.98 | 4232.57 |
| Energy Consumption Intensity (By Area) | ton of standard coal/m² | 0.01 | 0.01 |
| Gasoline Consumption | 0'000 litre | 72.89 | 44 |
| Natural Gas Consumption | 0'000 m³ | 3.12 | 2.72 |
| Purchased Electricity | MWH | 31280.05 | 30310.36 |
| Total Energy Consumption | ton of standard coal | 4617.63 | 4239.25 |
| Total Indirect Energy Consumption | MWH | 31280.05 | 30310.36 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 | 2018 |
|---|---|---|---|
| Water Consumption | ton | 23910 | 22950 |
Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.
| Standard Indicator | Unit | 2017 | 2018 |
|---|---|---|---|
| Packaging Material Consumption (Paper) | ton | 164.18 | 174.96 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Number of Employees in Mainland China | employees | 476 |
Description of occupational health and safety measures adopted, and how they are implemented and monitored.
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Health Check Coverage for Employees | % | over 94 |