2018 ESG Report

Year: 2018
Published: 2019-03-24
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2017 2018 Report Pages
NOx emission from China Shenhua's coal-fired power business 10000 tonnes 3.82 70
NOx emission performance from China Shenhua's coal-fired power business g/kWh 0.14 70
Proportion to the total capacity of coal-fired units of 600MW (inclusive) and above % 68.7 71.7 86
SO2 emission from China Shenhua's coal-fired power business 10000 tonnes 1.85 70
SO2 emission performance from China Shenhua's coal-fired power business g/kWh 0.07 70
Soot emission from China Shenhua's coal-fired power business 10000 tonnes 0.29 70
Total emission of Chemical Oxygen Demand (COD) (10 thousand tonnes) 10 thousand tonnes 0.15 0.083 85
Total emission of NOₓ from thermal power generation 10 thousand tonnes 3.94 3.82 86
Total emission of SO₂ from thermal power generation 10 thousand tonnes 2.05 1.85 86
Total emission of coal gangue 10 thousand tonnes 2780.91 2242.29 86
Total emission of soot 10 thousand tonnes 0.6899 0.7034 86
Total emission of soot from thermal power generation 10 thousand tonnes 0.387 0.289 86

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 Report Pages
Commercial coal production (million tonnes) million tonnes 295.4 296.6 83
Performance of NOₓ emission from thermal power generation g/kWh 0.15 0.14 86
Performance of SO₂ emission from thermal power generation g/kWh 0.08 0.07 86
Performance of soot emission from thermal power generation g/kWh 0.0148 0.0104 86

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 Report Pages
Coal gangue produced by Shendong Coal Group million tonnes 19.08 71
Coal sales (million tonnes) million tonnes 443.8 460.9 83
Hazardous waste discharged tonnes 1477.94 71
Hazardous wastes emissions per RMB10000 output value kg/RMB10000 0.019 0.081 86
Removed gangue washed and processed million tonnes 26.87 33.46 86
Total emission of hazardous wastes tonne 304.52 1477.94 86
Total generation of coal fly ash, cinder and desulphurised gypsum 10 thousand tonnes 2244.89 1887.06 87

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 Report Pages
Comprehensive utilization amount of coal fly ash, cinder and desulphurised gypsum 10 thousand tonnes 1568.78 1444.47 87
Harmless wastes emissions per RMB10000 output value tonne/RMB10000 2.17 1.2 86
Integrated utilization of coal gangue 10 thousand tonnes 353.91 1163.02 86
Non-hazardous waste discharged million tonnes 21.86 71
Total emission of harmless wastes 10 thousand tonnes 3449.91 2185.84 86

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2018 Report Pages
Soot emission performance from China Shenhua's coal-fired power business g/kWh 0.0104 70

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2018 Report Pages
Coal gangue safely disposed in drainage field by Shendong Coal Group million tonnes 18.04 71
Coal gangue utilization amount by Shendong Coal Group million tonnes 1.04 71

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 Report Pages
Capacity of integrated utilization power plants MW 6484 6484 86
Capacity of units of 600MW (inclusive) and above MW 38440 43030 86
Capacity of units with air cooling technology MW 13720 13490 87
Comprehensive energy consumption (10 thousand tonnes of standard coal) 10 thousand tonnes of standard coal 5056.12 4958.44 85
Comprehensive energy consumption against railway turnover (kg standard coal/10 thousand tonne kilometers) kg standard coal/10 thousand tonne kilometers 24.29 24.32 85
Comprehensive energy consumption of China Shenhua million tonnes of standard coal 49.58 80
Comprehensive energy consumption per RMB10 thousand output value (tonne standard coal/ RMB10000) tonne standard coal/RMB10000 3.18 2.72 85
Comprehensive energy consumption per RMB10000 of output value tonnes of standard coal 2.72 80
Energy consumption against polyolefin produced from coal (kg standard coal/tonne) kg standard coal/tonne 5274.59 4991.06 85
Integrated energy consumption against port throughput (kg standard coal/10 thousand tonnes) kg standard coal/10 thousand tonnes 2160.06 2053.32 85
Integrated energy consumption against shipping turnover (kg standard coal/1000 tonne nautical miles) kg standard coal/1000 tonne nautical miles 5.17 5.18 85
Raw coal washed and processed million tonnes 268.74 267.1 86
Seaborne coal at self-owned ports (million tonnes) million tonnes 227.8 238.3 84
Total electricity consumption (100 million kWh) 100 million kWh 226.24 226.61 85
Total natural gas consumption (100 million m³) 100 million m³ 10.74 11.79 85
Total oil consumption (10 thousand tonnes) 10 thousand tonnes 37.17 35.91 85
Total power sales (billion kWh) billion kWh 246.25 267.59 83

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 Report Pages
Amount of sewage water produced (million tonnes) million tonnes 180.93 170.85 85
Fresh water consumption for thermal power generation (kg/kWh) kg/kWh 0.65 0.55 85
Integrated utilization amount of sewage water (million tonnes) million tonnes 129.2 135.7 85
Integrated utilization rate of sewage water (%) % 71.41 79.43 85
Recycling rate of industrial waste water (%) % 85.76 85.56 85
Recycling rate of underground mine water (%) % 70.86 83.22 85
Total water consumption (million tonnes) million tonnes 247.55 252.3 85
Unit fresh water consumption (million tonnes) million tonnes 182.92 169.31 85
Water consumption per RMB10 thousand output value (tonne/RMB10000) tonne/RMB10000 15.57 13.84 85
Water resource from sea-water desalination (10 thousand tonnes) 10 thousand tonnes 1496.4 1663.1 85

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2017 2018 Report Pages
Investment in energy conservation (RMB100 million) RMB100 million 5.84 6.1 85
Mechanization rate of coal mining and excavation (%) % 99.26 99.34 84
Number of high energy consumption equipment eliminated by Shendong Coal Group equipment 81 80

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2018 Report Pages
Total packaging materials used for finished products tonnes N/A 87

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2017 2018 Report Pages
Average recovery rate in coal mining area % 88.22 87.76 86
Average recovery rate in mining area of open-cut mines % 97.82 98.15 86
Average recovery rate in mining area of underground coal mines % 84.15 82.96 86
Capital investment in water and soil conservation and ecological construction RMB100 million 3.32 4.7 86
Designated investment in environmental protection (RMB100 million) RMB100 million 9.68 14.22 85
New afforestation area 10 thousand m² 3612.5 3133 86

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2016 2017 2018 Report Pages
Average days of paid annual leave (days) days 9.1 10.38 84
Newly recruited employees (persons) persons 494 1267 84
Number of current employees (persons) persons 89057 86856 84
Number of employees from minority ethnic groups (persons) persons 4891 4235 84
Number of employees with disabilities (persons) persons 458 497 84
Number of female employees (persons) persons 18567 17389 84
Number of shares held by Directors, supervisors and senior management at the end of the period (shares) shares 1500 83
Operating revenue RMB100 million 1831.27 2487.46 2641.01 45
Percentage of employees who joined the labor union 99.65% 55
Proportion of female Directors at the end of the period (%) % 43 30 83
Proportion of independent Directors at the end of the period (%) % 43 50 83
Shareholding ratio of the controlling shareholder at the end of the period (%) % 73.06 73.06 83

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2017 2018 Report Pages
Turnover of self-owned railways (billion tonne km) billion tonne km 273 283.9 84

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2014 2015 2016 2017 2018 Report Pages
Additional employees with occupational disease (cases) cases 5 19 84
Fatality rate per million tonne of raw coal production 0.003 0.0126 84
Fatality rate per million tonne of raw coal production - China Shenhua 0.009 0.003 0.003 0.0126 41
Fatality rate per million tonne of raw coal production - Domestic Coal Mines 0.255 0.181 0.156 0.106 0.093 41
Number of serious accidents and above 1 84

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2017 2018 Report Pages
Capital investment in occupational health (RMB100 million) RMB100 million 3.98 3.06 84
Investment in safety production (RMB100 million) RMB100 million 39.56 54.46 84
Number of emergency drills conducted 4387 41
Number of super-safe and efficient mines 17 17 84
Safety production training (person-times) person-times 153292 413028 84

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2017 2018 Report Pages
Capital investment in research and development (RMB100 million) RMB100 million 8.63 8.6 84
Number of professional technical personnel participated in carbon emission training at Guohua Power Branch personnel 50 69
Staff training (10 thousand persons) 10 thousand persons 63.51 64 84

The average training hours completed per employee by gender and employee category.

Indicator Unit 2017 2018 Report Pages
Staff training hours in aggregate (10 thousand hours) 10 thousand hours 419.15 617.7 84

Number of suppliers by geographical region.

Indicator Unit 2017 2018 Report Pages
Number of overseas suppliers 497 46
Number of suppliers in East China 16490 46
Number of suppliers in North China 23367 46
Number of suppliers in Northeast China 3100 46
Number of suppliers in Northwest China 11865 46
Number of suppliers in Others (Hong Kong, Macao, Taiwan and overseas) 497 46
Number of suppliers in South Central China 6280 46
Number of suppliers in Southwest China 2386 46
Percentage of purchase from top five suppliers to total purchase (%) % 15.7 24.2 84
Percentage of sales revenue from top five customers to revenue (%) % 14.6 27.5 84
Procurement amount billion RMB 136.23 46
Shipment turnover (billion tonne nautical miles) billion tonne nautical miles 80.4 89.9 84
Total assets (RMB million) (ASBE) RMB million 567124 587239 83
Total assets (RMB million) (IFRS) RMB million 571602 591626 83
Total number of suppliers 63985 46

Percentage of total products sold or shipped subject to recalls for safety and health reasons.

Indicator Unit 2017 2018 Report Pages
Operating revenue (RMB million) RMB million 248746 264101 83

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2017 2018 Report Pages
Sales of Polyethylene (thousand tonnes) thousand tonnes 324.6 315.4 83
Sales of Polypropylene (thousand tonnes) thousand tonnes 308.8 297.7 84

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2017 2018 Report Pages
Including: number of invention patents obtained 126 113 84
Number of patents obtained 543 581 84

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2017 2018 Report Pages
Number of information disclosure documents released 190 222 83

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2018 Report Pages
Losses recovered from anti-bribery, fraud and embezzlement work RMB10000 896.68 29
Persons who have received disciplinary or administrative penalties (persons) persons 79 29

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2018 Report Pages
Corruption reports received (pieces) pieces 346 29
Corruption reports verified (pieces) pieces 346 29

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2017 2018 Report Pages
Employees’ receiving integrity education activities (person-times) person-times 297237 29
Integrity education (sessions) sessions 5194 4794 29, 83
Number of Board meetings convened 14 9 83

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2017 2018 Report Pages
Number of general meetings convened 1 2 83
Number of scientific projects approved by the headquarter 90 134 84

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2016 2017 2018 Report Pages
Annual final dividend (RMB/share) (tax inclusive) (proposal) RMB/share 0.91 0.88 83
Donations to society (RMB million) RMB million 63 460 83
Final dividend of the year (tax inclusive) RMB/share 0.46 0.91 0.88 45
Social contributions per share (RMB/share) (ASBE) RMB/share 6.294 6.648 83
Social contributions per share (RMB/share) (IFRS) RMB/share 6.433 6.661 83
Total tax paid (RMB million) RMB million 48693 53182 83

The types of emissions and respective emissions data.

Standard Indicator Unit 2017 2018
Airborne Particulate Matter (PM) Emissions 10 thousand tonnes 0.6899 0.7034
NOₓ Emissions 10 thousand tonnes 3.94 3.82
SOₓ Emissions 10 thousand tonnes 2.05 1.85

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018
Total GHG Emissions Intensity (By Product Volume) million tonnes 295.4 296.6

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018
Total Hazardous Waste tonnes 304.52 1477.94
Total Hazardous Waste Intensity (By Revenue) kg/RMB10000 0.019 0.081

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018
Non-Hazardous Waste Disposed tonnes 34499.1 21860
Total Non-Hazardous Waste Intensity (By Revenue) tonne/RMB10000 2.17 1.2

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018
Comprehensive Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 3.18 2.72
Natural Gas Consumption billion m³ 1.074 1.179
Sold Electricity billion kWh 246.25 267.59
Total Electricity Consumption billion kWh 22.624 22.661
Total Energy Consumption million tonnes of standard coal 50.5612 49.5844
Total Oil Consumption million tonnes 0.3717 0.3591

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018
Recycled Water Percentage % 85.76 85.56
Seawater Withdrawal million tonnes 14.964 16.631
Total Wastewater Discharge million tonnes 180.93 170.85
Total Water Withdrawal million tonnes 247.55 252.3
Water Consumption million tonnes 182.92 169.31
Water Consumption Intensity (By Revenue) tonne/RMB10000 15.57 13.84

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2017 2018
Investment in Energy-saving and Emission-reduction Technology Transformation RMB100 million 5.84 6.1

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit 2018
Packaging Materials Consumed tonnes None

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2017 2018
Total Investment in Ecological Restoration RMB100 million 13 18.92

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2017 2018
Number of Employees Aged 30-50 persons 61713 60113
Number of Employees Aged Above 50 persons 13911 13666
Number of Employees Aged Below 30 persons 13433 13077
Number of Female Employees persons 18567 17389
Number of New Employees persons 494 1267
Number of Total Employees persons 89057 86856
Percentage of Employees Aged 30-50 % 69.23 69.23
Percentage of Employees Aged Above 50 % 15.69 15.69
Percentage of Employees Aged Below 30 % 15.08 15.08
Percentage of Female Employees % 20.86 20.02

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit
Turnover Rate of Employees Aged 30-50 %
Turnover Rate of Employees Aged Above 50 %
Turnover Rate of Employees Aged Below 30 %
Turnover Rate of Total Employees %

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2014 2015 2017 2018
Work-related Fatalities Rate (Per Unit Product) per million tonne 0.009 0.003 0.003 0.0126

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2017 2018
Investment in Work Safety RMB100 million 39.56 54.46
Number of People Receiving Training on Work Safety person-times 153292 413028
Number of Production Safety Emergency Drills 4387

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2017 2018
Total Cost of Training 10 thousand persons 63.51 64

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2017 2018
Total Training Hours hours 4191500 6177000

Number of suppliers by geographical region.

Standard Indicator Unit 2018
Number of Suppliers in East China 16490
Number of Suppliers in North China 23367
Number of Suppliers in Northeast China 3100
Number of Suppliers in Northwest China 11865
Number of Suppliers in Southwest China 2386
Number of Total Suppliers 63985

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2017 2018
Number of Invention Patents 126 113
Number of Patents Granted 543 581

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Standard Indicator Unit 2018
Number of Confirmed Incidents of Corruption persons 79

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2017 2018
Number of Anti-corruption Training Session sessions 5194 4794
Number of Attendance for Anti-corruption Training person-times 297237

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2017 2018
Total Public Welfare Donations RMB million 63 460