2018 SOCIAL RESPONSIBILITY REPORT
Extracted ESG KPIs
KPIs are organized by ESG aspects.
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Direct emissions (Scope 1) (tonnes) | tonnes | 691.91 | 29 |
| Direct emissions (Scope 1) Diesel | tonnes | 31.15 | 29 |
| Direct emissions (Scope 1) Gasoline | tonnes | 94.37 | 29 |
| Direct emissions (Scope 1) Natural gas | tonnes | 566.39 | 29 |
| GHG emissions per square meter (tonnes per square meter) | tonnes per square meter | 0.18 | 29 |
| Indirect emissions (Scope 2) (tonnes) | tonnes | 24280.78 | 29 |
| Indirect emissions (Scope 2) Electricity | tonnes | 24280.78 | 29 |
| Total GHG emissions (Scope 1 and 2) (tonnes) | tonnes | 24972.69 | 29 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Hazardous waste (tonnes) | tonnes | 0.81 | 29 |
| Hazardous waste per capita (tonnes per capita) | tonnes per capita | 0.0002 | 29 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Non-hazardous waste (tonnes) | tonnes | 8.05 | 29 |
| Non-hazardous waste per capita (tonnes per capita) | tonnes per capita | 0.0019 | 29 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Direct energy consumption (MWh) | MWh | 3400.6 | 29 |
| Direct energy consumption Diesel | MWh | 118.48 | 29 |
| Direct energy consumption Gasoline | MWh | 385.5 | 29 |
| Direct energy consumption Natural gas | MWh | 2896.62 | 29 |
| Electricity generated by photovoltaic power station in Xiaying Village of Zhoutian Town | kWh | 374000 | 32 |
| Energy consumption per square meter (MWh/square meter) | MWh/square meter | 0.26 | 29 |
| Income generated by photovoltaic power station in Xiaying Village of Zhoutian Town | RMB | 318000 | 32 |
| Indirect energy consumption (MWh) | MWh | 32356.85 | 29 |
| Indirect energy consumption Electricity | MWh | 32356.85 | 29 |
| Photovoltaic power station capacity in Xiaying Village of Zhoutian Town | kW | 338.42 | 32 |
| Total energy consumption (MWh) | MWh | 35757.45 | 29 |
| Total installed capacity of photovoltaic power station in Nanxing Village of Xijiang | kW | 575.4 | 32 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Reduction in mineral water consumption at Beijing headquarters compared with 2017 | boxes | 1000 | 28 |
| Reduction in water consumption at Beijing headquarters due to water recycling | tons per year | 2500 | 28 |
| Water consumption (tonnes) | tonnes | 138198 | 29 |
| Water consumption per square meter (tonnes/square meter) | tonnes/square meter | 1 | 29 |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Assets under active management | billion RMB | 552.8 | 5 |
| Assets under management (AUM) | trillion RMB | 1.34 | 5 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Income tax, business tax and surcharges of the Company and its subsidiaries | million RMB | 4474 | 5 |
| Number of branches and outlets in China (CITIC Securities, CITIC Futures, Jintong Securities) | branches | 77 | 4 |
| Number of branches in Hong Kong (CITIC Securities International) | branches | 4 | 4 |
| Number of securities outlets and futures outlets in China (CITIC Securities, CITIC Futures, Jintong Securities) | securities outlets | 273 | 4 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Number of research reports issued in electronic version (CLSA offshore business) | reports | 16000 | 28 |
Number of suppliers by geographical region.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Number of outlets in China (CITIC Securities, CITIC Futures, Jintong Securities) | outlets | 278 | 4 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| AUM market share | % | 10.4 | 5 |
| Total trading volume of domestic equity funds | trillion RMB | 11.05 | 5 |
| Total trading volume of domestic equity funds market share | % | 6.09 | 5 |
| Transaction size of domestic merger and acquisition | billion RMB | 73.2 | 5 |
Description of quality assurance process and recall procedures.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Best broker in Hong Kong amongst Chinese Financial Institutions | Best | 7 |
Description of consumer data protection and privacy policies, and how they are implemented and monitored.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Percentage of research reports issued in electronic version (CLSA offshore business) | % | 99 | 28 |
| Securities and futures investor protection funds paid by the Company and its holding subsidiaries | million RMB | 152 | 5 |
Description of anti-corruption training provided to directors and staff.
| Indicator | Unit | 2018 | Report Pages |
|---|---|---|---|
| Bond business underwriting market share | % | 5.11 | 5 |
| Bond business underwriting size | billion RMB | 765.9 | 5 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2014-2015 | 2016 | 2017 | 2018 | Report Pages |
|---|---|---|---|---|---|---|
| Best investment bank in Hong Kong amongst Chinese Financial Institutions | Best | 7 | ||||
| Donation to Shenzhen County for pilot construction of two village-level kindergartens | million RMB | 2.7 | 32 | |||
| Donation to Xiaying Village Primary School by China AMC | RMB | 680000 | 32 | |||
| Donation to build fifth and sixth kindergartens in fifth village of Ka Town and ninth village of Ta'erma in Shenzhen County | million RMB | 3.1 | 32 | |||
| Donation to build seventh and eighth kindergartens in seventh village of Shenzhen Town and first village of Xiaguo Town | million RMB | 3.25 | 32 | |||
| Donation to build third and fourth kindergartens in sixth village of Shenzhen Town and eighth villages of Xionggel Town | million RMB | 2.9 | 32 | |||
| Investment in photovoltaic power station in Nanxing Village of Xijiang | RMB | 3567480 | 32 | |||
| Number of futures outlets in China (CITIC Securities, CITIC Futures, Jintong Securities) | futures outlets | 5 | 4 | |||
| Number of registered poor households benefited by photovoltaic power station in Xiaying Village of Zhoutian Town | 136 | 32 | ||||
| Size of exchange, OTC options, structured products and beneficiary certificates under contract | billion RMB | 120 | 5 |
Resources contributed (e.g. money or time) to the focus area.
| Indicator | Unit | 2012 | 2013 | 2014–2018 | 2018 | since 2007 | Report Pages |
|---|---|---|---|---|---|---|---|
| Company funding for Guyuan No. 1 Middle School | RMB, RMB/year | 100000 | 200000 | 300000 | 33 | ||
| Educational poverty alleviation spending in Hebei | RMB | 2440000 | 33 | ||||
| Number of books donated to Qinghonglan Migrant Children School | books | 100 | 33 | ||||
| Number of pieces of clothing donated | 362 | 32 | |||||
| Number of students receiving academic excellence scholarships at Qinghonglan Migrant Children School | students | 9 | 33 | ||||
| Social contribution per share | RMB | 3.35 | 5 | ||||
| Total funding to high school students from poor counties in Hebei and Shanxi since 2007 | RMB | 8960000 | 33 | ||||
| Value of sports and school supplies donated to Qinghonglan Migrant Children School | RMB | 800 | 33 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Direct GHG Emissions (Scope 1) | tonnes | 691.91 |
| GHG Emissions from Natural Gas | tonnes | 566.39 |
| GHG Emissions from Purchased Electricity | tonnes | 24280.78 |
| Indirect Energy Emissions (Scope 2) | tonnes | 24280.78 |
| Mobile Combustion Emissions | tonnes | 125.52 |
| Stationary Combustion Emissions | tonnes | 566.39 |
| Total GHG Emissions | tonnes | 24972.69 |
| Total GHG Emissions Intensity (By Area) | tonnes per square meter | 0.18 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Total Hazardous Waste | tonnes | 0.81 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Non-Hazardous Waste Disposed | tonnes | 8.05 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Diesel Fuel Consumption | MWh | 118.48 |
| Energy Consumption Intensity (By Area) | MWh/square meter | 0.26 |
| Gasoline Consumption | MWh | 385.5 |
| Natural Gas Consumption | MWh | 2896.62 |
| Solar Energy | MWh | 374 |
| Total Direct Energy Consumption | MWh | 3400.6 |
| Total Energy Consumption | MWh | 35757.45 |
| Total Indirect Energy Consumption | MWh | 32356.85 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Recycled Water Usage | tons per year | 2500 |
| Water Consumption | tonnes | 138198 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2018 |
|---|---|---|
| Number of Employees in Hong Kong | branches | 4 |
| Number of Employees in Mainland China | branches | 77 |
Resources contributed (e.g. money or time) to the focus area.
| Standard Indicator | Unit | 2012 | 2013 | 2014–2018 | 2018 | since 2007 |
|---|---|---|---|---|---|---|
| Investment in Education Donation | RMB | 100000 | 200000 | 300000 | 2440000 | 8960000 |
| Total In-kind Donations | books | 800 | ||||
| Total Social Investment | RMB |