2017 Corporate Social Responsibility Report

Company: SMIC (981)
Year: 2017
Published: 2018-07-25
Status: Processed
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Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2017 Report Pages
Total amount of NOx tons 281 52
Total amount of Sulphur Dioxide tons 25 52
Volatile Organic Solvents tons 1772 52

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2010 2011 2012 2013 2014 2015 2016 2017 Report Pages
2017 PFC gas consumption information - C2F5Cl 0.00% 32
2017 PFC gas consumption information - C2F6 22.31% 32
2017 PFC gas consumption information - C3F6 0.00% 32
2017 PFC gas consumption information - C3F8 0.51% 32
2017 PFC gas consumption information - C4F8 1.93% 32
2017 PFC gas consumption information - C5F8 0.00% 32
2017 PFC gas consumption information - CF4 41.91% 32
2017 PFC gas consumption information - CHF2CF3 0.00% 32
2017 PFC gas consumption information - CHF3 5.97% 32
2017 PFC gas consumption information - NF3 24.14% 32
2017 PFC gas consumption information - SF6 3.23% 32
2017 PFC gas consumption information - c-C4F8 0.00% 32
Direct GHG emission ton CO2e 233451 197885 269329 321093 328066 354081 379272 416679 32
Direct GHG emission intensity ton CO2e/8 inch equivalent layer 0.0043 0.0041 0.004 0.0041 0.0038 0.0036 0.0033 0.003 32
Greenhouse gas emissions intensity (water equivalent photo-mass) % increase 2 31
ISO 14064 Greenhouse Gases Measurement certification (Shanghai factory) certified 23
Indirect GHG emission ton CO2e 697487 751431 801033 843978 880126 973173 973173 1246226 32
Indirect GHG emission intensity ton CO2e/8 inch equivalent layer 0.0129 0.0156 0.0115 0.0105 0.0101 0.0097 0.0093 0.009 32
Information of CO2 from PFC emission in 2017 - C2F5Cl 0.00% 32
Information of CO2 from PFC emission in 2017 - C2F6 41.90% 32
Information of CO2 from PFC emission in 2017 - C3F6 0.00% 32
Information of CO2 from PFC emission in 2017 - C3F8 0.53% 32
Information of CO2 from PFC emission in 2017 - C4F8 0.00% 32
Information of CO2 from PFC emission in 2017 - C5F8 0.00% 32
Information of CO2 from PFC emission in 2017 - CF4 42.97% 32
Information of CO2 from PFC emission in 2017 - CHF2CF3 0.00% 32
Information of CO2 from PFC emission in 2017 - CHF3 2.06% 32
Information of CO2 from PFC emission in 2017 - NF3 9.22% 32
Information of CO2 from PFC emission in 2017 - SF6 3.32% 32
Information of CO2 from PFC emission in 2017 - c-C4F8 0.00% 32
Total Direct Emissions (scope1, tons of CO2 equivalent) (Shanghai Site, Beijing Site, Tianjin Site, Shenzhen Site and foundry only) tons of CO2 equivalent 416679 52
Total Emissions m3 7810667 52
Total Greenhouse Gas Emissions (tons of CO2 equivalent) (Shanghai Site, Beijing Site, Tianjin Site, Shenzhen Site and foundry only) tons of CO2 equivalent 1662905 52
Total Indirect Emissions (scope2, tons of CO2 equivalent) (Shanghai Site, Beijing Site, Tianjin Site, Shenzhen Site and foundry only) tons of CO2 equivalent 1246226 52
Total greenhouse gas emissions tons 1662905 31

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Amount of Hazardous Waste tons 26799 52
Amount of Production Waste tons 19382 52
Amount of Water Treatment Sludge tons 13163 52

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Amount of Domestic Waste tons 2188 52

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2010 2011 2012 2013 2014 2015 2016 2017 Report Pages
Electric Energy Consumption Intensity of SMIC kWh/8 inch equivalent wafer layer 14.4 12 10.8 10.3 10.1 9.4 8.5 9.6 32
Natural Gas Consumption Intensity of SMC Liters per equal water layer 192 131 121 120.7 106 120.6 116 123 33
Steam Consumption Intensity of SMC KG/t equivalent water layer 6.2 5.2 4.7 4.1 3.7 3.1 2.7 2.4 33
Total Electric Energy Consumption of SMIC MWh 641 683 723 785 802 861 1151 1425 32
Total Natural Gas Consumption m3 11301468 52
Total Natural Gas Consumption of SMC kilotons 8995 9395 9365 9356 8582 10356 10601 11301 33
Total Power Consumption kWh 1424981151 52
Total Steam Consumption tons 266372 52
Total Steam Consumption of SMC kilotons 214 230 233 230 229 226 236 206 33

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2010 2011 2012 2013 2014 2015 2016 2017 Report Pages
City Water Consumption Intensity of SMIC Litre per equivalent wafer layer 142.8 134.7 124.7 99.6 96.9 77.9 81.1 82.6 34
Total City Water Consumption m3 11045399 52
Total City Water Consumption of SMIC kiloliter 6162 6649 6849 7733 7855 10445 11463 11045 34

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2017 Report Pages
Energy-saving Performance, Boiler Energy-saving Project, Shenzhen million Nm3 natural gas 3.350276 33
Energy-saving Performance, Boiler Energy-saving Project, Tianjin million Nm3 natural gas, thousand Nm3 natural gas, tons steam 4111.956 33
Energy-saving Performance, Energy Saving Technology Reform Project of New Fresh Air System, Shenzhen kWh 47340 33
Energy-saving Performance, Energy-saving Renovation Project of Central Air-conditioning System, Beijing kWh 114408 33
Energy-saving Performance, Energy-saving Renovation Project of Central Air-conditioning System, Shenzhen kWh 91000 33
Energy-saving Performance, Energy-saving Renovation Project of FAB Lighting System, Shenzhen kWh 189280 33
Energy-saving Performance, Energy-saving Renovation Project of FAB Supply System, Shenzhen kWh 157248 33
Energy-saving Performance, Energy-saving Renovation Project of Hot Pump Unit, Shanghai tons steam 34367 33
Energy-saving Performance, Energy-saving Renovation Project of Plant Street Lighting System, Shanghai kWh 45730 33
Energy-saving Performance, Energy-saving Renovation Project of Plant Street Lighting System, Shenzhen kWh 43848 33
Energy-saving Performance, Energy-saving Renovation Project of Ultrapure Water Recycling System, Shanghai kWh 87600 33
Energy-saving Performance, Power Supply Optimization Project, Shanghai kWh 1531051 33

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2017 Report Pages
City Water Saved by Air Conditioning System Condensate Recycling Project, Shenzhen ton 35545 34
City Water Saved by Air Conditioning System Condensate Recycling Project, Shenzhen Plant ton 27254 34
City Water Saved by Chemical Mechanical Polishing Cleaning Drainage Recovery Project, Beijing ton 30000 34
City Water Saved by Washing FOUP Machine Drainage Recovery Project, Beijing ton 10950 34
City Water Saved by Wastewater Recycling Project, Shenzhen ton 419684 34
City Water Saved by Wastewater Recycling Project, Shenzhen Plant ton 419685 34
Total City Water Saved by Main Water Saving Projects ton 497179 34

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2017 Report Pages
Packing materials consumption tons 289 52

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2002 2015 2016 2017 Report Pages
Assets Liabilities Ratio % 61.8 44.3 43.6 7
ISO 14001 Environmental Management System certification certified 23
ISO 14001 Passing Percentage 100% 52

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Employees (number) 17718 52
Growth Rate % 13.1 31.6 13.6 7
Labor Contract Signing Rate 100% 52
Number of R&D workers employed employees 1080 13
Number of employees in Beijing 356 37
Number of employees in Jiangyin 1396 37
Number of employees in Shanghai 1581 37
Number of employees in Shenzhen 8601 37
Number of employees in Tianjin 4607 37
Number of employees overseas 1237 37
Number of employees with infectious diseases under unified management employees 11 40
Number of female employees 7139 37
Number of foreign employees from 28 countries and regions 2100 37
Number of new employees recruited 3059 37
Proportion of Female Employees 47.4% 52
Proportion of employees 30–40 years old % 50 37
Proportion of employees 40 years old and above % 36 37
Proportion of employees returning after maternity and paternity leave % 89 37
Proportion of employees under 30 years old % 14 37
Return on Equity % 6.1 7.4 6.9 7
Total number of detailed employees after maternity and paternity leave 949 37
Total number of employees 17178 37
Total number of employees for maternity and paternity leave 1070 37

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Total YoY Growth 21.6% 7.0% -7.7% 3.5% 2.8% 8

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 Report Pages
Recordable Injury Rate (Number of recordable injuries per 200000 total number of work hours) 0.12 0.09 0.09 0.07 0.05 0.03 0.03 0.03 0.021 0.01 40

Lost days due to work injury.

Indicator Unit 2017 Report Pages
Loss of Working Days Due to Recordable Injury days 973 52

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2015 2016 2017 since 2003 Report Pages
Drill coverage rate percent 5402 9402 14302 39
Drill participants persons 1646 2843 4797 39
Drill sessions sessions 52 66 82 39
Number of employees receiving CPR training employees 2843 40
Number of employees vaccinated against infectious diseases employees 618 40
Number of employees vaccinated against meningitis employees 283 40
OHSAS 18001 Occupational Safety & Health certification certified 23

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2015 2016 2017 Report Pages
Employee Training Coverage 100% 52
Health and safety training coverage rate percent 11249 13199 14972 39
Health and safety training participants persons 2188 2111 1317 39
Health and safety training sessions sessions 111 120 109 39
R&D Input million USD 227.1 383.2 412.6 7
R&D Investment Million USD 427.1 52
R&D investment million USD 427.1 13
R&D investment as percentage of total revenue % 1.83 13

The average training hours completed per employee by gender and employee category.

Indicator Unit 2017 Report Pages
Employee Training Time Per Capita hours 34.9 52
Total number of person-times trained person-times 19741 37
Total number of person-times trained (total of all training) person-times 1380 37
Total number of training days provided days 349 37
Total number of training hours provided hours 66115 37

Number of suppliers by geographical region.

Indicator Unit 2000 2005 2014 2015 2016 2017 2018 2019 2020 2021 Report Pages
EMEA share of worldwide semiconductor revenue % 21 17 13 13 9
Global Semiconductor Industry Revenue billion USD 355 347 353 428 429 461 476 489 8
Number of outstanding contractors selected 12 28
Procurement amount of local raw materials million US dollars 76871 28
Proportion of local raw materials in total procurement % 15.17 28
Supplier distribution - Europe % 6.7 6.9 6.9 6.1 28
Supplier distribution - Japan % 33.2 29.2 27 24.1 28
Supplier distribution - Mainland China % 9.1 10.2 11.2 12.4 28
Supplier distribution - Others % 2 4.8 8.5 7.7 28
Supplier distribution - Taiwan area % 25 25 22.7 24 28
Supplier distribution - USA % 24 23.9 23.7 25.7 28

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2016 2017 since 2006 Report Pages
Number of contractors participating in outstanding contractor selection 149 28
Number of major raw material suppliers 100% responded to survey and reached satisfactory standards 40 28
Supplier evaluation score distribution: 60-70 Score % 0.8 28
Supplier evaluation score distribution: 70-80 Score % 7.5 28
Supplier evaluation score distribution: 80-90 Score % 43.3 28
Supplier evaluation score distribution: >90 Score % 48.3 28
Suppliers with 60-70 score % 2.6 28
Suppliers with 70-80 score % 21 11.9 28
Suppliers with 80-90 score % 48.4 49.7 28
Suppliers with >90 score % 28.1 38.4 28
TL 9000 Supply Chain Directives certification (Shanghai, Beijing, Tianjin, Shenzhen factories) certified 23

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2000 2005 2015 2016 2017 2018 2019 2020 2021 Report Pages
APAC (excluding China) share of worldwide semiconductor revenue % 10 25 13 15 9
Japan share of worldwide semiconductor revenue % 39 19 9 9 9
Memory Semiconductor Revenue billion USD 129 163 153 153 162 8
Memory YoY Growth 58.8% 26.4% -6.1% 0.3% 5.9% 8
Non-Memory Semiconductor Revenue billion USD 299 266 308 323 327 8
Non-Memory YoY Growth 2.1% -10.0% 15.8% 4.9% 1.2% 8
Number of individual psychological counseling services provided cases 326 40
Ratio of R&D Input to Revenue % 10.3 13.1 12.5 7
US share of worldwide semiconductor revenue % 28 18 19 14 9

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2000 2005 2015 2016 2017 2018 2019 2020 2021 Report Pages
Number of patents filed (cumulative) patents 14689 13
Number of patents granted (cumulative) patents 7585 13
Pure Play Foundry TAM billion USD/year 45 50 53 58 63 69 75 8
Worldwide GDP billion USD 75481 77772 79613 82067 84939 87058 89710 8
Worldwide GDP Growth 2.7% 2.4% 3.0% 3.1% 3.0% 3.0% 3.0% 8
Worldwide semiconductor revenue billion USD 221 240 429 489 9

Description of quality assurance process and recall procedures.

Indicator Unit 2005 Report Pages
Green Product Management System and QC 080000 Hazardous Substances Management certification (Shanghai factory) certified 23

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2015 2016 2017 Report Pages
Total Tax Million USD, million USD 49 65.5 31 7, 52

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2000 2005 2017 2021 Report Pages
China share of worldwide semiconductor revenue % 2 10 46 49 9

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2015 2016 2017 Report Pages
Employee Volunteer Service Time hours 20528 52
Revenue Million USD, million USD 2214 2914 3310.1 7, 52
Social Donation Amount 10 Thousand Yuan 257 52

The types of emissions and respective emissions data.

Standard Indicator Unit 2017
NOâ‚“ Emissions tons 281
SOâ‚“ Emissions tons 25

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2010 2011 2012 2013 2014 2015 2016 2017
Direct GHG Emissions (Scope 1) ton CO2e 233451 197885 269329 321093 328066 354081 379272 416679
Indirect Energy Emissions (Scope 2) ton CO2e 697487 751431 801033 843978 880126 973173 973173 1246226
Scope 1 GHG Emissions Intensity (By Unit Product) ton CO2e/8 inch equivalent layer 0.0043 0.0041 0.004 0.0041 0.0038 0.0036 0.0033 0.003
Scope 2 GHG Emissions Intensity (By Unit Product) ton CO2e/8 inch equivalent layer 0.0129 0.0156 0.0115 0.0105 0.0101 0.0097 0.0093 0.009
Total GHG Emissions ton CO2e 930938 949316 1070362 1165071 1208192 1327254 1352445 1662905

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Total Hazardous Waste tons 26799

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Non-Hazardous Waste (Domestic Waste) tons 2188

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2010 2011 2012 2013 2014 2015 2016 2017
Natural Gas Consumption kilotons 8995 9395 9365 9356 8582 10356 10601 11301
Purchased Electricity MWh 641 683 723 785 802 861 1151 1425
Purchased Steam kilotons 214 230 233 230 229 226 236 206

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2010 2011 2012 2013 2014 2015 2016 2017
Municipal Water Consumption kiloliter 6162 6649 6849 7733 7855 10445 11463 11045
Water Consumption Intensity (By Revenue) Litre per equivalent wafer layer 142.8 134.7 124.7 99.6 96.9 77.9 81.1 82.6

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2017
Electricity Usage Reduction Compared to Last Year kWh 1531051
Steam Usage Reduction Compared to Last Year tons steam 34367

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2017
Water Consumption Reduction Compared to Last Year ton 497179

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit 2017
Packaging Materials Consumed tons 289

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2017
Number of Employees in Beijing employees 356
Number of Employees in Jiangyin employees 1396
Number of Employees in Overseas employees 1237
Number of Employees in Shanghai employees 1581
Number of Employees in Shenzhen employees 8601
Number of Employees in Tianjin employees 4607
Number of Female Employees employees 7139
Number of New Employees employees 3059
Number of R&D workers employed employees 1080
Number of Total Employees employees 17178
Percentage of Employees Aged 30-50 % 50
Percentage of Employees Aged Above 50 % 36
Percentage of Employees Aged Below 30 % 14
Percentage of Female Employees % 47.4

Lost days due to work injury.

Standard Indicator Unit 2017
Lost Days Due to Work-related Injuries days 973

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2015 2016 2017
Number of People Receiving Training on Work Safety persons 1646 2843 4797
Number of Production Safety Emergency Drills sessions 52 66 82
Percentage of Employees Covered by Safety Drills percent 5402 9402 14302

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2017
Percentage of Employees Trained % 100

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2017
Average Training Hours per Employee hours 34.9
Total Training Hours hours 66115

Number of suppliers by geographical region.

Standard Indicator Unit 2017
Proportion of Spending on Local Suppliers % 15.17

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2017
Accumulative Number of Patent Applications patents 14689
Accumulative Number of Patents Granted patents 7585

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2017
Number of Participations in Volunteer Activities person-times 18554
Total Volunteer Service Hours hours 20528