2017 Environment, Society and Governance Report

Year: 2017
Published: 2018-06-13
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2017 Report Pages
Amount of COD in wastewater discharged / tonne (General Factory) 5.5 76
Amount of COD in wastewater discharged / tonne (No. 2 Subsidiary) 12.1 76
Amount of COD in wastewater discharged/tonne (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 4.17 86
Amount of COD in wastewater discharged/tonne (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 7.2 86
Amount of N-NH3 in wastewater discharged/tonne (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 0.34 86
Amount of N-NH3 in wastewater discharged/tonne (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 0.22 86
Amount of NH3-N in wastewater discharged / tonne (General Factory) 0.07 76
Amount of NH3-N in wastewater discharged / tonne (No. 2 Subsidiary) 0.32 76
Amount of nitrogen oxide in exhaust gas emitted / kg (General Factory) 621.45 76
Amount of nitrogen oxide in exhaust gas emitted / kg (No. 2 Subsidiary) 956 76
Amount of nitrogen oxide in exhaust gas emitted/kg (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 93.6 86
Amount of particulate matter in exhaust gas emitted / kg (No. 2 Subsidiary) 46 76
Amount of particulate matter in exhaust gas emitted/kg (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 5592 86
Amount of sulfur dioxide in exhaust gas emitted / kg (No. 2 Subsidiary) 28 76
Amount of sulfur dioxide in exhaust gas emitted/kg (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 28.8 86
Total amount of non-methane hydrocarbon in exhaust gas emitted/kg (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 945.6 86

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Total greenhouse gas emissions / tonne (General Factory, Direct emission) 38.92 76
Total greenhouse gas emissions / tonne (General Factory, Indirect emission) 31625.67 76
Total greenhouse gas emissions / tonne (No. 2 Subsidiary, Direct emission) 590.45 76
Total greenhouse gas emissions / tonne (No. 2 Subsidiary, Indirect emission) 1313.1 76
Total greenhouse gas emissions/tonne - Direct emission (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 99.43 86
Total greenhouse gas emissions/tonne - Direct emission (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 4.8 86
Total greenhouse gas emissions/tonne - Indirect emission (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 54.52 86
Total greenhouse gas emissions/tonne - Indirect emission (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 3871.9 86

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Hazardous waste disposal volume/Tonne (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 0.5 86
Hazardous waste disposal volume/Tonne (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 12 86

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
General waste disposal volume / Tonne (General Factory) 378 76
General waste disposal volume / Tonne (No. 2 Subsidiary) 10 76
General waste disposal volume/Tonne (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 2.7 86
General waste disposal volume/Tonne (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 757.1 86

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2017 Report Pages
Hazardous waste disposal volume / Tonne (General Factory) 117.45 76
Hazardous waste disposal volume / Tonne (No. 2 Subsidiary) 5.35 76

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Comprehensive energy consumption / tonne of standard coal (General Factory) 11942.43 76
Comprehensive energy consumption / tonne of standard coal (No. 2 Subsidiary) 950.87 76
Comprehensive energy consumption of Shanghai Pharmaceuticals tons of standard coal 119500 72
Comprehensive energy consumption/tonne of standard coal (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 339.72 86
Comprehensive energy consumption/tonne of standard coal (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 1625.26 86
Diesel fuel consumption / Tonne (No. 2 Subsidiary) 10.32 76
Diesel fuel consumption/Tonne (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 19.9 86
Electricity consumption / 10000 kWh (General Factory) 2934.12 76
Electricity consumption / 10000 kWh (No. 2 Subsidiary) 186.65 76
Electricity consumption/10000 kWh (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 77.5 86
Electricity consumption/10000 kWh (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 366.01 86
Gasoline consumption/Tonne (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 11.71 86
Liquefied petroleum gas/Tonne (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 1.5 86
Natural Gas (Gaseous) / 10000 cubic meters (General Factory) 1.8 76
Natural Gas (Gaseous) / 10000 cubic meters (No. 2 Subsidiary) 27.31 76
Natural Gas (Gaseous)/10000 cubic meters (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 140.43 86
Outsourcing thermal power / Million kJ (General Factory) 998557 76
Outsourcing thermal power/Million kJ (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 5737.7 86
Outsourcing thermal power/Million kJ (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 35175.65 86
Travel cost savings from video conferences million RMB 1.64 115

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 Report Pages
Amount of wastewater discharged / 10000 tonnes (General Factory) 22.39 76
Amount of wastewater discharged / 10000 tonnes (No. 2 Subsidiary) 5.22 76
Amount of wastewater discharged/10000 tonnes (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 0.83 86
Amount of wastewater discharged/10000 tonnes (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 6 86
Water consumption / 10000 tonnes (General Factory) 24.89 76
Water consumption / 10000 tonnes (No. 2 Subsidiary) 5.8 76
Water consumption/10000 tonnes (Shanghai Dehua Traditional Chinese Medicines Co., Ltd.) 1.39 86
Water consumption/10000 tonnes (Shanghai SPH Xingling Sci. & Tech. Pharmaceutical Co., Ltd.) 8.76 86

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2017 Report Pages
Comprehensive energy consumption goal assigned by Shanghai Municipal Commission of Economy and Informatization to Shanghai Pharmaceuticals tons of standard coal 125000 72

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Bachelor degree (Education composition) 7628 8183 8558 70
Doctor degree (Education composition) 54 48 53 70
Employee structure - Management (%) % 3.8 3.58 70
Employee structure - Marketing (%) % 11.2 11.62 70
Employee structure - Others (%) % 39.91 40.61 70
Employee structure - Production (%) % 11.12 10.95 70
Employee structure - Technology (%) % 33.81 33.24 70
Employees aged 19 and under (%) % 30.13 30.63 33.19 69
Employees aged 20-29 (%) % 25.23 26 24.96 69
Employees aged 30-39 (%) % 24.3 24.21 23.74 69
Employees aged 40-49 (%) % 17.38 17.32 14.91 69
Employees aged 50-59 (%) % 1.71 2.23 2.39 69
Employees aged 60 and above (%) % 0.5 0.38 0.8 69
Female employees 20280 20196 20769 69
Headcount 75821 60735 60078 67
Higher vocational college (Education composition) 11808 11603 12110 70
Male employees 20893 20656 21467 69
Market capitalization of Shanghai Pharmaceuticals at year end RMB billion 65 62
Master degree (Education composition) 867 924 960 70
Middle-senior managers - Number of people 1205 1168 1195 71
On-post employees 33485 34220 35558 69
Operating revenue RMB100 million 1055.17 1207.65 1308.47 63
Ordinary employees - Number of people 36148 36694 37932 71
Other employees 7688 6632 6678 69
Percentage of R&D investment % 5.22 5.4 5.27 28
Technical secondary school (high school) (Education composition) 12982 11576 10985 70
Total assets RMB100 million, billion RMB 743.44 827.43 943.44 15, 63
Total employees 41173 40852 42236 69

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2017 Report Pages
Operating income billion RMB 130.847 15

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2015 2016 2017 Report Pages
Work safety accidents or work-related accidents in the year (number of accidents) number of accidents 17 16 20 66

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2015 2016 2017 Report Pages
Occupational health-related investment RMB'000 2269.42 5353.16 3555.97 67
Safety education and training Times 1594 1961 1881 67

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2015 2016 2017 Report Pages
Number of black belt projects in Lean Six Sigma Management 18 29
Others (Education composition) 7834 8518 9570 70
R&D expenditure distribution - Quality and efficacy consistency evaluation of generic drugs % 49.56 48.2 35.43 28
R&D expenditure distribution - R&D of generic drugs % 23.46 20.77 22.59 28
R&D expenditure distribution - R&D of innovative drugs % 26.98 23.12 21.14 28
R&D expenditure distribution - Secondary development % 7.91 20.84 28

The average training hours completed per employee by gender and employee category.

Indicator Unit 2015 2016 2017 Report Pages
Average duration of video conferences hours 2.5 115
Middle-senior managers - Total training man hours man hours 56325 57782 60108 71
Number of people participated in black belt and green belt Lean Six Sigma examinations people 340 65
Number of people participated in relevant Lean Six Sigma training people 100 65
Ordinary employees - Total training man hours man hours 1126603 1216936 1277953 71
Total duration of video conferences hours 342 115

Number of suppliers by geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Equity attributable to owners of the Company billion RMB 39.676 15
Production approval number of approvals 6 1 4 28

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2015 2016 2017 May 2017 November 2016 Report Pages
Average days from prescription by community physicians to dispensing days 1.4 2.3 38
Clinical application number of applications 14 1 6 28
Clinical approval number of approvals 16 46 5 28
Highest single-day market value of Shanghai Pharmaceuticals RMB billion 77.7 62
Number of A-share temporary announcements disclosed announcements 55 61
Number of H-share announcements and documents disclosed announcements and documents 77 61
Number of drugs that meet extended prescription requirements items 517 39
Number of investor invitations made by the company invitations 200 62
Number of investor questions received via E-interactive Platform of Shanghai Stock Exchange questions 32 62
Number of periodic reports disclosed reports 4 61
Number of video conferences held 137 115

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2015 2016 2017 Report Pages
Invention patent application number of applications 110 142 142 28
Obtain authorization for invention number of authorizations 51 52 50 28

Description of quality assurance process and recall procedures.

Indicator Unit 2015 2016 2017 Report Pages
Number of drug manufacturers and business enterprises directly affiliated to the Company that signed the 2017 letter of responsibility for quality management 17 29
Production application number of applications 8 6 6 28

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2015 2016 2017 Report Pages
Investment in healthy China and targeted poverty alleviation (Shanghai Pharmaceuticals) million RMB 10 116
Per capita profit RMB'000 10.13 11.36 12.15 70
Per capita sales income RMB'000 256.24 295.62 305.41 70
Ranking in 2016 Top 100 Chinese Enterprise (pharmaceutical industry) th 6 15
Ranking in 2016 Top 20 Industrial Enterprises with Drug R&D Product Line in China Top 20 15
Ranking in 2017 Global 2000 by Forbes (Chinese Edition) th 99 15
Ranking in 2017 Most Admired Chinese Pharmaceutical Companies by Fortune (Chinese Edition) rd 3 15
Ranking in 2017 Top 20 enterprises in chemical R&D strength in China Top 20 15
Ranking in 2017 Top 20 in comprehensive medicine R&D strength in China Top 20 15
Ranking in 2017 Top 50 in medicine R&D strength in China Top 50 15
Ranking in 2017 Top 500 Asia brands (pharmaceutical industry) st 1 15
Ranking in 2017 Top 500 Enterprises of China by Fortune (Chinese Edition) th 56 15
Ranking in Outstanding Brands in Chinese Chemical Pharmaceutical Industry (Export of Active Pharmaceutical Ingredients) th 10 15
Ranking in Outstanding Brands in Chinese Chemical Pharmaceutical Industry (Export of Medicine) th 13 15
Ranking in Top 100 in Chinese pharmacy industry in 2016 by Medicine Economic Newspaper rd 3 15
Ranking in Top 500 Chinese enterprises of 2017 th 134 15
Ranking in Top 500 enterprises in Chinese manufacturing industry in 2017 th 45 15
Ranking in top 10 enterprise groups in Chinese pharmaceutical industry in 2017 rd 3 15
Ranking in top 100 Shanghai enterprises of 2017 th 15 15
Ranking in top 100 enterprises in Shanghai manufacturing industry in 2017 th 7 15
Ranking in top 100 industrial enterprises in comprehensive strength in Chinese chemical pharmaceutical industry in 2017 nd 2 15

The types of emissions and respective emissions data.

Standard Indicator Unit 2017
Airborne Particulate Matter (PM) Emissions kg 46
NOâ‚“ Emissions kg 1670.05
SOâ‚“ Emissions kg 28

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Direct GHG Emissions (Scope 1) 38.92
HFC Emissions kg
Indirect Energy Emissions (Scope 2) 1313.1

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Total Hazardous Waste tonne 13.5

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Non-Hazardous Waste Disposed tonne 1147.8

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Standard Indicator Unit 2017
Hazardous Waste Intensity Reduction Percentage Compared to Last Year % 95.44

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Diesel Fuel Consumption Tonne 30.22
Gasoline Consumption Tonne 11.71
LPG Consumption Tonne 1.5
Natural Gas Consumption 10000 cubic meters 29.11
Purchased Electricity 10000 kWh 3664.28
Total Direct Energy Consumption tons of standard coal 119500
Total Energy Consumption tons of standard coal 119500
Total Indirect Energy Consumption Million kJ 998557
Total Non-Renewable Fuel Consumption tons of standard coal 119500
Total Purchased Energy Million kJ 998557

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017
Total Wastewater Discharge 10000 tonnes 22.39
Total Water Withdrawal 10000 tonnes 8.76
Water Consumption 10000 tonnes 24.89

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2017
Energy Consumption Reduction Compared to Last Year tons of standard coal None
Target Energy Consumption Reduction Percentage Compared to Last Year % None

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit
Packaging Material Consumption (Glass) pieces
Packaging Material Consumption (Metal) pieces
Packaging Material Consumption (Plastic) million pieces
Packaging Material Consumption (Rubber) pieces
Packaging Materials Consumed sets

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2015 2016 2017
Number of Bachelor's Degree Employees employees 7628 8183 8558
Number of Doctoral Degree Employees employees 54 48 53
Number of Female Employees employees 20280 20196 20769
Number of Male Employees employees 20893 20656 21467
Number of Master's Degree Employees employees 867 924 960
Number of Total Employees employees 41173 40852 42236
Percentage of Employees Aged 30-50 % 41.68 41.53 38.65
Percentage of Employees Aged Above 50 % 2.21 2.61 3.19
Percentage of Employees Aged Below 30 % 55.36 56.63 58.15
Percentage of Female Employees % 49.24 49.42 49.15
Percentage of Male Employees % 50.76 50.58 50.85

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2015 2016 2017
Health Check Coverage for Employees %
Investment in Work Safety RMB'000 2269.42 5353.16 3555.97
Number of People Receiving Training on Work Safety Times 1594 1961 1881

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit
Percentage of Employees Trained %
Total Cost of Training RMB

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2015 2016 2017
Total Training Hours man hours 1182928 1274718 1338061

Number of suppliers by geographical region.

Standard Indicator Unit 2015 2016 2017
Number of Production Approvals number of approvals 6 1 4

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2015 2016 2017
Number of Patents Applied number of applications 110 142 142
Number of Patents Granted number of authorizations 51 52 50

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit
Investment in Targeted Poverty Alleviation RMB
Total Social Investment RMB