2017 Environmental, Social and Governance Report
Extracted ESG KPIs
KPIs are organized by ESG aspects.
The types of emissions and respective emissions data.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Total discharge of domestic sewage | 0'000 ton | 21.13 | 61 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Direct Greenhouse Gas emissions (Scope I) | tons of CO₂ equivalent | 1680.37 | 61 |
| Greenhouse Gas emissions per office area | tons of CO₂ equivalent/m² | 0.07 | 61 |
| Indirect Greenhouse Gas emissions (Scope II) | tons of CO₂ equivalent | 21598.26 | 61 |
| Per capita emissions of Greenhouse Gas | tons of CO₂ equivalent/person | 2.31 | 61 |
| Total Greenhouse Gas emissions (Scope I + Scope II) | tons of CO₂ equivalent | 23278.63 | 61 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Discharge of harmless waste (office waste discharge) | ton | 402.84 | 61 |
Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Paper saved from off-site accounts opening contracts | tons | 73 | 60 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Comprehensive energy consumption | tons of standard coal | 4617.63 | 61 |
| Comprehensive energy consumption per unit office area | tons of standard coal/m² | 0.01 | 61 |
| Natural gas consumption | 0'000 m³ | 3.12 | 61 |
| Per capita comprehensive energy consumption | tons of standard coal/person | 0.46 | 61 |
| Per capita office power consumption | MWh/person | 3.1 | 61 |
| Power consumption per unit office area | kWH/m² | 90.85 | 61 |
| Total diesel consumption | liter | 6653.98 | 61 |
| Total gasoline consumption | 0'000 liter | 728.85 | 61 |
| Total office power consumption | MWh | 31280.05 | 61 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Total water consumption | 0'000 ton | 23.91 | 61 |
| Water consumption per capita | ton/person | 23.68 | 61 |
| Water consumption per unit area | ton/m² | 0.69 | 61 |
Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Brochures adopted FSC paper for printing | brochures | 15200 | 60 |
| Per capita office copy paper consumption | kg/person | 16.25 | 61 |
| Total office copy paper consumption | ton | 164.18 | 61 |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| FSC paper used for brochures | kilograms | 3268 | 60 |
| Number of green bonds issued | 6 | 62 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of securities branches in mainland China | 470 | 6 | |
| Proportion of client managers at Galaxy Securities | percent | 33.04% | 40 |
| Proportion of female staff at Galaxy Securities | percent | 44.49% | 40 |
| Proportion of male staff at Galaxy Securities | percent | 55.51% | 40 |
| Proportion of management and service staff at Galaxy Securities | percent | 66.96% | 40 |
| Proportion of staff aged 30 or below at Galaxy Securities | percent | 15.60% | 40 |
| Proportion of staff aged 31-40 at Galaxy Securities | percent | 58.24% | 40 |
| Proportion of staff aged 41-50 at Galaxy Securities | percent | 20.90% | 40 |
| Proportion of staff aged 51 or above at Galaxy Securities | percent | 5.26% | 40 |
| Total number of staff of Galaxy Securities | 10099 | 40 |
Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of employees with work-related injuries in the system of the Company | person | 2 | 52 |
| Number of work-related injuries in the system of the Company | time | 2 | 52 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Total duration of video courses | hour | 2213 | 46 |
| Total number of current video courses | course | 230 | 46 |
Number of suppliers by geographical region.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Green corporate bonds of a new town development and construction (group) company - size | billion RMB | 1.5 | 62 |
| Total number of securities branches (newly established branches in 2017) - Galaxy Securities | branches | 470(110) | 22 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| Most popular open course of chief economists among investors | award | 1 | 64 | |
| Number of additional brokerage business clients | 000 accounts | 97.85 | 22 | |
| Number of high-end customers served at investment strategy seminars | customers | 8300 | 14 | |
| Number of online push messages with more than 100000 reads | online push | 1 | 14 | |
| Number of trading strategies for margin financing and securities lending | trading strategies | 6 | 14 | |
| Total number of brokerage business clients | 000 accounts | 970.15 | 22 |
Description of practices relating to observing and protecting intellectual property rights.
| Indicator | Unit | 2013 | 2014 | 2015 | 2016 | 2017 | Report Pages |
|---|---|---|---|---|---|---|---|
| Electric products for investor education | products | 40 | 60 | 100 | 140 | 180 | 25 |
| Number of major asset allocation and strategic research information products launched | information products | 4 | 14 |
Description of quality assurance process and recall procedures.
| Indicator | Unit | 2013 | 2014 | 2015 | 2016 | 2017 | Report Pages |
|---|---|---|---|---|---|---|---|
| Total number of paper promotional material distributed | pieces | 1000000 | 1100000 | 900000 | 800000 | 500000 | 25 |
Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Rating of fund liquidity service providers by SSE | excellent | 64 |
Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of semi-monthly strategy reports released | reports | 6 | 14 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2013 | 2014 | 2015 | 2016 | 2017 | Report Pages |
|---|---|---|---|---|---|---|---|
| Best Organization Award for I am a Shareholder | award | 1 | 64 | ||||
| Best Progress Award in the selection of outstanding teams participating in national debts and futures | award | 1 | 64 | ||||
| Best open course of chief economists among investors | award | 1 | 64 | ||||
| Mainland Securities Company with Outstanding Services in Hong Kong Stock Connect | award | 1 | 64 | ||||
| Number of charitable activities held by Cangnan Station Avenue Securities Branch | activities | 19 | 59 | ||||
| Number of investment hot spots | hot spots | 3 | 14 | ||||
| Number of person-time speeches for investment strategy seminars | person-time speeches | 56 | 14 | ||||
| On-site activities for investor education | activities | 3000 | 3500 | 4000 | 5000 | 5500 | 25 |
| Outstanding Contribution Award in Shenzhen-Hong Kong Stock Connect | award | 1 | 64 | ||||
| Outstanding Organization Award for investors education and protection activities | award | 1 | 64 | ||||
| Ranking in WeChat official accounts of securities companies (first in three lists, total list score) | points | 91.06 | 64 | ||||
| Ranking in national defence and military engineering industry analysts (military engineering team) | rank | 2 | 64 | ||||
| Ranking in pharmaceutical industry analysts (pharmaceutical team) | rank | 3 | 64 | ||||
| Top 100 Hong Kong Stocks in 2016 | award | 1 | 64 |
Resources contributed (e.g. money or time) to the focus area.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Aggregate offering amount of green bonds | billion RMB | 3.5 | 62 |
| Assistance in other industries public welfare funds | RMB10000 | 199.06 | 57 |
| Ecological protection assistance public welfare funds | RMB10000 | 1130 | 57 |
| Educational assistance public welfare funds | RMB10000 | 183 | 57 |
| First phase of green financial bonds of a bank - total issuing amount | billion RMB | 5 | 62 |
| First phase of green medium-term bills of a metro group - total issuing amount | billion RMB | 2 | 62 |
| Industrial assistance public welfare funds | RMB10000 | 2235 | 57 |
| Total public welfare funds | RMB10000 | 3747.06 | 57 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Direct GHG Emissions (Scope 1) | tons of CO₂ equivalent | 1680.37 |
| Indirect Energy Emissions (Scope 2) | tons of CO₂ equivalent | 21598.26 |
| Total GHG Emissions | tons of CO₂ equivalent | 23278.63 |
| Total GHG Emissions Intensity (By Area) | tons of CO₂ equivalent/m² | 0.07 |
| Total GHG Emissions Intensity (By Employee) | tons of CO₂ equivalent/person | 2.31 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Non-Hazardous Waste (Office Waste) | ton | 402.84 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Diesel Fuel Consumption | liter | 6653.98 |
| Energy Consumption Intensity (By Area) | tons of standard coal/m² | 0.01 |
| Energy Consumption Intensity (By Employee) | tons of standard coal/person | 0.46 |
| Gasoline Consumption | 0'000 liter | 728.85 |
| Natural Gas Consumption | 0'000 m³ | 3.12 |
| Purchased Electricity | MWh | 31280.05 |
| Total Electricity Consumption Intensity (By Area) | kWH/m² | 90.85 |
| Total Electricity Consumption Intensity (By Employee) | MWh/person | 3.1 |
| Total Energy Consumption | tons of standard coal | 4617.63 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Water Consumption | ton | 23910 |
| Water Consumption Intensity (By Revenue) | None |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Standard Indicator | Unit |
|---|---|
| Electricity Usage Reduction Compared to Last Year | KWH per year |
| Investment in Energy-saving and Emission-reduction Technology Transformation | RMB |
Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Packaging Material Consumption (Paper) | ton | 164.18 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Number of Total Employees | employees | 10099 |
| Percentage of Employees Aged 30-50 | percent | 79.14 |
| Percentage of Employees Aged Above 50 | percent | 5.26 |
| Percentage of Employees Aged Below 30 | percent | 15.6 |
| Percentage of Female Employees | percent | 44.49 |
| Percentage of Male Employees | percent | 55.51 |
Resources contributed (e.g. money or time) to the focus area.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Investment in Education Donation | RMB10000 | 183 |
| Investment in Environmental Protection | RMB10000 | 1130 |
| Total Public Welfare Donations | RMB10000 | 3747.06 |
| Total Social Investment | RMB10000 | 3747.06 |