China Merchants Securities Co., Ltd. 2017 Environmental, Social and Governance Report
Extracted ESG KPIs
KPIs are organized by ESG aspects.
The types of emissions and respective emissions data.
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| Range 1 – diesel emissions, per capita | ton | 0.0004 | 0.0005 | 49 |
| Range 1 – gasoline emissions, per capita | ton | 0.2 | 0.2 | 49 |
| Range 1 – total diesel emissions | ton | 4.3 | 5.4 | 49 |
| Range 1 – total gasoline emissions | ton | 2565 | 2228 | 49 |
| emissions of sulfur oxide, per capita | kg | 0.001 | 0.001 | 49 |
| total discharge of domestic wastewater | ton | 93133 | 99843 | 49 |
| total emission of sulfur oxide | kg | 16.6 | 14.4 | 49 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| Range 2 – emissions of purchased electric power, per capita | ton | 0.9 | 1 | 49 |
| Range 2 – total emissions of purchased electric power | ton | 10182 | 10456 | 49 |
| per capita emissions of greenhouse gases | ton | 1.2 | 1.2 | 49 |
| total greenhouse gas emissions | ton | 12752 | 12689 | 49 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| lamp | piece | 9471 | 11535 | 49 |
| toner cartridge | item | 4766 | 4723 | 49 |
| total amount of ink cartridge | piece | 6408 | 2094 | 49 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| electronic equipment | set | 1681 | 618 | 49 |
| per capita amount of electronic equipment | set | 0.2 | 0.1 | 49 |
| per capita amount of ink cartridge | piece | 0.6 | 0.2 | 49 |
| per capita amount of the lamp | piece | 0.8 | 1.1 | 49 |
| per capita amount of toner cartridges | item | 0.4 | 0.4 | 49 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| diesel consumption | kl | 1.662 | 2.061 | 50 |
| gasoline consumption | kl | 1128 | 980 | 50 |
| per capita consumption of diesel | kl, ton | 0.0002 | 10.43 | 50 |
| per capita electricity consumption | kwh | 1391.7 | 1461.8 | 50 |
| power consumption | kwh | 15054277 | 15542884 | 50 |
| total amount of gasoline per capita | kl | 0.1 | 0.1 | 50 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| discharge of domestic wastewater, per capita | ton | 8.6 | 9.4 | 49 |
| water consumption in the office | ton | 103481 | 110936 | 50 |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Total amount of green financial debts, green business debts and green ABS underwritten | billion RMB | 8.1 | 39 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| number of employees aged 31-40 | Person | 2991 | 3434 | 50 |
| number of employees over 40 | Person | 1138 | 1254 | 50 |
| number of employees overseas China (including Hong Kong, Macao and Taiwan) | Person | 444 | 387 | 50 |
| number of employees under 30 (including 30) | Person | 6688 | 5945 | 50 |
| number of employees within China (mainland China) | Person | 10373 | 10246 | 50 |
| number of female employees | Person | 4490 | 4464 | 50 |
| number of male employees | Person | 6327 | 6169 | 50 |
| number of people | Person | 10817 | 10633 | 50 |
Employee turnover rate by gender, age group and geographical region.
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| general staff turnover rate | % | 11 | 13 | 51 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| proportion of trained employees: marketing staff | % | 64 | 53 | 51 |
| proportion of trained employees: non-marketing staff | % | 36 | 47 | 51 |
The average training hours completed per employee by gender and employee category.
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| employees' average training hours: marketing staff | hour | 58 | 81 | 51 |
| employees' average training hours: non-marketing staff | hour | 64 | 49 | 51 |
Number of suppliers by geographical region.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Total amount of non-performing ABS for 11 large commercial banks | billion RMB | 5.59 | 39 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| No. 4 in 2017 China Securities Investment Bank | rank | 4 | 45 | |
| No. 5 in 2017 China Versatile Investment Bank | rank | 5 | 45 | |
| number of complaints received about products and services | piece | 63 | 54 | 51 |
Description of practices relating to observing and protecting intellectual property rights.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Excellent Operation, Zhiyuan Onepass APP | operation | Excellent | 45 |
| Most Catchy APP Name, Zhiyuan Onepass APP | app name | Most Catchy | 45 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Top Ten Brand, Zhiyuan Onepass APP | brand | Top Ten | 45 |
| Total amount of PPP ABS programs completed | billion RMB | 3.906 | 39 |
Resources contributed (e.g. money or time) to the focus area.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Total amount for five high-tech companies recommended to be listed on main board, SME board and GEM board | billion RMB | 3.64 | 39 |
| value of charity donation | 10000 (RMB) | 243 | 51 |
The types of emissions and respective emissions data.
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| SOₓ Emissions | kg | 16.6 | 14.4 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| GHG Emissions from Purchased Electricity | ton | 10182 | 10456 |
| Indirect Energy Emissions (Scope 2) | ton | 10182 | 10456 |
| Scope 2 GHG Emissions Intensity (By Employee) | ton | 0.9 | 1 |
| Total GHG Emissions | ton | 12752 | 12689 |
| Total GHG Emissions Intensity (By Employee) | ton | 1.2 | 1.2 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Hazardous Electronic Waste | piece | 20645 | 18352 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Non-Hazardous Waste (Electronic Waste) | set | 1681 | 618 |
| Total Non-Hazardous Waste Intensity (By Employee) | set | 0.2 | 0.1 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Diesel Fuel Consumption | kl | 1.662 | 2.061 |
| Gasoline Consumption | kl | 1128 | 980 |
| Purchased Electricity | kwh | 15054277 | 15542884 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Discharge of Domestic Wastewater | ton | 8.6 | 9.4 |
| Water Consumption in Office | ton | 103481 | 110936 |
Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.
| Standard Indicator | Unit |
|---|---|
| Packaging Material Intensity (By Unit Product) | tonnes |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Number of Employees in Mainland China | Person | 10373 | 10246 |
| Number of Employees in Overseas | Person | 444 | 387 |
| Number of Female Employees | Person | 4490 | 4464 |
| Number of Male Employees | Person | 6327 | 6169 |
| Number of Total Employees | Person | 10817 | 10633 |
| Percentage of Employees in Mainland China | Percent | 95.9 | 96.36 |
| Percentage of Employees in Overseas | Percent | 4.1 | 3.64 |
| Percentage of Female Employees | Percent | 41.52 | 41.98 |
| Percentage of Male Employees | Percent | 58.48 | 58.02 |
Employee turnover rate by gender, age group and geographical region.
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Turnover Rate of Total Employees | % | 11 | 13 |
Lost days due to work injury.
| Standard Indicator | Unit |
|---|---|
| Lost Days Due to Work-related Injuries |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Percentage of Employees Trained | % | 100 | 100 |
The average training hours completed per employee by gender and employee category.
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Average Training Hours (Marketing & Customer Service) | hour | 58 | 81 |
| Average Training Hours per Employee | hour | 61 | 65 |
Number of products and service related complaints received and how they are dealt with.
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Number of Products and Service Related Complaints | piece | 63 | 54 |
| Total Number of Customer Complaints | piece | 63 | 54 |
Resources contributed (e.g. money or time) to the focus area.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Investment in Elderly Care Services | RMB | 500000 |
| Total Public Welfare Donations | RMB | 2430000 |
| Total Social Investment | RMB | 1000000 |