2017 CSR Report

Year: 2017
Published: 2018-03-25
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2016 2017 Report Pages
Chemical Oxygen Demand (COD) Total emission 10 thousand tonnes 0.17 0.15 77
Performance of Flue Gas Emissions - NOx (Thermal Power Business) g/kWh 0.15 49
Performance of Flue Gas Emissions - SO2 (Thermal Power Business) g/kWh 0.08 49
Performance of Flue Gas Emissions - Soot (Thermal Power Business) g/kWh 0.01 49
Proportion to the total capacity of coal-fired units for denitrificated units (%) % 100 100 80
Proportion to the total capacity of coal-fired units for desulfurized units (%) % 100 100 80
Soot Total emission 10 thousand tonnes 0.8406 0.6899 77
Total NOₓ emission 10 thousand tonnes 3.73 3.94 81
Total SO₂ emission 10 thousand tonnes 2.25 2.05 81
Total Soot emission 10 thousand tonnes 0.497 0.387 81
Total Volume of Flue Gas Emissions - NOx (Thermal Power Business) 10000 tonnes 3.9 49
Total Volume of Flue Gas Emissions - SO2 (Thermal Power Business) 10000 tonnes 2 49
Total Volume of Flue Gas Emissions - Soot (Thermal Power Business) 10000 tonnes 0.39 49

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 2017 Report Pages
Commercial coal production (million tonnes) million tonnes 289.8 295.4 75
Performance of NOₓ emission from thermal power generation g/kWh 0.16 0.15 81
Performance of SO₂ emission from thermal power generation g/kWh 0.096 0.08 81
Performance of Soot emission from thermal power generation g/kWh 0.021 0.0148 81
Reduction of carbon dioxide (CO2) emission due to renewable energy million tonnes 0.537 51

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 2017 Report Pages
Coal gangue generated (10 thousand tonnes) 10 thousand tonnes 2893.19 2780.91 79
Coal sales (million tonnes) million tonnes 394.9 443.8 75
Gangue removed (million tonnes) million tonnes 27.4 26.87 79
Hazardous wastes Total emission tonne 2358.5 304.52 77
Hazardous wastes emissions per RMB10000 output value kg/RMB10000 0.17 0.019 77
Total generation of coal fly ash and cinder and desulphurised gypsum 10 thousand tonnes 1956.77 2244.89 81

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 2017 Report Pages
Harmless wastes Total emission 10 thousand tonnes 3506.52 3449.91 77
Harmless wastes emissions per RMB10000 output value tonne/RMB10000 2.46 2.17 77
Integrated utilization of coal fly ash and cinder and desulphurised gypsum 10 thousand tonnes 1329.64 1568.78 81
Integrated utilization of coal gangue (10 thousand tonnes) 10 thousand tonnes 415.15 353.91 79
Integrated utilization of other solid waste (10 thousand tonnes) 10 thousand tonnes 0.81 0.78 79
Other solid waste generated (10 thousand tonnes) 10 thousand tonnes 58.41 78.37 79

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2017 Report Pages
Comprehensive utilization rate of desulfurized gypsum % 86.2 50
Comprehensive utilization rate of fly ash % 73.6 50
Comprehensive utilization rate of slag % 49.6 50
Comprehensive utilization rate of solid waste % 32.4 50

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 Report Pages
Average consumption of standard coal for power output dispatch of coal-fired units (g/kWh) g/kWh 315 311 80
Capital investment (RMB100 million) RMB100 million 4.18 3.98 75, 78
Coal gangue consumption million tonnes 2.691 50
Comprehensive energy consumption against port throughput (kg standard coal/10 thousand tonnes) kg standard coal/10 thousand tonnes 2775.24 2249.22 2160.06 45, 79
Comprehensive energy consumption against railway turnover (kg standard coal/10 thousand tonne kilometers) kg standard coal/10 thousand tonne kilometers 24.45 25.12 24.29 45
Comprehensive energy consumption against railway turnover (kg standard coal/10 thousand tonnes kilometers) kg standard coal/10 thousand tonnes kilometers 25.12 24.29 79
Comprehensive energy consumption against raw coal production (kg standard coal/tonne) kg standard coal/tonne 2.13 2.56 2.57 45, 79
Comprehensive energy consumption against shipping turnover (kg standard coal/1000 tonne nautical miles) kg standard coal/1000 tonne nautical miles 4.95 5.33 5.17 45
Comprehensive energy consumption against shipping turnover (kg standard coal/1000 tonnes nautical miles) kg standard coal/1000 tonnes nautical miles 5.33 5.17 79
Consumption of other energies (10 thousand tonnes) 10 thousand tonnes Note 1 Note 2 76
Electricity consumption against prepared thermal coal production (kWh/tonne) kWh/tonne 2.68 2.78 79
Electricity consumption against raw coal production (kWh/tonne) kWh/tonne 5.88 5.9 79
Energy consumption against polyolefin produced from coal (kg standard coal/tonne) kg standard coal/tonne 4916.72 5100.56 5274.59 45, 79
Hydropower generation (10 thousand kWh) 10 thousand kWh 66749.98 70338.67 80
Installed capacity of air cooling technology (MW) MW 12400 13720 80
Installed capacity of coal-fired generators (MW) MW 54417 55984 80
Installed capacity of heating units (MW) MW 18024 19354 80
Installed capacity of hydropower MW 125.2 51
Installed capacity of hydropower units (MW) MW 125.2 125.2 80
Installed capacity of wind power MW 15.75 51
Installed capacity of wind power units (MW) MW 15.75 15.75 80
Integrated energy consumption (10 thousand tonnes of standard coal) 10 thousand tonnes of standard coal 4667.94 5056.12 76
Integrated energy consumption per RMB10 thousand output value (tonne standard coal/RMB10000) tonne standard coal/RMB10000 3.28 3.18 76
Integrated utilization of the installed capacity of power plants (MW) MW 6484 6484 80
Raw coal washed and processed (million tonnes) million tonnes 273.6 268.74 79
Reduction of standard coal consumption due to renewable energy million tonnes 0.2142 51
Seaborne coal at self-owned ports (million tonnes) million tonnes 201.3 227.8 75
Total electricity consumption (10 thousand kWh) 10 thousand kWh 2222262.8 2262361.17 76
Total installed capacity (MW) MW 56288 57855 80
Total natural gas consumption (10 thousand m³) 10 thousand m³ 111555 107435 76
Total oil consumption (10 thousand tonnes) 10 thousand tonnes 36.8 37.17 76
Total power sales (billion kWh) billion kWh 220.57 246.25 75
Total renewable energy produced (wind and hydropower) million kWh 722 51
Units of 600MW (inclusive) and above - Capacity (MW) MW 37000 38440 80
Units of 600MW (inclusive) and above - Proportion to the total capacity of coal-fired units (%) % 67.99 68.66 80
Wind power generation (10 thousand kWh) 10 thousand kWh 3075.18 1827.04 80

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 Report Pages
Amount of sewage water produced (million tonnes) million tonnes 168.68 180.93 76
Comprehensive Utilization Ratio of Waste Water 71.41% 48
Comprehensive Utilization of Waste Water Million Tonnes 129.2 48
Domestic Sewage Production Million Tonnes 14.85 15.28 15.63 48
Domestic Sewage Utilization Million Tonnes 4.45 4.06 4.49 48
Fresh water consumption (million tonnes) million tonnes 197.49 182.92 76
Fresh water consumption for thermal power generation (kg/kWh) kg/kWh 0.65 0.65 80
Industrial Waste Water Production Million Tonnes 46.97 47.74 50.91 48
Integrated utilization amount of sewage water (million tonnes) million tonnes 115.67 129.2 76
Integrated utilization rate of sewage water (%) % 68.57 71.41 76
Recycling rate of industrial waste water (%) % 80.83 85.76 76
Recycling rate of underground mine water (%) % 68.64 70.86 76
Total Waste Water Produced Million Tonnes 180.93 48
Total water consumption (million tonnes) million tonnes 227.7 247.55 76
Underground Mine Water Production Million Tonnes 105.3 105.66 114.39 48
Underground Mine Water Utilization Million Tonnes 71.1 72.53 81.06 48
Water consumption per RMB10 thousand output value (tonne/RMB10000) tonne/RMB10000 14.87 15.57 76
Water resource from sea-water desalination (10 thousand tonnes) 10 thousand tonnes 1488.26 1496.38 80

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2016 2017 Report Pages
Conservation of standard coal through coal gangue consumption million tonnes 0.77 50
Investment in energy conservation (RMB100 million) RMB100 million 10.9 5.84 76
Mechanization rate of coal mining and excavation (%) % 100 99.26 79

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2015 2016 2017 Report Pages
Industrial Waste Water Utilization Million Tonnes 41.15 38.59 43.66 48

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2016 2017 Report Pages
Area of lawns planted along the railway by Shuohuang Railway Company square meters 46255 51
Area paved along the railway by Shuohuang Railway Company (corridors, bridges, walkways) square meters 3320 51
Average recovery rate in mining area (%) % 88.4 88.22 79
Average recovery rate in mining area of open-cut mines (%) % 97.9 97.82 79
Average recovery rate in mining area of underground coal mines (%) % 83.95 84.15 79
Designated investment in environmental protection (RMB100 million) RMB100 million 15.15 9.68 76
Ecological construction Capital investment in water and soil conservation and ecological construction RMB100 million 1.47 3.32 77
Ecological construction New afforestation area 10 thousand m² 1156.73 3612.5 77
Green land built million square meters 36.125 50
Investment in ecological development million RMB 332 50
Investment in greening along the railway by Shuohuang Railway Company million RMB 18.22 51
Number of bushes planted along the railway by Shuohuang Railway Company bushes 2120 51
Number of fruit trees planted along the railway by Shuohuang Railway Company fruit trees 492 51
Number of ornamental plants planted along the railway by Shuohuang Railway Company ornamental plants 56572 51
Number of trees planted along the railway by Shuohuang Railway Company trees 1384 51
Shendong Coal Group ecological projects covered hectares 3500 50
Shendong Coal Group ecological projects number 51 50
Shendong Coal Group investment in ecological projects million RMB 264.4 50
Zhuge’er Group investment for rehabilitation and greening million RMB 32 50
Zhuge’er Group rehabilitation and greening area hectares 220 50

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2016 2017 Report Pages
Average days of paid annual leave days 8 9.1 78
Cash dividend in aggregate (RMB million) (inclusive of the proposed dividend proposal of the Board) RMB million 204372 222472 75
Newly recruited employees 1105 494 78
Number of current employees 90882 89057 78
Number of employees from minority ethnic groups 4932 4891 78
Number of employees in Finance and accounting 1850 1772 55
Number of employees in Management and administration 15317 13653 55
Number of employees in Operation and maintenance 56155 55168 55
Number of employees in Others 3512 3443 55
Number of employees in R&D and technical support 12986 14088 55
Number of employees in Sales and marketing 1062 933 55
Number of employees with disabilities 413 458 78
Number of female employees 19090 18567 78
Number of part-time employees 1 78
Total final dividend paid (tax inclusive) RMB 18100000000 24
Total number of employees 90882 89057 55
Year-on-year change in Finance and accounting employees % 4.22 55
Year-on-year change in Management and administration employees % 10.86 55
Year-on-year change in Operation and maintenance employees % 1.76 55
Year-on-year change in Others employees % 1.96 55
Year-on-year change in R&D and technical support employees % 8.49 55
Year-on-year change in Sales and marketing employees % 12.15 55
Year-on-year change in total employees % 2.01 55

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2016 2017 Report Pages
Turnover of self-owned railway (billion tonne km) billion tonne km 244.6 273 75

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2016 2017 Report Pages
Additional employees with occupational disease (cases) cases 11 5 78
Fatality rate per million tonne of coal mine production 0.003 79
Number of coal mines with a safety record of consecutive 1000 days or above 20 21 79
Number of serious accidents and above 1 79

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2013 2014 2015 2016 2017 Report Pages
Investment in Safe Production - China Shenhua RMB100 million 0.0058 0.009 0.003 0.003 28
Investment in Safe Production - National Average RMB100 million 0.293 0.255 0.181 0.156 0.106 28
Number of first class intrinsic-safety compliant units 34 41 75
Number of super-safe and efficient mines 19 Note 2 79
Safety Management System - Coal Segment 7.71 28
Safety Management System - Coal to Chemicals Segment 0.36 28
Safety Management System - Port Segment 0.6 28
Safety Management System - Power Segment 27.11 28
Safety Management System - Railway Segment 3.16 28
Safety Management System - Shipping Segment 0.63 28
Safety production training (headcount) headcount 197423 153292 75

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2016 2017 Report Pages
Capital investment in research and development (RMB100 million) RMB100 million 6.64 6.06 78
Staff training (a headcount of 10 thousand) 10 thousand 94.57 63.51 78

The average training hours completed per employee by gender and employee category.

Indicator Unit 2016 2017 Report Pages
Staff training time in aggregate (10 thousand hours) 10 thousand hours 393.29 419.15 78

Number of suppliers by geographical region.

Indicator Unit 2016 2017 Report Pages
Number of newly registered suppliers suppliers 11336 24
Number of projects approved by the headquarters 78 90 78
Percentage of purchase from top five suppliers to total purchase (%) % 14.4 15.7 75
Percentage of sales revenue from top five customers to revenue (%) % 23 14.6 75
Procurement from top five suppliers as percentage of total procurement % 15.7 24
Shipment turnover (billion tonne nautical miles) billion tonne nautical miles 63 80.4 75
Total assets (RMB million) (ASBE) RMB million 571664 567124 75
Total assets (RMB million) (IFRS) RMB million 576729 571602 75
Total number of suppliers registered in information system suppliers 52278 24
Total procurement from top five suppliers RMB 2001200000 24

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2017 Report Pages
Number of material suppliers evaluated suppliers 3871 24

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2016 2017 Report Pages
Number of suppliers assessed 92 3871 75

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2016 2017 Report Pages
Customer satisfaction rate % >89 24
Number of analysts and fund managers communicated with 700 24
Reduction in railway freight turnover due to gangue removed (100 million tonne km) 100 million tonne km 164.16 161.22 79
Sales of Polyethylene (thousand tonnes) thousand tonnes 292.6 324.6 75
Sales of Polypropylene (thousand tonnes) thousand tonnes 282.1 308.8 75
Sales revenue from top five customers RMB 3640700000 24
Sales revenue from top five customers as percentage of total revenue % 14.6 24
Zhuge’er Group revenue from cattle breeding base million RMB per year 5 50

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2016 2017 Report Pages
Number of invention patents obtained 125 126 78
Number of patents obtained 683 543 78

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2016 2017 Report Pages
Number of information disclosure documents released documents 160 190 24, 75

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2016 2017 Report Pages
Donations to society (RMB million) RMB million 791 63 75
Final dividend (RMB/share) (tax inclusive) (proposal) RMB/share 0.46 0.91 75
Final dividend as percentage of basic earnings per share % 40.2 24
Final dividend per share (tax inclusive) RMB/share 0.91 24
Revenue (RMB million) RMB million 183127 248746 75
Social contributions per share (RMB/share) (ASBE) RMB/share 4.162 6.294 75
Social contributions per share (RMB/share) (IFRS) RMB/share 4.272 6.433 75
Total tax paid (RMB million) RMB million 32730 48693 75
Volunteer service period (hours) hours 100324 173222 75

The types of emissions and respective emissions data.

Standard Indicator Unit 2016 2017
Airborne Particulate Matter (PM) Emissions 10 thousand tonnes 0.497 0.387
NOₓ Emissions 10 thousand tonnes 3.73 3.94
SOₓ Emissions 10 thousand tonnes 2.25 2.05

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017
Total GHG Emissions Intensity (By Product Volume) g/kWh 0.096 0.0148

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017
Total Hazardous Waste tonne 2358.5 304.52
Total Hazardous Waste Intensity (By Revenue) kg/RMB10000 0.17 0.019

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017
Non-Hazardous Waste Disposed 10 thousand tonnes 3506.52 3449.91
Recycling Rate of Non-Hazardous Waste % 32.4
Total Non-Hazardous Waste Intensity (By Revenue) tonne/RMB10000 2.46 2.17

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017
Comprehensive Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 3.28 3.18
Comprehensive Energy Consumption Intensity (By Unit Product) kg standard coal/tonne 2.56 2.57
Fossil Fuel Consumption 10 thousand tonnes 36.8 37.17
Hydropower Energy 10 thousand kWh 66749.98 70338.67
Natural Gas Consumption 10 thousand m³ 111555 107435
Sold Electricity billion kWh 220.57 246.25
Total Electricity Consumption 10 thousand kWh 2222262.8 2262361.17
Total Energy Consumption 10 thousand tonnes of standard coal 4667.94 5056.12
Wind Energy 10 thousand kWh 3075.18 1827.04

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017
Discharge of Domestic Wastewater Million Tonnes 14.85 15.28 15.63
Discharge of Industrial Wastewater Million Tonnes 46.97 47.74 50.91
Recycled Water Percentage % 68.57 71.41
Recycled Water Usage million tonnes 115.67 129.2
Seawater Withdrawal million tonnes 14.8826 14.9638
Water Consumption million tonnes 14.85 227.7 247.55
Water Consumption Intensity (By Revenue) tonne/RMB10000 14.87 15.57

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2016 2017
Investment in Energy-saving and Emission-reduction Technology Transformation RMB100 million 10.9 5.84

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2016 2017
Industrial Wastewater Reduction Compared to Last Year Million Tonnes -2.56 5.07
Industrial Wastewater Reduction Percentage Compared to Last Year Percent -6.22 13.14

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2016 2017
Total Investment in Ecological Restoration million RMB 16.62 35.02

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2016 2017
Number of Employees in Overseas 63
Number of Female Employees 19090 18567
Number of New Employees 1105 494
Number of Part-time Employees 1
Number of Total Employees 90882 89057

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit
Turnover Rate of Total Employees %

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2017
Work-related Fatalities Rate (Per Unit Product) per million tonne 0.003

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2013 2014 2015 2016 2017
Investment in Work Safety RMB100 million 0.0058 0.009 0.003 0.003
Number of People Receiving Training on Work Safety headcount 197423 153292

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2016 2017
Total Cost of Training 10 thousand 94.57 63.51

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2016 2017
Total Training Hours hours 3932900 4191500

Number of suppliers by geographical region.

Standard Indicator Unit 2017
Number of Total Suppliers suppliers 52278

Number of products and service related complaints received and how they are dealt with.

Standard Indicator Unit 2017
Satisfaction Rate of Customer Complaint Handling % 89

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2016 2017
Number of Invention Patents 125 126
Number of Patents Granted 683 543

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2016 2017
Total Public Welfare Donations RMB million 791 63
Total Volunteer Service Hours hours 100324 173222