2017 ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT
Extracted ESG KPIs
KPIs are organized by ESG aspects.
The types of emissions and respective emissions data.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Chemical oxygen demand in waste water | tons | 51 | 29 |
| Discharge of ammonia nitrogen in waste water | tons | 44 | 29 |
| Industrial test for boiler desulfurization using red mud | tons per hour | 75 | 35 |
| Nitrogen Oxides Emission | ton | 14624.3 | 29 |
| Pilot scale experiment for boiler desulfurization using red mud | tons per hour | 5 | 35 |
| SO2 absorbed per ton of dry red mud in desulfurization | kg SO2 per ton | 100–180 | 35 |
| Soot Emission | ton | 2421 | 29 |
| Sulfur Dioxide Emission | ton | 42723 | 29 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Increase in red mud utilization rate due to desulfurization technology | 10%–15% | 35 | |
| Solid waste generated | tons | 33160803 | 30 |
| Total hazardous waste safely treated | tons | 1113 | 38 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Average number of times each recycled bag used by Inner Mongolia Logistics and Lvliang Logistics | times | 29.9 | 35 |
| Average number of times each recycled bag used by Zhongzhou Logistics | times | 58.93 | 35 |
| Fly ash generated | tons | 3563000 | 30 |
| Fly ash reused | tons | 2452000 | 30 |
| Number of recycled packing bags used by Inner Mongolia Logistics and Lvliang Logistics | bags | 3200 | 35 |
| Number of recycled packing bags used by Zhongzhou Logistics | bags | 717 | 35 |
| Slag generated | tons | 872000 | 30 |
| Solid waste generated per 10000 RMB of output value | tons | 3.6 | 30 |
| Year-on-year increase in refined alumina production | % | 15 | 50 |
| Yearly capacity of refined alumina | thousand tons | 2800 | 50 |
Description of emissions target(s) set and steps taken to achieve them.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Emission-reduction issued by Ningxia Energy in UN Executive Committee of CDM | million tons | 2.199 | 27 |
Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.
| Indicator | Unit | 2017 | 2018 | Report Pages |
|---|---|---|---|---|
| Date spent potlining (overhaul slag) detoxification production line put into use at Lanzhou Branch | 5 March | 39 | ||
| Deadline for Lanzhou Branch to finish hazardous waste rectification | 31 March | 39 | ||
| Hazardous waste safely treated per 10000 RMB of output value | tons | 0.12 | 38 | |
| Number of red mud reuse technologies developed | items | 6 | 35 | |
| Number of times recycled packing bags reused by Inner Mongolia Logistics and Lvliang Logistics | times | 95836 | 35 | |
| Number of times recycled packing bags reused by Zhongzhou Logistics | times | 42258 | 35 | |
| Slag reused | tons | 613000 | 30 | |
| Total packing materials saved by using recycled bags | tons | 10820 | 35 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| Alloy products sales volume | million tons | 1.177 | 1.37 | 49 |
| Alloying rate | % | 36 | 49 | |
| Alloying rate (estimated) | % | 41 | 49 | |
| Alloying rate (some enterprises) | % | >60 | 49 | |
| Heating provided through Combined Heat and Power (CHP) mode | million GJ | 98.812 | 30 | |
| Power provided through Combined Heat and Power (CHP) mode | billion kWh | 3.952 | 30 | |
| Production capacity expanded by electrolytic cells | tons | 350000 | 31 | |
| Refined alumina produced | thousand tons | 2360 | 50 | |
| Sales-output ratio of refined alumina | % | 100.7 | 50 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | 2017 | Report Pages |
|---|---|---|---|---|
| Circulating Water Consumption | hundred million ton | 24.77 | 25.69 | 33 |
| Clean Water Consumption | hundred million ton | 0.94 | 0.99 | 33 |
| Desalination rate of red mud desulfurization liquid | 70% or more | 35 | ||
| Recycled Waste Water | hundred million ton | 24.77 | 25.69 | 30 |
| Total Water Consumption | hundred million ton | 25.71 | 26.68 | 33 |
| Total waste water treated | tons | 1737438 | 29 | |
| Water Consumption per 10000 RMB of output value | ton | 401.13 | 290.38 | 33 |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Electricity saved per ton of aluminum by Guizhou Branch rare earth aluminum bus bars | kWh/ton | 32.2 | 49 |
| Electrolytic cells launched by the company | cells | 470 | 31 |
| Energy use efficiency through Combined Heat and Power (CHP) mode | 74.32% | 30 | |
| Heat-to-electric ratio through Combined Heat and Power (CHP) mode | 694.53% | 30 | |
| Total electricity saved by Guizhou Branch rare earth aluminum bus bars | million kWh | 16.12 | 49 |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Increase in investment in safety and environmental protection projects compared with 2016 | % | 196% | 27 |
| Number of 3N2 high precision aluminum electrolytic cells cultivated by Baotou Aluminum | cells | 18 | 49 |
| Number of environmental projects among independent decision-making projects | projects | 71 | 27 |
| Proportion of environmental projects among independent decision-making projects | % | 27.63% | 27 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Rate for internal support | % | 80 | 49 |
Employee turnover rate by gender, age group and geographical region.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Employee demission (age 24 and below) | 127 | 72 | |
| Employee demission (age 25–29) | 310 | 72 | |
| Employee demission (age 30–34) | 289 | 72 | |
| Employee demission (age 35–39) | 135 | 72 | |
| Employee demission (age 40–44) | 209 | 72 | |
| Employee demission (age 45–49) | 325 | 72 | |
| Employee demission (age 50–54) | 155 | 72 | |
| Employee demission (age 55 and above) | 76 | 72 | |
| Employee demission (female) | 401 | 72 | |
| Employee demission (heads of departments) | 82 | 72 | |
| Employee demission (male) | 1225 | 72 | |
| Employee demission (other office staffs) | 269 | 72 | |
| Employee demission (senior managements) | 21 | 72 | |
| Employee demission (workers and technicians) | 1254 | 72 | |
| Employee demission rate (age 24 and below) | % | 0.23 | 72 |
| Employee demission rate (age 25–29) | % | 0.55 | 72 |
| Employee demission rate (age 30–34) | % | 0.52 | 72 |
| Employee demission rate (age 35–39) | % | 0.24 | 72 |
| Employee demission rate (age 40–44) | % | 0.37 | 72 |
| Employee demission rate (age 45–49) | % | 0.58 | 72 |
| Employee demission rate (age 50–54) | % | 0.28 | 72 |
| Employee demission rate (age 55 and above) | % | 0.14 | 72 |
| Employee demission rate (female) | % | 0.72 | 72 |
| Employee demission rate (heads of departments) | % | 0.15 | 72 |
| Employee demission rate (male) | % | 2.19 | 72 |
| Employee demission rate (other office staffs) | % | 0.48 | 72 |
| Employee demission rate (senior managements) | % | 0.04 | 72 |
| Employee demission rate (workers and technicians) | % | 2.24 | 72 |
Description of occupational health and safety measures adopted, and how they are implemented and monitored.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of emergency drills carried out | drills | 2468 | 59 |
| Number of people participating in emergency drills | people | 81751 | 59 |
| Number of people who received safety training | people | 259543 | 59 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of female employees trained | 6742 | 69 | |
| Number of heads of departments trained | 1639 | 69 | |
| Number of male employees trained | 37099 | 69 | |
| Number of other office staff trained | 5263 | 69 | |
| Number of senior management employees trained | 167 | 69 | |
| Number of temporary workers trained | 150 | 69 | |
| Number of workers and technicians trained | 36622 | 69 | |
| Percentage of female employees trained | % | 15.38 | 69 |
| Percentage of heads of departments trained | % | 3.74 | 69 |
| Percentage of male employees trained | % | 84.62 | 69 |
| Percentage of other office staff trained | % | 12.01 | 69 |
| Percentage of senior management employees trained | % | 0.38 | 69 |
| Percentage of temporary workers trained | % | 0.34 | 69 |
| Percentage of workers and technicians trained | % | 83.53 | 69 |
Number of suppliers by geographical region.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Ordinary aluminium ingot volume supplied by Chalco Trading | thousand tons | 370 | 49 |
Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Increase in investment in building independent decision-making projects compared with 2016 | % | 83.52% | 27 |
Percentage of total products sold or shipped subject to recalls for safety and health reasons.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Target number of new high added value alloy products | products | 8 | 49 |
Description of practices relating to observing and protecting intellectual property rights.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Invention patents filed | applications | 65 | 41 |
| Invention patents granted | patents | 34 | 41 |
| Patent applications filed | applications | 105 | 41 |
| Patents granted | patents | 71 | 41 |
| Trademarks registered | trademarks | 25 | 41 |
| Utility model patents filed | applications | 40 | 41 |
| Utility model patents granted | patents | 35 | 41 |
Description of quality assurance process and recall procedures.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of new high added value alloy products developed | products | 11 | 49 |
Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Administrative penalty paid by Lanzhou Branch for failure to register hazardous waste storage | RMB | 100000 | 39 |
Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of cases notified in clean-Party-and-governance-themed education | cases | 239 | 21 |
| Number of independent decision-making projects | projects | 257 | 27 |
| Number of internal control weaknesses and special problems identified and rectified | 160 | 21 | |
| Number of people involved in clean-Party-and-governance-themed education | people | 750 | 21 |
| Number of people organized to launch internal control and inter-inspection processes | people | 100 | 21 |
| Number of subordinate enterprises involved in internal control and inter-inspection processes | enterprises | 23 | 21 |
Description of anti-corruption training provided to directors and staff.
| Indicator | Unit | 2017 | Report Pages |
|---|---|---|---|
| Number of Anti-corruption-themed Education Months organized | month | 1 | 21 |
| Number of Anti-corruption-themed lectures held by branch enterprises | lectures | 2315 | 21 |
| Number of conferences on clean-Party-and-governance-themed education held | conferences | 4 | 21 |
| Number of people directly benefiting from anti-corruption-themed lectures | people | 53000 | 21 |
The types of emissions and respective emissions data.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Airborne Particulate Matter (PM) Emissions | ton | 2421 |
| NOₓ Emissions | ton | 14624.3 |
| SOₓ Emissions | ton | 42723 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Total Hazardous Waste Disposed | tons | 1113 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Non-Hazardous Waste Reused | tons | 2452000 |
| Total Non-Hazardous Waste Intensity (By Revenue) | tons per 10000 RMB | 3.6 |
Description of emissions target(s) set and steps taken to achieve them.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| GHG Emissions Reduction Compared to Last Year | million tons | 2.199 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Installed Capacity of Photovoltaic Projects | MWp | |
| Installed Capacity of Wind Power Projects | MW | |
| Purchased Electricity | billion kWh | 3.952 |
| Purchased Heating | million GJ | 98.812 |
| Solar Energy | kilowatts | |
| Wind Energy | million kilowatts |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 | 2017 |
|---|---|---|---|
| Recycled Water Usage | hundred million ton | 24.77 | 25.69 |
| Total Water Withdrawal | hundred million ton | 25.71 | 26.68 |
| Water Consumption | hundred million ton | 25.71 | 26.68 |
| Water Consumption Intensity (By Revenue) | ton per 10000 RMB | 401.13 | 290.38 |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Electricity Usage Reduction Compared to Last Year | million kWh | 16.12 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Number of Employees Aged 30-50 | 33840 | |
| Number of Employees Aged Above 50 | 4789 | |
| Number of Employees Aged Below 30 | 6572 | |
| Number of Female Employees | 7329 | |
| Number of Male Employees | 38872 | |
| Number of Total Employees | 46201 | |
| Percentage of Employees Aged 30-50 | % | 74 |
| Percentage of Employees Aged Above 50 | % | 10 |
| Percentage of Employees Aged Below 30 | % | 14 |
| Percentage of Female Employees | % | 16 |
| Percentage of Male Employees | % | 84 |
Employee turnover rate by gender, age group and geographical region.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Turnover Rate of Employees Aged 30-50 | % | 0.58 |
| Turnover Rate of Employees Aged Above 50 | % | 0.28 |
| Turnover Rate of Employees Aged Below 30 | % | 0.52 |
| Turnover Rate of Female Employees | % | 0.72 |
| Turnover Rate of Male Employees | % | 2.19 |
| Turnover Rate of Senior Management Employees | % | 0.04 |
Description of occupational health and safety measures adopted, and how they are implemented and monitored.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Number of People Receiving Training on Work Safety | people | 259543 |
| Number of Production Safety Emergency Drills | drills | 2468 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Percentage of Trained Female Employees | % | 15.38 |
| Percentage of Trained Male Employees | % | 84.62 |
| Percentage of Trained Senior Management | % | 0.38 |
Description of practices relating to observing and protecting intellectual property rights.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Number of Authorised Utility Model Patents | patents | 35 |
| Number of Invention Patents | patents | 34 |
| Number of New Patent Applications | applications | 105 |
| Number of Patents Applied | applications | 105 |
| Number of Patents Granted | patents | 71 |
| Number of Trademark Registrations | trademarks | 25 |
Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Percentage of Employees Anti-corruption Policies have been Communicated to | % | 100 |
Description of anti-corruption training provided to directors and staff.
| Standard Indicator | Unit | 2017 |
|---|---|---|
| Number of Anti-corruption Training Session | sessions | 2315 |
| Number of People Participated in Ethical Standards and Anti-corruption Training | people | 53000 |