2016 Corporate Social Responsibility Report

Company: SMIC (981)
Year: 2016
Published: 2017-07-25
Status: Processed
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Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2016 Report Pages
Total amount of NOx tons 189 42
Total amount of Sulphur Dioxide tons 13 42
Volatile Organic Solvents tons 140 42

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2010 2011 2012 2013 2014 2015 2016 Report Pages
Direct GHG emission ton CO2e 233451 197885 269329 321009 328066 356081 405642 26
Direct GHG emission intensity ton CO2e/8 inch equivalent layer 0.0043 0.0031 0.004 0.0041 0.004 0.0038 0.0033 26
Indirect GHG emission ton CO2e 667487 751431 812572 843978 863978 886126 1093022 26
Indirect GHG emission intensity ton CO2e/8 inch equivalent layer 0.0123 0.0156 0.0138 0.0133 0.0133 0.0127 0.025 26
PFC greenhouse gas emission - C2F6 % 7.81 27
PFC greenhouse gas emission - C3F8 % 1.81 27
PFC greenhouse gas emission - C4F8 % 0.51 27
PFC greenhouse gas emission - C5F8 % 0.03 27
PFC greenhouse gas emission - C6F6 % 0.19 27
PFC greenhouse gas emission - C7F8 % 0.01 27
PFC greenhouse gas emission - C8F18 % 0.01 27
PFC greenhouse gas emission - CF4 % 28.87 27
PFC greenhouse gas emission - CHF3 % 3.27 27
PFC greenhouse gas emission - NF3 % 54.14 27
PFC greenhouse gas emission - SF6 % 9.27 27
Total Direct Emissions (scope1, tons of CO2 equivalent) 619142 42
Total Emissions Million m3 4916745 42
Total GHG emission ton CO2e 1498734 26
Total Greenhouse Gas Emissions (tons of CO2 equivalent) 15125146 42
Total Indirect Emissions (scope2, tons of CO2 equivalent) 10909262 42

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 Report Pages
Amount of Hazardous Waste tons 15866 42
Amount of Production Waste tons 25115 42
Amount of Water Treatment Sludge tons 9930 42
Annual production of all waste kg 60000 29
Annual production of hazardous waste kg 40000 29

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 Report Pages
Amount of Domestic Waste tons 9425 42
Annual production of waste water treatment plant sludge kg 50000 29

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 Report Pages
Electric Energy Consumption Intensity of SMIC kWh/8" equivalent wafer layer 14.4 13.8 10.8 9.4 9.4 8.5 8.7 27
Industry Global Utilization Rate % 86 85 81 65 89 85 80 81 82 83 89 8
Natural Gas Consumption Intensity of SMIC Kilotons/8" equivalent wafer layer 6.2 5 3.7 3.1 2.7 2.4 2.1 27
SMIC Utilization Rate % 74 75 74 95 99 90 87 91 91 95 98 8
Steam Consumption Intensity of SMIC Kilotons/8" equivalent wafer layer 157.6 121.1 108.7 100.7 85.9 80.5 78.5 27
Total Electric Energy Consumption of SMIC GWh 649 693 753 765 805 900 1137 27
Total Natural Gas Consumption m3 815289 42
Total Natural Gas Consumption of SMIC Kilotons 272 229 251 240 260 239 260 27
Total Power Consumption kWh 103831709 42
Total Steam Consumption tons 199470 42
Total Steam Consumption of SMIC Kilotons 8533 8655 9236 9356 8548 8682 10270 27

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2011 2012 2013 2014 2015 2016 Report Pages
Annual reduction of wastewater discharge by Tianjin Plant thousand m3 150.12 29
City Water Consumption Intensity of SMC L/ten-thousand CNY output value 114.2 142.9 98.5 87.5 77.9 81.1 28
Reduction of tap water consumption by BZ Plant thousand m3 20.19 29
Reduction of tap water consumption by Tianjin Plant thousand m3 78.96 29
Total City Water Consumption of SMC kiloton 6.112 6.866 6.949 7.753 7.865 10.618 28
Total Tap Water Consumption m3 9710642 42
Water recycling rate by BZ Plant 78% 29
Water recycling rate by Tianjin Plant 85% 29

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2016 Report Pages
Cumulative total power saved by EMC energy conservation project for chiller system in Beijing Plant MWh 4816.033 28
Energy-saving Performance - Air Compressor System Optimization Project (LFoundry) kWh 1266000 27
Energy-saving Performance - Chiller Heat Recovery Energy Saving Project (Beijing) kWh, ton 2884 27
Energy-saving Performance - Chiller Room Waste Heat Recovery Project (Shanghai) kWh 23195 27
Energy-saving Performance - Energy Saving Renovation Project of Air Compressor System (LFoundry) kWh 1266000 27
Energy-saving Performance - Lighting System Energy Saving Renovation Project (Shanghai) kWh 138724 27
Energy-saving Performance - MAU System Energy Saving Improvement Project (SJsemi) kWh, ton 2532 27
Energy-saving Performance - MAU System Energy Saving Improvement Project (Shanghai) ton 3108 27
Energy-saving Performance - PMU Airfan System Improvement Project (Shanghai) kWh 40735 27
Energy-saving Performance - Parking Lot Lighting System Energy Saving Renovation Project (LFoundry) kWh 3607020 27
Energy-saving Performance - Street Lighting System Energy Saving Renovation Project (Shanghai) kWh 195891 27
Energy-saving Performance - Water Pump Exhaust Reconstruction Project (Shanghai) kWh 16667 27
Power saved by free cooling energy conservation project in Beijing Plant kWh 3607.2 28
Saving of natural gas used for tap water preheating by Tianjin Plant thousand m3 124.6 29
Total Energy-saving Performance - Electric Energy kWh 14242245 27
Total Energy-saving Performance - Steam ton 5178 27
Total Municipal Water Saved by Main Energy Saving Projects ton 1096272 28

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2016 Report Pages
Annual conservation of tap water by Tianjin Plant thousand m3 107.08 29
Municipal Water Saved by Acidic Wastewater Reuse Project for Water Saving (Tianjin Site) ton 178684 28
Municipal Water Saved by BMW Waste Water Recycling Project (Shanghai Site) ton 120460 28
Municipal Water Saved by Flush Water Replacement Project with Reclaimed Water for Filter Press Blanket (Beijing Site) ton 25550 28
Municipal Water Saved by Grinding Wastewater and Pure Water System Project for Flush Water Recycling (Shanghai Site) ton 107786 28
Municipal Water Saved by Local Smoker Discharged Water Recycling Project for Water Saving (Beijing Site) ton 203191 28
Municipal Water Saved by Polishing Machine Wastewater Reuse Project (LFoundry Site) ton 30000 28
Municipal Water Saved by Tap Water Replacement Project with Reclaimed Water for UPW System (Beijing Site) ton 375731 28

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2016 Report Pages
Packing materials consumption tons 1400 42

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2016 Report Pages
14001 Passing Percentage 100% 42

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2015 2016 2017 Report Pages
Employees number 14791 42
Labor Contract Signing Rate 100% 42
Number of employees from the Shanghai site participating in Zhangjiang Fun Run employees 120 39
Proportion of Female Employees 43.8% 42
Proportion of employees returning after maternity and parental leave in 2016 (female) % 91.9% 31
Proportion of employees returning after maternity and parental leave in 2016 (male) % 93.7% 31
Proportion of employees returning after maternity and parental leave in 2016 (total) % 92.6% 31
Total Assets million USD 10471.1 13746.7 7
Total Liabilities million USD 4871.9 5474.5 7
Total number of employees for maternity and parental leave in 2016 employees 902 31
Total number of employees for maternity and parental leave in 2016 (female) employees 578 31
Total number of employees for maternity and parental leave in 2016 (male) employees 412 31
Total number of employees hired as of 2017 employees 7857 31

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2016 Report Pages
Employee turnover rate, age 30 and below % 30.47 33
Employee turnover rate, age 30–40 years old % 8.91 33
Employee turnover rate, age 40–49 years old % 12.15 33
Employee turnover rate, age 50 years old and above % 12.55 33
Employee turnover rate, female % 20.8 33
Employee turnover rate, male % 16.51 33
Employee turnover rate, overall % 18.75 33
Total number of employees recruited in 2016 employees 4138 31
Total number of employees returning after maternity and parental leave in 2016 employees 917 31
Total number of employees returning after maternity and parental leave in 2016 (female) employees 532 31
Total number of employees returning after maternity and parental leave in 2016 (male) employees 385 31

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2008 2009 2010 2011 2012 2013 2014 2015 2016 Report Pages
Death Toll Due to Work number 1 42
Recordable injury rate (without Foundry) 0.12 0.09 0.06 0.05 0.05 0.03 0.01 0.01 0.01 32

Lost days due to work injury.

Indicator Unit 2016 Report Pages
Loss of Working Days Due to Industrial Injury days 273 42

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Number of employees provided with psychological counseling services employees 29 32
Number of employees received CPR training employees 2233 32
Number of employees received infectious diseases check at regular intervals employees 800 32
Number of employees who received occupational health examination in 2016 employees 3185 31

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2015 2016 Report Pages
Employee Training Coverage 100% 42
Number of employees provided with training hours 481180 32
Number of persons awarded 'Excellent Trainer' title persons 230 32
Number of persons participated in training persons 83727 32
Number of seminars held for communication with front-line staff and MAs 35 33
R&D Investment Million USD, million USD 471.1 318.2 7, 42

The average training hours completed per employee by gender and employee category.

Indicator Unit 2016 Report Pages
Employee Training Time Per Capita hours 47 42

Number of suppliers by geographical region.

Indicator Unit 2011 2012 2013 2014 2015 2016 Report Pages
Local Material Ratio % 8.8 13 11.9 12.3 10.5 15.5 23
Local Material Usage AMT (USD) USD 7807.7 30174.4 42000 51919 52370 63105 23
Proportion of suppliers by region - China % 33.2 31.2 32.6 23
Proportion of suppliers by region - Europe % 6.7 8.6 8.7 23
Proportion of suppliers by region - Japan % 33.2 29.2 22 23
Proportion of suppliers by region - Others % 0.6 0.7 1.6 23
Proportion of suppliers by region - Taiwan area % 3.9 5 8.1 23
Proportion of suppliers by region - USA % 22.4 25.3 27 23
SMIC market share of global pure-play foundry % 5 8

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Supplier assessment results - 60-70 scores % 2.6 23
Supplier assessment results - 70-80 scores % 38.8 23
Supplier assessment results - 80-90 scores % 56 23
Supplier assessment results - >90 scores % 2.6 23

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2015 2016 Report Pages
Ratio of R&D to Revenue % 10.7 10.9 7

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 Report Pages
Cumulative patents filed patents 13417 11
Cumulative patents granted patents 6603 11
Most preferred pure-play foundry by Chinese IC designers: Competitor A % 56 54 56 41 8
Most preferred pure-play foundry by Chinese IC designers: Competitor B % 46 35 32 19 8
Most preferred pure-play foundry by Chinese IC designers: Competitor C % 54 27 35 18 8
Most preferred pure-play foundry by Chinese IC designers: Competitor D % 50 31 22 11 8
Most preferred pure-play foundry by Chinese IC designers: Others % 50 46 31 22 8
Most preferred pure-play foundry by Chinese IC designers: SMIC % 75 71 67 61 8
Patents filed patents 728 1124 1218 1348 1347 1347 1347 1347 1347 1347 11
Patents granted patents 128 228 428 728 1128 1628 2128 3128 4128 6603 11
SMIC Third Party IP Investment at advanced Tech. Nodes (bar chart) IP investment (relative units) 100 200 400 600 800 10
Top 10 Global Innovation Semiconductors (2015) - SMIC patents filed patents 1347 11
Top 10 Global Innovation Semiconductors (2015) - SMIC patents granted patents 4128 11

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2016 Report Pages
Total Tax Million USD 38 42

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2015 2016 2017 Report Pages
Number of children who received liver transplants through the SMIC Liver Transplant Program for Children children 174 200 39
Number of migrant children supported through charitable program children 11981 4
Operation Revenue Million USD 2914.2 42
Top 10 Global Innovation Semiconductors (2015) - SMIC ranking rank 7 11

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2015 2016 2017 Report Pages
Amount donated to charity from Zhangjiang Fun Run RMB 10000 39
Amount donated to the China Soong Ching Ling Foundation for the SMIC Liver Transplant Program for Children in 2016 million yuan 2 39
Amount donated to the China Soong Ching Ling Foundation for the SMIC Liver Transplant Program for Children in 2017 million yuan 2 39
Charitable donations million RMB 6.15 4
Employee Volunteer Service Time hours 17788 42
Funds raised by SMIC School for 30 Hours Famine RMB 20000 40
Number of books donated to Southern Guizhou Province books 2500 40
Number of employees and immediate families provided psychological counseling services employees and immediate families 29 32
Number of students and teachers participating in 30 Hours Famine, SMIC School people 1500 40
Number of trees planted by Environment Club in Inner Mongolia trees 1000 40
Proceeds from 13th Annual Art Charity Exhibition, Shanghai Children's Art Theatre RMB 40000 40
Proceeds from 7th 'Love Is Everywhere' Charity Bazaar, Beijing SMIC Private School RMB 15000 40
Revenue million USD 2210.9 2931.6 7
Social Donation Amount 10 Thousand Yuan 256 42

The types of emissions and respective emissions data.

Standard Indicator Unit 2016
NOâ‚“ Emissions tons 189
SOâ‚“ Emissions tons 13

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2010 2011 2012 2013 2014 2015 2016
Direct GHG Emissions (Scope 1) ton CO2e 233451 197885 269329 321009 328066 356081 405642
Indirect Energy Emissions (Scope 2) ton CO2e 667487 751431 812572 843978 863978 886126 1093022
Scope 1 GHG Emissions Intensity (By Unit Product) ton CO2e/8 inch equivalent layer 0.0043 0.0031 0.004 0.0041 0.004 0.0038 0.0033
Scope 2 GHG Emissions Intensity (By Unit Product) ton CO2e/8 inch equivalent layer 0.0123 0.0156 0.0138 0.0133 0.0133 0.0127 0.025

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016
Total Hazardous Waste tons 15866

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016
Non-Hazardous Waste (Domestic Waste) tons 9425

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2010 2011 2012 2013 2014 2015 2016
Direct Energy Intensity (By Unit Product) Kilotons/8" equivalent wafer layer 6.2 5 3.7 3.1 2.7 2.4 2.1
Natural Gas Consumption Kilotons 272 229 251 240 260 239 260
Purchased Electricity GWh 649 693 753 765 805 900 1137
Purchased Steam Kilotons 8533 8655 9236 9356 8548 8682 10270
Total Electricity Consumption Intensity (By Unit Product) kWh/8" equivalent wafer layer 14.4 13.8 10.8 9.4 9.4 8.5 8.7

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2011 2012 2013 2014 2015 2016
Municipal Water Consumption L 6112000 6866000 6949000 7753000 7865000 10618000
Recycled Water Percentage % 85
Total Water Withdrawal L 9710642
Water Consumption Intensity (By Revenue) L/ten-thousand CNY output value 114.2 142.9 98.5 87.5 77.9 81.1

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2016
Electricity Usage Reduction Compared to Last Year kWh 14242245
Steam Usage Reduction Compared to Last Year ton 5178

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2016
Water Consumption Reduction Compared to Last Year ton 107080

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit 2016
Packaging Materials Consumed tons 1400

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2016 2017
Number of Employees in Beijing employees
Number of Employees in Jiangyin employees
Number of Employees in Overseas employees
Number of Employees in Shanghai employees
Number of Employees in Shenzhen employees
Number of Employees in Tianjin employees
Number of Total Employees employees 14791 7857
Percentage of Employees Aged 30-50 %
Percentage of Employees Aged Above 50 %
Percentage of Employees Aged Below 30 %
Percentage of Female Employees % 43.8

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2016
Turnover Rate of Employees Aged 30-50 % 21.06
Turnover Rate of Employees Aged Above 50 % 12.55
Turnover Rate of Employees Aged Below 30 % 30.47
Turnover Rate of Female Employees % 20.8
Turnover Rate of Male Employees % 16.51
Turnover Rate of Total Employees % 18.75

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2016
Number of Fatalities as a Result of Work-related Injuries number 1
Number of Work-related Fatalities number 1

Lost days due to work injury.

Standard Indicator Unit 2016
Lost Days Due to Work-related Injuries days 273

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2016
Health Check Coverage for Employees employees 3185
Number of People Receiving Training on Work Safety employees 2233

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2016
Percentage of Employees Trained % 100

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2016
Average Training Hours per Employee hours 47

Number of suppliers by geographical region.

Standard Indicator Unit 2011 2012 2013 2014 2015 2016
Proportion of Spending on Local Suppliers % 8.8 13 11.9 12.3 10.5 15.5

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
Accumulative Number of Patent Applications patents 13417
Accumulative Number of Patents Granted patents 6603
Number of Patents Applied patents 728 1124 1218 1348 1347 1347 1347 1347 1347 1347
Number of Patents Granted patents 128 228 428 728 1128 1628 2128 3128 4128 6603

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2016
Total Cash Donations yuan 2560000
Total Public Welfare Donations yuan 2560000
Total Volunteer Service Hours hours 17788