2016 Environmental, Social and Governance Report
Extracted ESG KPIs
KPIs are organized by ESG aspects.
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Renovation office area with LED energy-saving light source | square meters | 6000 | 4 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Date of employee representative meeting (second session) | 31 October 2016 | 8 | |
| Number of college graduates employed | persons | 237 | 6 |
| Number of college student interns | persons | 1000 | 6 |
| Number of employee representatives legally elected | employees | 320 | 8 |
| Number of employees in Administrative management | individuals | 231 | 5 |
| Number of employees in Asset management | individuals | 117 | 5 |
| Number of employees in Clearing | individuals | 100 | 5 |
| Number of employees in Futures brokerage | individuals | 467 | 5 |
| Number of employees in IT | individuals | 396 | 5 |
| Number of employees in Investment banking | individuals | 344 | 5 |
| Number of employees in Investment research | individuals | 139 | 5 |
| Number of employees in Legal/Risk control/Audit | individuals | 276 | 5 |
| Number of employees in Planning and finance | individuals | 241 | 5 |
| Number of employees in Private equity investment | individuals | 12 | 5 |
| Number of employees in Proprietary trading | individuals | 64 | 5 |
| Number of employees in Securities brokerage | individuals | 8078 | 5 |
| Number of employees with Associate degree and below | individuals | 2502 | 5 |
| Number of employees with Bachelors degree | individuals | 6463 | 5 |
| Number of employees with Doctor degree | individuals | 75 | 5 |
| Number of employees with Masters degree | individuals | 1425 | 5 |
| Number of existing employees of major subsidiaries | individuals | 992 | 5 |
| Number of existing employees of the Company | individuals | 9473 | 5 |
| Number of persons employed from social recruitment | persons | 1743 | 6 |
| Number of retired employees for whom the Company and major subsidiaries were required to pay expenses | individuals | 300 | 5 |
| Number of securities branches in mainland China | branches | 360 | 3 |
| Total number of existing employees | individuals | 10465 | 5 |
| Warmth fund for employees in sick and difficulty, internal retirees and retirees during New Year’s Day to Spring Festival (RMB) | RMB | 1510000 | 7 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Period of advanced seminars on financial development and innovation in Xinjiang and Guizhou | 29 August 2016 to 7 September 2016 | 8 |
The average training hours completed per employee by gender and employee category.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Number of days for advanced seminars on financial development and innovation in Xinjiang and Guizhou | days | 5 | 8 |
Description of measures to review employment practices to avoid child and forced labour.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Labour union subsidies for serious illness (RMB) | RMB | 200000 | 7 |
Number of suppliers by geographical region.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Green corporate bonds underwritten for Huaneng Renewables Corporation Limited | billion RMB | 1.14 | 4 |
| Number of new customers obtained | 1200000 | 13 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Number of 'Accessing Listed Companies' activities organized for investors | activities | 9 | 11 |
| Number of 'I'm a Shareholder' special brokerage activities held | activities | 2 | 11 |
| Number of college teams participating in group competitions in China Galaxy Cup finance challenge games | college teams | 400 | 12 |
| Number of colleges and universities participating in China Galaxy Cup finance challenge games | colleges and universities | 2300 | 12 |
Resources contributed (e.g. money or time) to the focus area.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Monetary blessings for birthdays, marriages and child births (RMB) | RMB | 950000 | 7 |
| Number of participating customers in Option Lessons events | 3200 | 13 | |
| Number of people participating in China Galaxy Cup finance challenge games for national university students | people | 54000 | 12 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Number of Bachelor's Degree Employees | individuals | 6463 |
| Number of Below Junior College Employees | individuals | 2502 |
| Number of Doctoral Degree Employees | individuals | 75 |
| Number of Interns | persons | 1000 |
| Number of Master's Degree Employees | individuals | 1425 |
| Number of New Employees | persons | 237 |
| Number of New Employees (On-campus Recruitment) | persons | 237 |
| Number of New Employees (Social Recruitment) | persons | 1743 |
| Number of Total Employees | individuals | 10465 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Standard Indicator | Unit |
|---|---|
| Percentage of Employees Trained | percent |
The average training hours completed per employee by gender and employee category.
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Total Training Hours | days | 5 |
Resources contributed (e.g. money or time) to the focus area.
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Investment in Education Donation | RMB | 6000000 |
| Investment in Targeted Poverty Alleviation | RMB | 19500000 |
| Total Cash Donations | RMB | 19455000 |
| Total In-kind Donations | RMB | 45000 |
| Total Public Welfare Donations | RMB | 19500000 |
| Total Social Investment | RMB | 19500000 |