2016 Environment, Society and Governance Report
Extracted ESG KPIs
KPIs are organized by ESG aspects.
The types of emissions and respective emissions data.
| Indicator | Unit | 2015 | 2016 | Report Pages |
|---|---|---|---|---|
| Emission of waste gas ('000 cubic meters) | 000 cubic meters | 162035.8 | 167546.3 | 63 |
| Estimated reduction in annual emission of VOCs after VOC control project (Xinghuo Base of SPH Zhongxi Sunve) | 46.4% | 62 | ||
| Number of enterprises involved in VOC emission amnesty and rectifications | enterprises | 13 | 61 | |
| Operation rate of waste water (gas) treatment facilities | 100% | 61 | ||
| Up-to-standard rate of waste water (gas) monitoring | 100% | 61 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2015 | 2016 | Report Pages |
|---|---|---|---|---|
| Disposal of hazardous wastes (tonnes) | tonnes | 2171.11 | 3068.84 | 63 |
Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Legal and compliance rate of hazardous waste treatment | 100% | 61 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Annual savings from changing liquefied gas stoves to electromagnetic cookers (Xiamen Traditional Chinese Medicine) | CNY per year | 27600 | 62 |
| Annual savings from renovated illumination lamps (Xiamen Traditional Chinese Medicine) | CNY per year | 16100 | 62 |
| Reduction in standard coal use from renovated illumination lamps (Xiamen Traditional Chinese Medicine) | tonnes | 7.6 | 62 |
| Travel cost savings from video conferences | million RMB | 2.44 | 66 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2015 | 2016 | Report Pages |
|---|---|---|---|---|
| Amount of waste water discharged (tonnes) | tonnes | 4111500 | 4424700 | 63 |
| Total water consumption (tonnes) | tonnes | 4981200 | 5486900 | 63 |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Subsidy for 2016 water-saving and emission reduction projects (Changzhou Pharmaceutical Factory) | CNY | 800000 | 62 |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Indicator | Unit | 2015 | 2016 | Report Pages |
|---|---|---|---|---|
| Annual expenditure on environmental protection (RMB'000) | RMB'000 | 7866 | 8984 | 63 |
| Implementation rate of environmental protection facilities for new projects | 100% | 61 | ||
| Number of enterprises that had already applied for the second round of clean production audit | enterprises | 6 | 61 | |
| Number of enterprises that passed the second round of clean production audit acceptance inspection | enterprises | 7 | 61 | |
| Number of enterprises that prepared emergency plans for sudden environmental pollution accidents | enterprises | 19 | 61 | |
| Number of enterprises with ISO14000 environmental management system | enterprises | 12 | 61 | |
| Number of subordinate enterprises whose general managers signed the 2016 Letter of Responsibilities on Environmental Protection | enterprises | 19 | 61 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2014 | 2015 | 2016 | 2016-12-31 | Report Pages |
|---|---|---|---|---|---|---|
| Age composition: Age 19 and under (%) | % | 24.38 | 24.3 | 25.23 | 59 | |
| Age composition: Age 20-29 (%) | % | 28.91 | 30.13 | 30.63 | 59 | |
| Age composition: Age 30-39 (%) | % | 26.81 | 26 | 24.21 | 59 | |
| Age composition: Age 40-49 (%) | % | 17.58 | 17.38 | 17.32 | 59 | |
| Age composition: Age 50-59 (%) | % | 1.64 | 1.71 | 2.23 | 59 | |
| Age composition: Age 60 and above (%) | % | 0.67 | 0.5 | 0.38 | 59 | |
| Education composition: Bachelor degree (number of employees) | 6998 | 7628 | 8183 | 59 | ||
| Education composition: Doctor degree (number of employees) | 55 | 54 | 48 | 59 | ||
| Education composition: Higher vocational college (number of employees) | 11082 | 11808 | 11603 | 59 | ||
| Education composition: Master degree (number of employees) | 738 | 867 | 924 | 59 | ||
| Education composition: Others (number of employees) | 7673 | 7834 | 8518 | 59 | ||
| Education composition: Technical secondary school (high school) (number of employees) | 13345 | 12982 | 11576 | 59 | ||
| Employee structure: Management (%) | % | 35.87 | 35.13 | 33.81 | 59 | |
| Employee structure: Marketing (%) | % | 10.09 | 10.79 | 11.2 | 59 | |
| Employee structure: Others (%) | % | 3.86 | 3.8 | 3.96 | 59 | |
| Employee structure: Production (%) | % | 39.65 | 39.62 | 39.91 | 59 | |
| Employee structure: Technology (%) | % | 10.53 | 10.66 | 11.12 | 59 | |
| Number of female employees | 20280 | 19814 | 20277 | 58 | ||
| Number of male employees | 20893 | 20196 | 20656 | 58 | ||
| On-post employees | 31478 | 33485 | 34220 | 58 | ||
| Operating revenue | RMB100 million, million RMB | 923.99 | 1055.17 | 1207.65 | 9, 54 | |
| Other employees | 8413 | 7688 | 6632 | 58 | ||
| Percentage of R&D investment | % | 4.61 | 5.22 | 5.4 | 25 | |
| Total assets | RMB100 million, billion RMB | 643.41 | 743.44 | 827.43 | 82.742 | 13, 54 |
| Total number of employees | 39891 | 41173 | 40852 | 58 |
Employee turnover rate by gender, age group and geographical region.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Operating income | billion RMB | 120.765 | 13 |
| Operating income year-on-year growth | % | 14.45 | 13 |
Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Work safety accidents or work-related accidents in the year (number of accidents) | number of accidents | 17 | 16 | 26 | 57 |
Description of occupational health and safety measures adopted, and how they are implemented and monitored.
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Occupational health-related investment | RMB'000 | 2157.26 | 2269.42 | 5353.16 | 58 |
| Safety education and training (headcount) | headcount | 33320 | 75821 | 60735 | 57 |
| Safety education and training (times) | times | 1093 | 1594 | 1961 | 57 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Number of black belt training classes organized | class | 1 | 56 | ||
| Number of clinical disease categories covered in rural doctor training | categories | 20 | 38 | ||
| Number of counties covered in rural doctor training | counties | 5 | 38 | ||
| Number of operational green belt training classes organized | classes | 4 | 56 | ||
| Number of participants in green and black belt training classes | persons | 350 | 56 | ||
| Number of people trained - Middle-senior managers | 1292 | 1205 | 1168 | 60 | |
| Number of people trained - Ordinary employees | 37362 | 36148 | 36694 | 60 | |
| Number of rural doctors trained from reconstruction areas | doctors | 20 | 38 | ||
| Number of states covered in rural doctor training | states | 3 | 38 | ||
| R&D expenditure distribution - Quality and efficacy consistency evaluation of generic drugs | % | 7.91 | 25 | ||
| R&D expenditure distribution - R&D of generic drugs | % | 26.83 | 23.46 | 20.77 | 25 |
| R&D expenditure distribution - R&D of innovative drugs | % | 29.29 | 26.98 | 23.12 | 25 |
| R&D expenditure distribution - Secondary development | % | 43.88 | 49.56 | 48.2 | 25 |
The average training hours completed per employee by gender and employee category.
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Duration of rural doctor training | 25 November to 3 December | 38 | |||
| Total training man hours - Middle-senior managers | hours | 57268 | 56325 | 57782 | 60 |
| Total training man hours - Ordinary employees | hours | 1156018 | 1126603 | 1216936 | 60 |
Number of suppliers by geographical region.
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Lowest market value during the year | billion RMB | 38 | 9 | ||
| Maximum daily market value of Shanghai Pharmaceuticals | RMB billion | 54 | 53 | ||
| Number of GMP certificates involving aseptic production | 26 | 26 | |||
| Number of GMP certificates involving non-aseptic production | 73 | 26 | |||
| Production approval | number of approvals | 2 | 6 | 1 | 24 |
Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Number of GMP follow-up inspections | 25 | 26 |
Percentage of total products sold or shipped subject to recalls for safety and health reasons.
| Indicator | Unit | 2015 | Report Pages |
|---|---|---|---|
| Sales of Yinxing leaf preparations nationwide | million RMB | 5979 | 21 |
| Sales revenue of bulk pharmaceutical chemicals and preparations of Shanghai Pharmaceuticals | million RMB | 8143 | 21 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Clinical application | number of applications | 19 | 14 | 46 | 24 |
| Clinical approval | number of approvals | 6 | 16 | 1 | 24 |
| Highest single-day market value | billion RMB | 54 | 9 | ||
| Number of A-share temporary announcements and documents disclosed | A-share temporary announcements and documents | 74 | 52 | ||
| Number of H-share announcements and documents disclosed | H-share announcements and documents | 100 | 52 | ||
| Number of investor questions received via E-interactive Platform | 21 | 53 | |||
| Number of periodic reports disclosed (annual report 2015, first quarterly report 2016, interim report and third quarterly report 2016) | reports | 4 | 52 | ||
| Number of video conferences held | 153 | 66 |
Description of practices relating to observing and protecting intellectual property rights.
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Invention patent application | number of applications | 94 | 110 | 142 | 24 |
| Obtain authorization for invention | number of authorizations | 33 | 51 | 52 | 24 |
Description of quality assurance process and recall procedures.
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Biggest increase in market value | % | 42 | 9 | ||
| Number of drug manufacturers affiliated to the Company that passed GMP certification | 41 | 26 | |||
| Number of on-site quality audits of enterprises affiliated to the Company | 39 | 26 | |||
| Product yield increase for valaciclovir hydrochloride (SPH Kony Changzhou Co., Ltd.) | percentage points | nearly 4 | 27 | ||
| Production application | number of applications | 19 | 8 | 6 | 24 |
| Proportion of oral preparations among Yinxing Tongzhi preparations | percent | 30 | 21 | ||
| Proportion of oral preparations among all Yinxing Tongzhi preparations | percent | 27 | 21 | ||
| Total number of GMP certificates obtained | 99 | 26 |
Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.
| Indicator | Unit | 2016-12-31 | Report Pages |
|---|---|---|---|
| Owners' equity | billion RMB | 36.834 | 13 |
Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Number of compliance self-examination samplings | 9 | 26 | |
| Number of special inspections | 5 | 26 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2014 | 2015 | 2016 | Report Pages |
|---|---|---|---|---|---|
| Cumulative coverage in poverty areas by hope clinics | people | 58000 | 38 | ||
| Designated poverty alleviation in Hengren County | RMB | 170000 | 40 | ||
| Estimated coverage in poverty areas (health resources) | persons | 58518 | 40 | ||
| Number of subsidized poor students | persons | 6029 | 40 | ||
| Number of traditional green belt training classes organized | classes | 2 | 56 | ||
| Number of villages covered in rural doctor training | villages | 14 | 38 | ||
| Number of visitors to SPH Sine's Millions of people seeing Sine | visitors | 6690 | 49 | ||
| Per capita profit (RMB'000) | RMB'000 | 9.18 | 10.13 | 11.36 | 60 |
| Per capita sales income (RMB'000) | RMB'000 | 228.24 | 256.24 | 295.62 | 60 |
| Steepest increase in market value in 2016 | % | 42 | 53 |
Resources contributed (e.g. money or time) to the focus area.
| Indicator | Unit | 2015 | 2016 | Report Pages |
|---|---|---|---|---|
| Amount of money invested for medical and health resources in poverty areas | million RMB | 2.24 | 40 | |
| Amount of money invested for subsidized poor students | million RMB | 1.12 | 40 | |
| Amount of special fund for Shanghai Medical Care Guardian Plan | million RMB | 10 | 38 | |
| Number of enterprises expected to complete acceptance in the first quarter of 2017 | enterprises | 2 | 61 | |
| Number of hope clinics and health rooms constructed or launched in rural areas | clinics/health rooms | 19 | 38 | |
| Overall funds for targeted poverty alleviation | million RMB | 3.53 | 40 |
The types of emissions and respective emissions data.
| Standard Indicator | Unit |
|---|---|
| Airborne Particulate Matter (PM) Emissions | tonnes |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2015 | 2016 |
|---|---|---|---|
| Hazardous Waste Disposed | tonnes | 2171.11 | 3068.84 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Fossil Fuel Consumption | tonnes of standard coal | 7.6 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2015 | 2016 |
|---|---|---|---|
| Total Wastewater Discharge | tonnes | 4111500 | 4424700 |
| Water Consumption | tonnes | 4981200 | 5486900 |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Investment in Energy-saving and Emission-reduction Technology Transformation | CNY | 800000 |
Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.
| Standard Indicator | Unit |
|---|---|
| Water Consumption Reduction Compared to Last Year | tonnes of water per year |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Standard Indicator | Unit | 2015 | 2016 |
|---|---|---|---|
| Total Investment in Ecological Restoration | RMB'000 | 7866 | 8984 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2014 | 2015 | 2016 |
|---|---|---|---|---|
| Number of Bachelor's Degree Employees | 6998 | 7628 | 8183 | |
| Number of Doctoral Degree Employees | 55 | 54 | 48 | |
| Number of Employees Aged 30-50 | 17689 | 17885 | 16974 | |
| Number of Employees Aged Above 50 | 922 | 911 | 1060 | |
| Number of Employees Aged Below 30 | 21270 | 22423 | 22818 | |
| Number of Female Employees | 20280 | 19814 | 20277 | |
| Number of Male Employees | 20893 | 20196 | 20656 | |
| Number of Master's Degree Employees | 738 | 867 | 924 | |
| Number of Total Employees | 39891 | 41173 | 40852 | |
| Percentage of Employees Aged 30-50 | % | 44.39 | 43.38 | 41.53 |
| Percentage of Employees Aged Above 50 | % | 2.31 | 2.21 | 2.61 |
| Percentage of Employees Aged Below 30 | % | 53.29 | 54.43 | 55.86 |
| Percentage of Female Employees | % | 50.85 | 48.12 | 49.62 |
| Percentage of Male Employees | % | 52.39 | 49.05 | 50.58 |
Description of occupational health and safety measures adopted, and how they are implemented and monitored.
| Standard Indicator | Unit | 2014 | 2015 | 2016 |
|---|---|---|---|---|
| Health Check Coverage for Employees | % | 100 | 100 | 100 |
| Investment in Work Safety | RMB'000 | 2157.26 | 2269.42 | 5353.16 |
| Number of People Receiving Training on Work Safety | headcount | 33320 | 75821 | 60735 |
| Number of Safety knowledge lectures | times | 1093 | 1594 | 1961 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Standard Indicator | Unit | 2014 | 2015 | 2016 |
|---|---|---|---|---|
| Percentage of Trained General Employees | % | 96.66 | 96.77 | 96.91 |
| Percentage of Trained Senior Management | % | 3.34 | 3.23 | 3.09 |
The average training hours completed per employee by gender and employee category.
| Standard Indicator | Unit | 2014 | 2015 | 2016 |
|---|---|---|---|---|
| Total Training Hours | hours | 1213286 | 1182928 | 1274718 |
Description of practices relating to observing and protecting intellectual property rights.
| Standard Indicator | Unit | 2014 | 2015 | 2016 |
|---|---|---|---|---|
| Number of Patents Applied | number of applications | 94 | 110 | 142 |
| Number of Patents Granted | number of authorizations | 33 | 51 | 52 |
Resources contributed (e.g. money or time) to the focus area.
| Standard Indicator | Unit | 2015 | 2016 |
|---|---|---|---|
| Investment in Education Donation | million RMB | 1.12 | |
| Investment in Targeted Poverty Alleviation | million RMB | 3.53 | |
| Total Social Investment | million RMB | 10 | 6.89 |