2016 Corporate Social Responsibility Report
Extracted ESG KPIs
KPIs are organized by ESG aspects.
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Trees saved by paperless projects | trees | 6000 | 25 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Weight of saved papers | tonnes | 414 | 25 |
Description of emissions target(s) set and steps taken to achieve them.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Total issuance value of the first three-year panda bonds by the Republic of Poland | RMB billion | 3 | 18 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2015 | 2016 | Report Pages |
|---|---|---|---|---|
| Average utilization ratio of each server after virtualization | % | 60–80 | 25 | |
| Average utilization ratio of each server before virtualization | % | 7 | 25 | |
| Electricity consumption in Shanghai Area of Haitong Securities | Kilowatt-hour (degree) | 9672757 | 9806682 | 26 |
| Electricity sum of consumption in Shanghai Area of Haitong Securities | RMB Thousand | 13055.23 | 12914.5 | 26 |
| Entity servers used after virtualization | servers | 400 | 25 | |
| Gas consumption in Shanghai Area of Haitong Securities | m³ | 78348 | 26 | |
| Gas sum of consumption in Shanghai Area of Haitong Securities | RMB Thousand | 353 | 26 | |
| Gasoline consumption in Shanghai Area of Haitong Securities | L | 346052.2 | 338480 | 26 |
| Gasoline sum of consumption in Shanghai Area of Haitong Securities | RMB Thousand | 2304.17 | 2032.52 | 26 |
| Natural gas consumption in Shanghai Area of Haitong Securities | m³ | 101198 | 26 | |
| Natural gas sum of consumption in Shanghai Area of Haitong Securities | RMB Thousand | 398 | 26 | |
| Power consumption of each virtual machine running on hyper-converged server (percentage of entity machine server) | % | 12.5 | 25 | |
| Reduction in power consumption by virtualization | % | 70–80 | 25 | |
| Servers purchased for Southern Trading Center | servers | 50 | 25 | |
| Total energy (equivalent value coal) consumption in Shanghai Area of Haitong Securities | Ton (standard coal) | 1603.02 | 1700.34 | 26 |
| Total energy (equivalent value coal) sum of consumption in Shanghai Area of Haitong Securities | RMB Thousand | 15712.4 | 15345.02 | 26 |
| Total energy (indifference value coal) consumption in Shanghai Area of Haitong Securities | Ton (standard coal) | 3316.06 | 3437.1 | 26 |
| Total energy (indifference value coal) sum of consumption in Shanghai Area of Haitong Securities | RMB Thousand | 15712.4 | 15345.02 | 26 |
| Virtual machines increased | virtual machines | 216 | 25 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2015 | 2016 | Report Pages |
|---|---|---|---|---|
| Tap water consumption in Shanghai Area of Haitong Securities | m³ | 43173.23 | 40915.61 | 26 |
| Tap water sum of consumption in Shanghai Area of Haitong Securities | RMB Thousand | 215.44 | 205.5 | 26 |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| A4 papers saved | million | 94.61 | 25 |
| Annual kilowatt-hours saved by hyper-converged server | kilowatt-hours/year | 328500 | 25 |
| Annual kilowatt-hours saved by server virtualization | kilowatt-hours/year | 57000 | 25 |
| Cabinet spaces saved by virtualization | cabinet spaces | 11 | 25 |
| Daily kilowatt-hours saved by hyper-converged server | kilowatt-hours/day | 900 | 25 |
| Daily kilowatt-hours saved by server virtualization | kilowatt-hours/day | 161 | 25 |
| Servers saved after virtualization | servers | 350 | 25 |
Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Water resource saved by paperless projects | m3 | 40000 | 25 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Total number of employees | employees | 9800 | 24 |
| Total number of employees at the age of 36-45 | employees | 2513 | 24 |
| Total number of employees at the age of 46-55 | employees | 1261 | 24 |
| Total number of employees at the age of 56 and above | employees | 185 | 24 |
| Total number of employees under the age of 36 | employees | 5841 | 24 |
| Total number of female employees | employees | 4135 | 24 |
| Total number of male employees | employees | 5665 | 24 |
Employee turnover rate by gender, age group and geographical region.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Turnover rate of employees at the age of 36-45 | percent | 8.56% | 24 |
| Turnover rate of employees at the age of 46-55 | percent | 5.13% | 24 |
| Turnover rate of employees at the age of 56 and above | percent | 11.75% | 24 |
| Turnover rate of employees under the age of 36 | percent | 11.50% | 24 |
| Turnover rate of female employees | percent | 7.84% | 24 |
| Turnover rate of male employees | percent | 11.32% | 24 |
| Turnover rate of total employees | percent | 9.87% | 24 |
Number of suppliers by geographical region.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Transaction amount involved in IPO projects by Haitong International Securities | USD billion | 1.419 | 18 |
Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Number of Chinese domestic enterprises involved in cross-border merger and acquisition by Haitong International Securities | enterprises | 11 | 18 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Electronic agreements produced | million | 13.59 | 25 |
| Number of IPO projects participated in by Haitong International Securities | projects | 23 | 18 |
| Total transaction scale for cross-border merger and acquisition by Haitong International Securities | USD billion | 1 | 18 |
Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.
| Indicator | Unit | 2016 | Report Pages |
|---|---|---|---|
| Value of private placing project by Zunyi Tourism Industry Development and Investment Group | USD million | 250 | 18 |
| Value of senior unsecured European bonds issued by Fujian Zhanglong Group | USD million | 150 | 18 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Non-Hazardous Waste Reused | tonnes | 414 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2015 | 2016 |
|---|---|---|---|
| Gasoline Consumption | L | 346052.2 | 338480 |
| Natural Gas Consumption | m³ | 101198 | |
| Purchased Electricity | Kilowatt-hour | 9672757 | 9806682 |
| Total Energy Consumption | Ton (standard coal) | 1603.02 | 1700.34 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2015 | 2016 |
|---|---|---|---|
| Municipal Water Consumption | m³ | 43173.23 | 40915.61 |
Description of energy use efficiency target(s) set and steps taken to achieve them.
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Electricity Usage Reduction Compared to Last Year | kilowatt-hours/year | 385500 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Number of Female Employees | employees | 4135 |
| Number of Male Employees | employees | 5665 |
| Number of Total Employees | employees | 9800 |
| Percentage of Female Employees | % | 42.2 |
| Percentage of Male Employees | % | 57.8 |
Employee turnover rate by gender, age group and geographical region.
| Standard Indicator | Unit | 2016 |
|---|---|---|
| Turnover Rate of Female Employees | percent | 7.84 |
| Turnover Rate of Male Employees | percent | 11.32 |
| Turnover Rate of Total Employees | percent | 9.87 |