2016 CSR Report

Year: 2016
Published: 2017-03-20
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2016 Report Pages
Average nitrogen oxides emission per kWh after renovation in Beijing-Tianjin-Hebei region g/kWh 0.103 54
Average soot emission per kWh after renovation in Beijing-Tianjin-Hebei region g/kWh 0.009 54
Average sulfur dioxide emission per kWh after renovation in Beijing-Tianjin-Hebei region g/kWh 0.037 54
Decrease in nitrogen oxides emission in Beijing-Tianjin-Hebei region 83% 54
Decrease in soot emission in Beijing-Tianjin-Hebei region 83% 54
Decrease in sulfur dioxide emission in Beijing-Tianjin-Hebei region 71% 54
Enterprises under key monitoring for pollution source in Central Southern China 3 52
Enterprises under key monitoring for pollution source in Eastern China 13 52
Enterprises under key monitoring for pollution source in Northeastern China 1 52
Enterprises under key monitoring for pollution source in Northern China 17 52
Enterprises under key monitoring for pollution source in Northwestern China 10 52
Enterprises under key monitoring for pollution source in Southwestern China 3 52
Investment in Environmental Protection by Purpose - Dedusting, Desulfurization and Denitrification Measures RMB100 million 10.85 47
Number of ultra-low emission coal-fired units 66 9
Reduction in chemical oxygen demand from water pollution prevention and treatment projects tonnes 57.15 52
Reduction in nitrogen oxides emission in Beijing-Tianjin-Hebei region tonnes 15131 54
Reduction in soot emission in Beijing-Tianjin-Hebei region tonnes 1716 54
Reduction in sulfur dioxide emission in Beijing-Tianjin-Hebei region tonnes 2686 54
Total emission of Chemical Oxygen Demand (COD) (10 thousand tonnes) 10 thousand tonnes 0.17 78
Total volume of NOx flue gas emissions, thermal power business 10000 tonnes 3.73 53
Total volume of SO2 flue gas emissions, thermal power business 10000 tonnes 2.25 53
Total volume of soot flue gas emissions, thermal power business 10000 tonnes 0.84 53

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 Report Pages
Commercial Coal Production million tonnes 280.9 289.8 26
Commercial coal production (million tonnes) million tonnes 289.8 77
Performance of NOx flue gas emissions, thermal power business g/kWh 0.16 53
Performance of SO2 flue gas emissions, thermal power business g/kWh 0.096 53
Performance of soot flue gas emissions, thermal power business g/kWh 0.021 53
Reduction of carbon dioxide (CO2) emission due to renewable energy million tonnes 0.5 55

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 Report Pages
Coal Sales million tonnes 370.5 394.9 26
Coal gangue generated 10 thousand tonnes 2893.19 80
Coal sales (million tonnes) million tonnes 394.9 77
Gangue removed million tonnes 27.4 80
Hazardous wastes emissions per RMB10000 output value (kg/RMB10000) kg/RMB10000 0.17 78
Total emission of hazardous wastes (tonne) tonne 2358.5 78

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2014 2015 2016 Report Pages
Comprehensive utilization rate for fly ash, slag and desulfurized gypsum 67.95% 54
Harmless wastes emissions per RMB10000 output value (tonne/RMB10000) tonne/RMB10000 2.46 78
Integrated utilization of coal gangue 10 thousand tonnes 415.15 80
Integrated utilization of other solid waste 10 thousand tonnes 0.81 80
Livelihood sewage production million tonnes 14.7 14.85 15.28 49
Other solid waste generated 10 thousand tonnes 58.41 80
Total emission of harmless wastes (10 thousand tonnes) 10 thousand tonnes 3506.52 78

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2014 2015 2016 Report Pages
Coal gangue removed million tonnes 27.4 48
Comprehensive utilization rate for solid waste 26.31% 54
Investment in Environmental Protection by Purpose - Sewage Prevention and Treatment RMB100 million 0.37 47
Livelihood sewage utilization million tonnes 4.2 4.45 4.06 49

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2014 2015 2016 Report Pages
Air-cooled units as percentage of total coal-fired units capacity 22.79% 49
Average coal consumption for electricity sold from coal-fired units g standard coal/kWh 315 48
Capital investment (RMB100 million) RMB100 million 39.62 77
Coal gangues consumption million tonnes 3.43 54
Coal gangues consumption equivalent to standard coal million tonnes 0.98 54
Comprehensive energy consumption against polyolefin produced from coal kg standard coal/tonne 5350.83 4916.72 5100.56 47
Comprehensive energy consumption against port throughput kg standard coal/10 thousand tonnes 2673.01 2775.24 2249.22 47, 80
Comprehensive energy consumption against railway freight throughput kg standard coal per ten thousand tonne kilometers 25.12 48
Comprehensive energy consumption against railway turnover kg standard coal/10 thousand tonne kilometers, kg standard coal/10 thousand tonnes kilometers 25.86 24.45 25.12 47, 80
Comprehensive energy consumption against raw coal production kg standard coal/tonne 2.25 2.13 2.56 47, 48, 80
Comprehensive energy consumption against shipping turnover kg standard coal/1000 tonnes nautical miles 5.33 80
Comprehensive energy consumption against shipping volume kg standard coal/1000 tonne nautical miles 5.59 4.95 5.33 47
Consumption of other energies See Note 1 for details 78
Cumulative gas production by the shale gas project in the United States billion m³ 1.323 28
Electricity consumption against prepared thermal coal production kWh/tonne 2.68 80
Electricity consumption against raw coal production kWh/tonne 5.88 80
Energy consumption against polyolefin produced from coal kg standard coal/tonne 5100.56 80
Energy consumption of coal-based polyolefin products kg standard coal/tonne 5110.56 48
Freight by Self-owned Railway billion tonne kilometres 200.1 244.6 26
Installed capacity of hydropower MW 125.2 55
Installed capacity of wind power MW 15.75 55
Integrated energy consumption (10 thousand tonnes of standard coal) 10 thousand tonnes of standard coal 4667.94 78
Integrated energy consumption per RMB10 thousand output value (tonne standard coal/RMB10000) tonne standard coal/RMB10000 3.28 78
Percentage of total installed capacity of coal-fired power plants fueled by recycled waste 11.91% 54
Raw coal production (Shendong Coal Group) million tonnes 200 9
Raw coal washed and processed million tonnes 273.6 48, 80
Reduction of standard coal consumption due to renewable energy million tonnes 0.2 55
Seaborne Coal at Self-owned Ports million tonnes 158.5 201.3 26
Seaborne coal at self-owned ports (million tonnes) million tonnes 201.3 77
Total Electricity Sales billion kwh 210.45 220.57 26
Total capacity of 600MW and above coal units as percentage of total coal capacity % 67.99 48
Total capacity of air-cooled units MW 12400 49
Total electricity consumption (10 thousand kwh) 10 thousand kwh 2222262.8 78
Total installed capacity of coal units fueled by recycled waste MW 6484 54
Total installed capacity of renovated coal-fired generating units in Beijing-Tianjin-Hebei region MW 9784 54
Total natural gas consumption (10 thousand m³) 10 thousand m³ 111555 78
Total oil consumption (10 thousand tonnes) 10 thousand tonnes 36.8 78
Total power output dispatch (billion kwh) billion kwh 220.57 77
Total renewable energy production billion kWh 0.698 55

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2014 2015 2016 Report Pages
Amount of sewage water produced (million tonnes) million tonnes 168.68 78
Desalinated water production million tonnes 14.88 49
Fresh water consumption (aggregate) million tonnes 197.49 49
Fresh water consumption (million tonnes) million tonnes 197.49 78
Industrial waste water production million tonnes 48.4 46.97 47.74 49
Industrial waste water recycling rate 80.83% 49
Integrated utilization rate of sewage water (%) % 68.57 78
Total waste water produced million tonnes 168.69 49
Total waste water recycled million tonnes 115.67 49
Total waste water recycling rate 68.57% 49
Total water consumption (million tonnes) million tonnes 227.7 78
Underground mine water production million tonnes 104.6 105.3 105.66 49
Underground mine water recycling rate 68.64% 49
Underground mine water utilization million tonnes 63.1 71.1 72.53 49
Water consumption for thermal-power business kg/kwh 0.65 49
Water consumption per RMB10 thousand output value (tonne/RMB10 thousand) tonne/RMB10 thousand 14.87 78

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2016 Report Pages
Investment in Energy Conservation and Environmental Protection by Business Segment - Coal business RMB100 million 2.35 47
Investment in Energy Conservation and Environmental Protection by Business Segment - Coal to chemicals business RMB100 million 0.94 47
Investment in Energy Conservation and Environmental Protection by Business Segment - Power generation business RMB100 million 21.38 47
Investment in Energy Conservation and Environmental Protection by Business Segment - Transportation business RMB100 million 1.38 47
Investment in energy conservation (RMB100 million) RMB100 million 10.9 78
Investment in energy conservation and environmental protection billion RMB 205 9
Mechanization rate of coal mining and excavation (%) % 100 80

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2014 2015 2016 Report Pages
Industrial waste water utilization million tonnes 40.3 41.15 38.59 49
Number of water prevention and treatment projects implemented 20 52

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2014 2015 2016 Report Pages
Average recovery rate in mining area % 88.4 80
Average recovery rate in mining area of open-cut mines % 97.9 80
Average recovery rate in mining area of underground coal mines % 83.95 80
Average recovery rate of coal mining areas (%) % 88.56 89.19 88.4 48
Capital investment in water and soil conservation and ecological construction (RMB100 million) RMB100 million 1.47 78
Investment in Environmental Protection by Purpose - Ecological Construction/Rehabilitation and Greening RMB100 million 1.47 47
Investment in Environmental Protection by Purpose - Others RMB100 million 2.46 47
Investment in environmental protection (RMB100 million) RMB100 million 15.15 78
New afforestation area (10 thousand m²) 10 thousand m² 1156.73 78
Recovery rate of open-pit mining areas (%) % 97.8 97.81 97.9 48
Recovery rate of underground mining areas (%) % 83.81 84.64 83.95 48

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2012 2013 2014 2015 2016 Report Pages
Academician of the CAE (China Shenhua Senior Scientific Research Talents) persons 3 36
Average paid annual leave days per employee days 8 59
Disabled employees persons 413 58
Disabled employees (percentage of workforce) % 0.45% 58
Distribution of Final Dividends by China Shenhua RMB/share 0.96 0.91 0.74 0.32 29
Distribution of Final Dividends by China Shenhua (Board's suggestion) RMB/share 0.46 29
Employee social insurance coverage ratio 100% 59
Employees with college graduate education persons 25512 24553 59
Employees with postgraduate or above education persons 3130 2941 59
Employees with technical school and high school graduate or below education persons 23766 21045 59
Employees with university graduate education persons 28202 28873 59
Employees with vocational school graduate education persons 14888 13470 59
Female employees persons 19090 58
Female employees (percentage of workforce) % 21.01% 58
Finance and accounting employees persons 1620 1850 58
Management and administration employees persons 13372 15317 58
Minority employees persons 4932 58
Minority employees (percentage of workforce) % 5.43% 58
Newly recruited employees persons 1105 58
Number of current employees 90882 79
Number of employees from minority ethnic groups 4932 79
Number of employees with disabilities 413 79
Number of female employees 19090 79
Number of part-time employees 1 79
Operation and maintenance employees persons 55985 56155 58
Other employees persons 7217 3512 58
Other employees year-on-year change % -51.34 58
Proportion of foreign employees to local employees (Shenhua Russia) not exceed 2:8 73
Proportion of local employees in Shenhua Russia senior management % 60 73
Proportion of local employees in Shenhua Russia staff % 84.6 73
R&D and technical support employees persons 14992 12986 58
Sales and marketing employees persons 2312 1062 58
Technical talents with senior professional titles (China Shenhua Senior Scientific Research Talents) persons 4162 36
Total employees persons 95498 90882 58, 59
Total employees year-on-year change % -4.83 58
Total salary, bonus, allowance and subsidy paid to employees million RMB 13181 59
Total workforce persons 90882 58

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2016 Report Pages
Employee turnover rate % 3.2% 58
Finance and accounting employees year-on-year change % 14.2 58
Management and administration employees year-on-year change % 14.55 58
Operation and maintenance employees year-on-year change % 0.3 58
Proposals collected from employee representatives at the first session of the second workers’ congress proposals 96 60
R&D and technical support employees year-on-year change % -13.38 58
Sales and marketing employees year-on-year change % -54.07 58
Turnover of self-owned railway (billion tonne km) billion tonne km 244.6 77

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2012 2013 2014 2015 2016 Report Pages
Additional employees with occupational disease (cases) 11 79
Fatality rate per million tonne of coal output (Shendong Coal Group) zero fatality 9
Fatality rate per million tonne of coal output of coal mines (China Shenhua) 0.003 0.0038 0.009 0.003 40
Fatality rate per million tonne of coal output of coal mines (National Average) 0.374 0.23 0.165 0.118 0.156 40
Number of coal mines with a safety record of consecutive 1000 days or above 20 80
Number of serious accidents and above 1 80

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Capital investment in occupational health RMB100 million 4.18 79
Investment in occupational health million RMB 418 60
Number of first class intrinsic-safety compliant units 34 77
Number of new cases of occupational diseases company-wide cases 11 60
Number of super-safe and efficient mines 19 80
Safety production training (person-time) person-time 197423 77

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2016 Report Pages
Capital investment in research and development RMB100 million 6.64 79
Expert of the 'Hundred, Thousand and Ten Thousand Talents Project' (China Shenhua Senior Scientific Research Talents) persons 4 36
Expert of the 'Thousand-Talent Plan' (China Shenhua Senior Scientific Research Talents) persons 15 36
Occupational health training ratio % 100 60
R&D input million RMB 664 36
Staff training (person-time) 945696 79
Total number of employees engaged in training million employees 0.9457 62
Total number of trainees - Management 71928 62
Total number of trainees - Others 66757 62
Total number of trainees - Senior management 5757 62
Total number of trainees - Senior professionals 83730 62
Total number of trainees - Technicians 723281 62

The average training hours completed per employee by gender and employee category.

Indicator Unit 2016 Report Pages
Accumulated training hours - Management hours 505563 62
Accumulated training hours - Others hours 180152 62
Accumulated training hours - Senior management hours 42930 62
Accumulated training hours - Senior professionals hours 440043 62
Accumulated training hours - Technicians hours 2807103 62
Average training hours per person hours/person 43.27 62
Research and development investment million RMB 664 9
Staff training time in aggregate hours 3932861 79
Total length of training million hours 3.9329 62
Training input (accrued) million RMB 139 62

Number of suppliers by geographical region.

Indicator Unit 2015 2016 Report Pages
Material suppliers 92 30
New suppliers registered 7115 30
Number of material suppliers in Central Southern China 4139 30
Number of material suppliers in Eastern China 11293 30
Number of material suppliers in Northeastern China 1980 30
Number of material suppliers in Northern China 15034 30
Number of material suppliers in Northwestern China 6514 30
Number of material suppliers in Others (HK, Macau, Taiwan & overseas) 398 30
Number of material suppliers in Southwestern China 1584 30
Percentage of purchase from top five suppliers to total purchase (%) % 14.4 77
Railway freight turnover cut billion tonne km 16.416 48
Share of total purchase amount from top five suppliers 14.4% 30
Shipment turnover (billion tonne nautical miles) billion tonne nautical miles 63 77
Shipping Freight billion tonne nautical miles 64.1 63 26
Total assets (RMB million) (ASBE) RMB million 571664 77
Total assets (RMB million) (IFRS) RMB million 576729 77
Total purchase amount of top five suppliers million RMB 14340 30
Total registered suppliers 40942 30
Utilization rate of major transport channels % topped 90% 48

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Number of suppliers assessed 92 77

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2015 2016 Report Pages
Customer satisfaction rate - price of the products % 85 29
Customer satisfaction rate - quality of coal products % 97.6 29
Customer satisfaction rate - service quality % 98.4 29
Customer satisfaction rate - shipment % 88 29
Percentage of total sales revenue contributed by the Company's top five customers (%) % 23 77
Reduction in railway freight turnover due to gangue removed 100 million tonne km 164.16 80
Responding rate to letters received by chairman’s mailbox % 98 60
Sales of Polyethylene thousand tonnes 319.2 292.6 26
Sales of Polyethylene (thousand tonnes) thousand tonnes 292.6 77
Sales of Polypropylene thousand tonnes 312.9 282.1 26
Sales of Polypropylene (thousand tonnes) thousand tonnes 282.1 77
Year-on-year increase in profit before income tax % 19.5 9
Year-on-year increase in revenue % 3.4 9

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2016 Report Pages
Number of invention patents obtained 125 79
Number of new patents received 683 9
Number of patents obtained 683 79

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Number of information disclosure documents released 160 77

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2016 Report Pages
Information disclosure documents released documents 160 28

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2016 Report Pages
Number of scientific research and development projects approved by the headquarters 78 79

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2016 Report Pages
Donations to society (RMB million) RMB million 791 77
Final dividend for 2016 (RMB/share) (tax inclusive) (proposal) RMB/share 0.46 77
Number of letters received by chairman’s mailbox since inception letters 100000 60
Number of registered volunteer members 11356 73
Number of volunteer teams 316 73
Receivers of special government subsidies from the State Council (China Shenhua Senior Scientific Research Talents) persons 47 36
Revenue million RMB 183127 9
Revenue (RMB million) RMB million 183127 77
Social contributions per share (RMB/share) (ASBE) RMB/share 4.162 77
Social contributions per share (RMB/share) (IFRS) RMB/share 4.272 77
Special dividend per share (inclusive of tax) RMB 2.51 28
Total cash dividend distributed (inclusive of tax) billion RMB 14.99 28
Total hours of volunteer services hours 100324 73
Total special dividend distributed (inclusive of tax) billion RMB 8.923 28
Total tax paid (RMB million) RMB million 32730 77
Volunteer service period (hours) hours 100324 77

The types of emissions and respective emissions data.

Standard Indicator Unit 2016
Airborne Particulate Matter (PM) Emissions 10000 tonnes 0.84
NOâ‚“ Emissions 10000 tonnes 3.73
SOâ‚“ Emissions 10000 tonnes 2.25

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016
GHG Removals from Newly Planted Trees million tonnes 0.5

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016
Total Hazardous Waste tonne 2358.5
Total Hazardous Waste Intensity (By Revenue) kg/RMB10000 0.17

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016
Non-Hazardous Waste Disposed 10 thousand tonnes 3506.52
Total Non-Hazardous Waste Intensity (By Revenue) tonne/RMB10000 2.46

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Standard Indicator Unit 2014 2015 2016
Livelihood sewage utilization million tonnes 4.2 4.45 4.06

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2014 2015 2016
Comprehensive Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 3.28
Comprehensive Energy Consumption Intensity (By Unit Product) kg standard coal/tonne polyolefin 5.59 2.13 5100.56
Natural Gas Consumption 10 thousand m³ 111555
Renewable Energy Consumption billion kWh 0.698
Total Electricity Consumption billion kWh 210.45 2222262.8
Total Electricity Consumption Intensity (By Unit Product) kWh/tonne prepared thermal coal 5.88
Total Energy Consumption 10 thousand tonnes of standard coal 4667.94
Total Oil Consumption 10 thousand tonnes 36.8

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2014 2015 2016
Discharge of Industrial Wastewater million tonnes 48.4 46.97 47.74
Groundwater Withdrawal million tonnes 104.6 105.3 105.66
Recycled Water Percentage % 80.83
Recycled Water Usage million tonnes 63.1 71.1 115.67
Total Wastewater Discharge million tonnes 168.69
Water Consumption million tonnes 227.7
Water Consumption Intensity (By Revenue) tonne/RMB10 thousand 14.87

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2016
Investment in Energy-saving and Emission-reduction Technology Transformation billion RMB 10.9

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2015 2016
Industrial Wastewater Reduction Compared to Last Year million tonnes 0.85 2.56
Industrial Wastewater Reduction Percentage Compared to Last Year % 2.11 6.22

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2016
Total Investment in Ecological Restoration RMB100 million 1.47

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2015 2016
Number of Employees Aged 30-50 persons 41713
Number of Employees Aged Above 50 persons 25646
Number of Employees Aged Below 30 persons 23523
Number of Female Employees persons 19090
Number of New Employees persons 1105
Number of Part-time Employees 1
Number of Total Employees persons 95498 90882
Percentage of Employees Aged 30-50 % 63.2
Percentage of Employees Aged Above 50 % 10.92
Percentage of Employees Aged Below 30 % 25.89
Percentage of Female Employees % 21.01

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2016
Turnover Rate of Employees Aged 30-50 % 1.95
Turnover Rate of Employees Aged Above 50 % 0.2
Turnover Rate of Employees Aged Below 30 % 0.91
Turnover Rate of Total Employees % 3.2

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2012 2013 2014 2015
Work-related Fatalities Rate (Per Unit Product) per million tonne of coal output 0.003 0.0038 0.009 0.003

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2016
Investment in Work Safety RMB 100 million 31.35
Number of People Receiving Training on Work Safety person-time 197423

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2016
Percentage of Employees Trained % 100
Percentage of Trained Senior Management % 0.609
Percentage of Trained Technical Employees % 76.5

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2016
Average Training Hours (General Staff) hours 180152
Average Training Hours (Senior Management) hours 42930
Average Training Hours (Technical Employees) hours 2807103
Average Training Hours per Employee hours/person 43.27
Total Training Hours hours 3932861

Number of suppliers by geographical region.

Standard Indicator Unit 2016
Number of Suppliers in Central China 4139
Number of Suppliers in East China 11293
Number of Suppliers in North China 15034
Number of Suppliers in Northeast China 1980
Number of Suppliers in Northwest China 6514
Number of Suppliers in Southwest China 1584
Number of Total Suppliers 40942
Proportion of Spending on Local Suppliers % 14.4

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Standard Indicator Unit 2016
Number of Suppliers Assessed 92

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Standard Indicator Unit
Number of Suppliers Participated in Sustainability Risk Assessment

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2016
Number of Invention Patents 125
Number of Patents Granted 683

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit
Number of People Participated in Ethical Standards and Anti-corruption Training persons

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2016
Number of Registered Volunteers 11356
Total Public Welfare Donations RMB million 791
Total Volunteer Service Hours hours 100324