2015 CSR REPORT

Year: 2015
Published: 2016-03-28
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2013 2014 2015 Report Pages
Chemical Oxygen Demand (COD) total emission (10 thousand tonnes) 10 thousand tonnes 0.21 91
Coal face dust concentration after ventilation (Shendong Coal Group) mg/m³ 3.5 59
Concentration of nitrogen oxides from generator set #1 at Sanhe Power Station (power business) mg/Nm³ 35 41
Concentration of soot from generator set #1 at Sanhe Power Station (power business) mg/Nm³ 5 41
Concentration of sulphur dioxide from generator set #1 at Sanhe Power Station (power business) mg/Nm³ 9 41
De-dusting and Desulfurization Measures Investment RMB million 1404.43 69
Desulfurization units - Capacity (MW) MW 52257 94
Desulfurization units - Proportion to the total capacity of coal-fired units (%) % 100 94
Intensity of nitrogen oxide emissions g/kWh 1.68 1.2 0.88 74
Intensity of soot emissions g/kWh 0.12 0.08 0.06 74
Intensity of sulphur dioxide emissions g/kWh 0.78 0.69 0.57 74
Number of ultra-low emission coal-fired generation units 35 9
Reduction in nitrogen oxide emissions from thermal power business % 29.7 66
Reduction in sulfur dioxide emissions from thermal power business % 20.6 66
Soot total emission (tonne) tonne 12577.1 91
Total nitrogen oxide emissions 10'000 tonnes 40.8 27.9 19.6 74
Total sulphur dioxide emissions 10'000 tonnes 19.1 16 12.65 74
Ultra-low emission accomplished for coal-fired generating units units (20310 MW) 35 66

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2014 2015 Report Pages
Commercial Coal Production million tonnes 306.6 280.9 27
Commercial coal production (million tonnes) million tonnes 280.9 90
Reduction in carbon dioxide (CO2) emissions million tonnes 0.513 77

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2013 (restated) 2014 2014 (restated) 2015 Report Pages
Coal Sales million tonnes 451.1 370.5 3, 27
Coal gangue generated (10 thousand tonnes) 10 thousand tonnes 2694.79 93
Coal sales (million tonnes) million tonnes 370.5 90
Gangue removed (million tonnes) million tonnes 26.66 93
Hazardous wastes emissions per RMB10000 output value (kg/RMB10000) kg/RMB10000 0.1 91
Hazardous wastes total emission (tonne) tonne 1492.5 91
Industrial effluent volume discharged million tonnes 61.6 48.4 46.97 75

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 Report Pages
Comprehensive utilization rate of fly ash, slag and desulfurized gypsum % 70 75
Harmless wastes emissions per RMB10000 output value (tonne/RMB10000) tonne/RMB10000 2.25 91
Harmless wastes total emission (10 thousand tonnes) 10 thousand tonnes 3207.38 91
Integrated utilization of coal gangue (10 thousand tonnes) 10 thousand tonnes 542.81 93
Integrated utilization of other solid waste (10 thousand tonnes) 10 thousand tonnes 0.81 93
Other solid waste generated (10 thousand tonnes) 10 thousand tonnes 49 93
Utilization rate of solid waste % 31.6 66

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2015 Report Pages
Annual emission reduction of carbon dioxide at Daluita mine and Jinjie mine (coal business) tonnes 9360 41
Annual emission reduction of sulphur dioxide at Daluita mine and Jinjie mine (coal business) tonnes 2 41
Denitrification Measures Investment RMB million 170.35 69
Investment in special campaign against small industrial coal-fired boilers million 210 72

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2013 (restated) 2014 (restated) 2015 Report Pages
Comprehensive utilization rate of solid waste % 31.6 75
Industrial effluent volume utilized million tonnes 42.5 40.3 41.15 75

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2013 2014 2015 Report Pages
Average coal consumption for power supply of Guohua Power Branch g standard coal/kWh 308.5 72
Average coal consumption for sold electricity of coal-fired units g standard coal/kWh 318 72
Average consumption of standard coal for power output dispatch of coal-fired units (g/kwh) g/kwh 318 94
Average speed of digging coal tunnels at Shendong Daluita mine (coal business) meters per month 3000 41
Capacity of Jawa-7 Coal-Fired Independent Power Plant project in Indonesia MW 1000 28
Capacity of Sumsel-1 Coal-fired Steam Power Plant in Indonesia MW 350 28
Capital investment (RMB100 million) RMB100 million 47.51 90
Coal gangues consumption million tonnes 4238 75
Coal gangues consumption equivalent to standard coal million tonnes 1212 75
Coal provided to local residents for heating by Zashulanskoye project in Russia tonnes 5374.55 88
Comprehensive energy consumption of each tonne of olefin kg standard coal/tonne 4916.72 72
Comprehensive energy consumption of polyolefin kg standard coal/tonne 5595.96 5350.83 4916.72 70
Comprehensive energy consumption of polyolefin (kg standard coal/tonne) kg standard coal/tonne 4916.72 93
Comprehensive energy consumption of port throughput kg standard coal/10 thousand tonnes 2855.09 2673.01 2775.24 70
Comprehensive energy consumption of port throughput (kg standard coal/10 thousand tonnes) kg standard coal/10 thousand tonnes 2775.24 93
Comprehensive energy consumption of railway kg standard coal/10 thousand tonne kilometers 26.01 25.86 24.45 70
Comprehensive energy consumption of railway (kg standard coal/10 thousand tonnes kilometers) kg standard coal/10 thousand tonnes kilometers 24.45 93
Comprehensive energy consumption of railway freight throughput kg standard coal per ten thousand tonne kilometers 24.45 72
Comprehensive energy consumption of raw coal production kg standard coal/tonne 2.21 2.25 2.13 70
Comprehensive energy consumption of raw coal production (kg standard coal/tonne) kg standard coal/tonne 2.13 93
Comprehensive energy consumption of shipping kg standard coal/1000 tonne nautical miles 5.81 5.59 4.95 70
Comprehensive energy consumption of shipping (kg standard coal/1000 tonnes nautical miles) kg standard coal/1000 tonnes nautical miles 4.95 93
Comprehensive energy consumption per RMB ten thousand output value tonne standard coal/RMB thousand 3.14 66
Decrease in coal consumption for power supply of Guohua Power Branch after renovation g/kWh 10 72
Decrease in power consumption of locomotives after launch of eight-axle high power alternating current locomotive % 15.9 72
Denitrification units - Capacity (MW) MW 47947 94
Denitrification units - Proportion to the total capacity of coal-fired units (%) % 91.75 94
Electricity consumption for the selection of thermal coal (kWh/tonne) kWh/tonne 2.39 93
Electricity consumption of raw coal production (kWh/tonne) kWh/tonne 6.12 93
Freight by Self-Owned Railway billion tonne-kilometres 223.8 200.1 27
Generating units with capacity of 600MW and above as percentage of total capacity of coal-fired generators % 67 72
Hydropower generation (10 thousand kwh) 10 thousand kwh 67158.19 94
Installed capacity of coal-fired generators (MW) MW 52257 94
Installed capacity of direct air cooling technology (MW) MW 12400 94
Installed capacity of heating units (MW) MW 18564 94
Installed capacity of hydropower MW 125 77
Installed capacity of hydropower units (MW) MW 125.2 94
Installed capacity of wind power MW 16 77
Installed capacity of wind power units (MW) MW 15.75 94
Integrated energy consumption (10 thousand tonnes of standard coal) 10 thousand tonnes of standard coal 4474.91 91
Integrated energy consumption per RMB10 thousand output value (tonne standard coal/RMB10000) tonne standard coal/RMB10000 3.14 91
Integrated utilization generators share of total installed capacity % 13.4 75
Integrated utilization generators total capacity MW 70240 75
Integrated utilization of the installed capacity of power plants (MW) MW 7024 94
Number of new shale gas wells put into production in the USA 12 28
Planned capacity of ultra-supercritical coal-fired steam generators for Jawa-7 project kW 2000000 28
Power consumption of MED equipment for salty water desalination demonstration project (power business) kWh/m³ 0.95 41
Raw coal washed and processed (million tonnes) million tonnes 266.57 93
Reduction in standard coal consumption million tonnes 0.205 77
Seaborne Coal at Self-Owned Ports million tonnes 174 158.5 27
Seaborne coal at self-owned ports (million tonnes) million tonnes 158.5 90
Total Electricity Sales billion kwh 218.42 210.45 27
Total electricity consumption (10 thousand kwh) 10 thousand kwh 2096650.2 91
Total electricity produced by wind power and hydropower billion kWh 0.69 77
Total installed capacity (MW) MW 54128 94
Total natural gas consumption (10 thousand m³) 10 thousand m³ 35600 91
Total oil consumption (10 thousand tonnes) 10 thousand tonnes 35.83 91
Total power output dispatch (billion kwh) billion kwh 210.45 90
Units of 600MW (inclusive) and above - Capacity (MW) MW 35000 94
Units of 600MW (inclusive) and above - Proportion to the total capacity of coal-fired units (%) % 66.98 94
Wind power generation (10 thousand kwh) 10 thousand kwh 2327.37 94

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2013 2013 (restated) 2014 2014 (restated) 2015 Report Pages
Amount of sewage water produced (million tonnes) million tonnes 167.38 91
Coal mine water volume discharged million tonnes 114.4 104.6 105.3 75
Coal mine water volume utilized million tonnes 63.2 63.1 71.1 75
Domestic sewage volume discharged million tonnes 15 14.7 14.85 75
Domestic sewage volume utilized million tonnes 4.1 4.2 4.45 75
Fresh water consumption (million tonnes) million tonnes 191.34 91
Fresh water consumption for thermal power generation (kg/kwh) kg/kwh 0.73 94
Integrated utilization rate of sewage water (%) % 69.9 91
Recycled water million tonnes 117 73
Salt content of produced water from MED equipment for salty water desalination demonstration project (power business) mg/L 5 41
Seawater desalinated million tonnes 8.27 8.95 12.54 73
Sewage Prevention and Treatment Investment RMB million 199.91 69
Total use of freshwater million tonnes 200.4 186.8 191.34 73
Total water consumption (million tonnes) million tonnes 220.1 91
Water consumption per RMB10 thousand output value (tonne/RMB10 thousand) tonne/RMB10 thousand 14.31 91
Water produced by the Company million tonnes 167.38 73
Water production ratio of MED equipment for salty water desalination demonstration project (power business) 13.51 41
Water resource from seawater desalination (10 thousand tonnes) 10 thousand tonnes 1253.78 94
Water used for thermal power generation kg/kwh 0.95 0.72 0.73 73

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2015 Report Pages
Investment in Energy Conservation - Coal business RMB million 45.8 69
Investment in Energy Conservation - Power business RMB million 1680.4 69
Investment in Energy Conservation - Total RMB million 1742.3 69
Investment in Energy Conservation - Transportation business RMB million 16.1 69
Investment in Energy Conservation and Environmental Protection - Coal business RMB million 393.6 69
Investment in Energy Conservation and Environmental Protection - Coal to chemicals business RMB million 0.3 69
Investment in Energy Conservation and Environmental Protection - Power business RMB million 3173.6 69
Investment in Energy Conservation and Environmental Protection - Total RMB million 3803.1 69
Investment in Energy Conservation and Environmental Protection - Transportation business RMB million 235.6 69
Investment in energy conservation (RMB100 million) RMB100 million 17.42 91
Mechanization rate of coal mining and excavation (%) % 99.91 93
Number of boilers adjusted to be more efficient and clean 55 72
Number of boilers renovated for energy conservation and environmental protection 79 72
Number of boilers shut down or replaced 212 72
Number of small coal-fired boilers managed 681 72
Reduction of per-unit energy consumption and pollutants emission exceeded planned target Yes 67

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2015 Report Pages
Utilization rate of wastewater % 69.9 66
Water recycling rate 69.9% 73

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2013 2014 2015 Report Pages
Additional green area million m² 19.9937 66
Area covered by Shendong Coal ecological project km² 15 76
Average recovery rate in mining area (%) % 89.19 93
Average recovery rate in mining area of open-cut mines (%) % 97.81 93
Average recovery rate in mining area of underground coal mines (%) % 84.64 93
Capital investment in water and soil conservation and ecological construction (RMB100 million) RMB100 million 2.37 91
Completion rate of rectifications after inspection % 91.5 48
Ecological Construction/Rehabilitation and Greening Investment RMB million 236.75 69
Grasslands maintained by Shenbao Energy Company million m² 1.5973 76
Green areas created million m² 19.9937 76
Investment in Baoshen Railway biological sand control projects thousand RMB 49.8 76
Investment in Environmental Protection - Coal business RMB million 347.7 69
Investment in Environmental Protection - Coal to chemicals business RMB million 0.3 69
Investment in Environmental Protection - Power business RMB million 1493.3 69
Investment in Environmental Protection - Total RMB million 2060.8 69
Investment in Environmental Protection - Transportation business RMB million 219.5 69
Investment in Shenbao Energy Company waste pile greening million RMB 3.9 76
Investment in Shendong Coal ecological project million RMB 140 76
Investment in environmental protection (RMB100 million) RMB100 million 20.61 91
Investment in water and soil conservation and ecological construction billion RMB 8.237 76
New afforestation area (10 thousand m²) 10 thousand m² 1999.37 91
Number of Provincial or Ministerial Science and Technology Progress Awards won 24 9
Number of enterprises with real-time monitoring and alert system for major pollution sources enterprises 117 67
Number of trees and shrubs planted in Shendong Coal ecological project million 3.5 76
Number of trees maintained by Shenbao Energy Company 5300 76
Other Environmental Protection Investment RMB million 49.3 69
PT.GH-EMM Indonesia honored as Top 10 Best Electricity Indonesia ranking Top 10 86
Recovery rate of coal mining areas % 87.76 88.56 89.19 71
Recovery rate of open-pit mining areas % 97.79 97.8 97.81 71
Recovery rate of underground mining areas % 82.75 83.81 84.64 71
Sand barriers built by Baoshen Railway m 5975 76
Shrubs built by Baoshen Railway 1200 76
Stumps built by Baoshen Railway 83400 76
Waste piles transformed into green space by Shenbao Energy Company million m² 0.29 76
Won a Second Class Prize of Science and Technology Award granted by China Occupational Health Association Yes 47

Description of the significant climate-related issues which have impacted, and those which may impact, the issuer, and the actions taken to manage them.

Indicator Unit 2014 2015 Report Pages
Reports verified 125 261 26

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2010 2011 2012 2013 2014 2015 Report Pages
Academician of the CAE (China Shenhua Senior Scientific Research Talents) persons 3 39
Average paid leave days granted per employee days 10 57
Disabled employees persons 383 55
Distribution of Final Dividends by China Shenhua RMB/share 0.75 0.96 0.91 0.75 0.74 30
Distribution of Final Dividends by China Shenhua (Board's suggestion) RMB/share 0.32 30
Employee social insurance coverage ratio % 100 57
Employees aged 29 and below % 31.2 55
Employees aged 30-39 % 29.7 55
Employees aged 40-49 % 28.9 55
Employees aged 50-54 % 6.8 55
Employees aged 55 and above % 3.3 55
Employees with college graduate education persons 24577 25512 56
Employees with postgraduate or above education persons 2887 3130 56
Employees with technical school and high school graduate or below education persons 24209 23766 56
Employees with university graduate education persons 26350 28202 56
Employees with vocational school graduate education persons 14715 14888 56
Female employees persons 19792 55
Female employees as percentage of workforce % 20.73 55
Finance and accounting employees persons 1562 1620 55
Management and administration employees persons 13252 13372 55
Minority employees persons 4656 55
Minority employees as percentage of workforce % 4.88 55
National nominees of the Hundred, Thousand and Ten Thousand Talents Project (China Shenhua Senior Scientific Research Talents) persons 5 39
Newly recruited employees persons 9184 55
Number of annual general meetings convened 1 21
Number of current employees 95498 92
Number of designated personnel in labour union 11 57
Number of directors on Board of Directors 7 21
Number of employees from minority ethnic groups 4656 92
Number of employees in need receiving serious disease relief employees 38 63
Number of employees transferred to other positions for 'Three Violations' employees 72 49
Number of employees with disabilities 383 92
Number of female directors on Board of Directors 1 21
Number of female employees 19792 92
Number of local employees in Shaanxi employees 12382 82
Number of mines in production by end of year 20 48
Number of part-time employees 12 92
Number of part-time rescue teams teams 40 49
Operation and maintenance employees persons 61599 55985 55
Operation and management staff as percentage of entire workforce % 14.6 62
Other employees persons 3960 7217 55
Percentage of employees in second-tier enterprises who have joined labour unions % 99 54
Percentage of employees who have joined labour unions % 99 57
Percentage of employees with signed labour contracts % 100 57
Percentage of local employees among all registered employees in Shanxi, Inner Mongolia, and Shaanxi % 80 82
Percentage of second-tier enterprises with established labour unions % 89 57
Percentage of second-tier enterprises with labour unions formed % 89 54
Professionals as percentage of entire workforce % 15.1 62
R&D and technical support employees persons 10083 14992 55
Sales and marketing employees persons 2282 2312 55
Senior management aged above 55 persons 3 21
Senior management aged between 45 and 49 person 1 21
Senior management aged between 50 and 55 persons 5 21
Technical talent with senior professional titles (China Shenhua Senior Scientific Research Talents) persons 3874 39
Technicians as percentage of entire workforce % 70.3 62
Total employees persons 92738 95498 55, 56
Total salary, bonus, allowance and subsidy paid to employees million RMB 12412 57
Total workforce persons 95498 55
Warmth Bonuses given to frontline workers million RMB 3 63
Year-on-year change in employees with college graduate education % 3.8 56
Year-on-year change in employees with postgraduate or above education % 8.42 56
Year-on-year change in employees with technical school and high school graduate or below education % 1.83 56
Year-on-year change in employees with university graduate education % 7.03 56
Year-on-year change in employees with vocational school graduate education % 1.18 56
Year-on-year change in total employees % 2.98 56

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2015 Report Pages
Employee turnover rate % 2.28 55
Number of employees dismissed for 'Three Violations' employees 66 49
Turnover of self-owned railway (billion tonne km) billion tonne km 200.1 90

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2011 2012 2013 2014 2015 Report Pages
Additional employees with occupational disease (cases) 12 92
Fatality rate per million tonnes of raw coal output fatalities per million tonnes 0.003 45
Fatality rate per million tonnes of raw coal production 0.003 93
Fatality rate per million tonnes of raw coal production, China Shenhua 0.0196 0.003 0.0058 0.009 0.003 46
Fatality rate per million tonnes of raw coal production, Domestic coal mines 0.554 0.374 0.293 0.255 0.181 46
Number of coal mines with a safety record of consecutive 1000 days or above 18 93
Number of coal mines with over 1000 days of safe production coal mines 18 45
Number of medical personnel in emergency rescue teams persons 1100 49
Number of new cases of occupational diseases 12 58
Number of work-related fatalities fatalities 2 45
Typical coal mine accident cases counted and analysed cases 57 50

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2015 Report Pages
Capital investment in occupational health RMB100 million 7.79 92
Employee attendance at safety training sessions employees 186082 44
Enterprises receiving first-class or second-class rating in intrinsic safety 66.7% 44
Financial input into coal chemical segment for production safety RMB10000 4548.61 46
Financial input into coal mine segment for production safety RMB10000 161255.07 46
Financial input into port segment for production safety RMB10000 2141.85 46
Financial input into power segment for production safety RMB10000 269237.77 46
Financial input into railway segment for production safety RMB10000 32189.06 46
Financial input into shipping segment for production safety RMB10000 5773.17 46
Investment in occupational health million RMB 779 58
Investment in production safety billion RMB 4.751 45
Number of emergency rescue drills carried out drills 685 49
Number of employees forced to attend 'Three Violations' courses employees 6400 49
Number of fire teams teams 15 49
Number of first class intrinsic-safety compliant units 33 90
Number of full-time rescue teams teams 36 49
Number of hazards and problems of various sorts found through special inspections and expert consultation 67482 48
Number of rectifications finished after inspection 61735 48
Number of special safe production inspections by Chairman, Vice Chairman and President inspections 30 45
Number of super-safe and efficient mines (2013) 14 93
Number of super-safe and efficient mines in production by end of year 14 48
Number of various safety training sessions conducted sessions 3856 51
Number of various safety training sessions held sessions 3856 44
Proportion of super-safe and efficient mines in total mines % 70 48
Safety education films on typical coal mine accidents, cases collected nationwide cases 100 50
Safety production training (person-time) person-time 186082 90
Serious disease relief granted to employees in need million RMB 8.197 63
Serious illness allowance granted million RMB 1.8197 54
Total safety training hours hours 240439 44, 51

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2015 Report Pages
Advanced Training Courses for Senior Executives courses 2 24
Annual input in R&D million RMB 858 39
Capital investment in research and development RMB100 million 8.58 92
Days of Law Popularization days 100 24
Expenses in subsidies for innovations million RMB 3.15 37
Expert enjoying special government subsidies (China Shenhua Senior Scientific Research Talents) persons 43 39
Investment in science and technology million RMB 858 36
Number of model worker innovation studios at factory level 13 37
Overhead budget for new science R&D projects billion RMB 1.13 40
Professional Training Courses for Legal Personnel courses 2 24
Provincial and Ministerial Technology Advancement Awards received awards 24 40
Staff training (person-time) 2252133 92
Total number of trainees - All categories persons 2252100 60
Total number of trainees - Management persons 123382 60
Total number of trainees - Others persons 193393 60
Total number of trainees - Senior management persons 17658 60
Total number of trainees - Senior professionals persons 222381 60
Total number of trainees - Technicians persons 1712977 60
Total participation in Middle-aged and Young Cadre Training Class (2 terms) and Young Cadre Training Class (1 term) persons 135 61

The average training hours completed per employee by gender and employee category.

Indicator Unit 2015 Report Pages
Accumulated training hours - Management hours 1054438 60
Accumulated training hours - Others hours 198597 60
Accumulated training hours - Senior management hours 104999 60
Accumulated training hours - Senior professionals hours 648522 60
Accumulated training hours - Technicians hours 2235666 60
Average training hours per person - All categories hours/person 43.32 60
Number of employee attendances at safety training sessions attendances 186082 51
Staff training time in aggregate (hours) hours 4137223 92
Total accumulated training hours - All categories hours 4137200 60

Number of suppliers by geographical region.

Indicator Unit 2014 2015 Report Pages
Number of new suppliers 1879 32
Number of overseas projects in production 17 28
Number of projects approved by the headquarters 81 92
Number of registered suppliers 33832 32
Percentage of purchase amount transacted online % 76.52 32
Percentage of purchase from top five suppliers to total purchase (%) % 13.2 90
Percentage of total purchase amount from top five suppliers % 13.2 32
Shipment turnover (billion tonne nautical miles) billion tonne nautical miles 64.1 90
Shipping Freight billion tonne-nautical miles 72.2 64.1 27
Total assets (RMB million) (ASBE) RMB million 553965 90
Total assets (RMB million) (IFRS) RMB million 559791 90
Total purchase amount of top five suppliers million RMB 14562 32
Total sales revenue contributed by top five customers million RMB 45878 31

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2015 Report Pages
Number of material suppliers evaluated 103 32
Number of suppliers of materials evaluated suppliers 103 20

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2015 Report Pages
Number of major segments with real-time monitoring and alert system segments 3 67
Number of suppliers assessed 103 90

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2014 2015 Report Pages
Customer satisfaction in power and chemical industries % 87.5 31
Customer satisfaction with three indicators of coal (volatile flux, ash content, no impurity) % 91.7 31
Number of clients interviewed from industries of electricity, metallurgy and chemicals clients 31 20
Number of contacts with analysis and fund managers contacts 700 20
Number of technical interviews conducted with clients from relevant industries interviews 15 20
Percentage of total sales revenue contributed by the Company’s top five customers (%) % 25.9 90
Percentage of total sales revenue contributed by top five customers % 25.9 31
Reduction in railway freight turnover due to gangue removed (100 million tonne km) 100 million tonne km 159.96 93
Reports accepted 204 198 26
Sales of Polyethylene thousand tonnes 265.5 319.2 27
Sales of Polyethylene (thousand tonnes) thousand tonnes 319.2 90
Sales of Polypropylene thousand tonnes 268.1 312.9 27
Sales of Polypropylene (thousand tonnes) thousand tonnes 312.9 90

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2015 Report Pages
Foreign patent licenses granted licenses 3 40
Invention patent licenses granted licenses 111 40
National science research projects undertaken projects 9 40
Number of State research and development platforms capitalized on 3 36
Number of invention patents authorized for use 111 36
Number of invention patents obtained 111 92
Number of patents authorized for use 489 36
Number of patents obtained 489 92
Number of technological centres established within subsidiaries and branches 6 36
Patent applications concluded applications 693 40
Patent licenses granted licenses 489 40

Description of quality assurance process and recall procedures.

Indicator Unit 2015 Report Pages
Pass rate for polyethylene products % >99 31
Pass rate for polypropylene products % >99 31

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2015 Report Pages
Number of information disclosure documents issued documents 233 20, 29
Number of information disclosure documents released 233 90

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2014 2015 Report Pages
Losses recovered from anti-bribery, fraud and embezzlement RMB10000 44.62 91.21 26
Number of employees punished for 'Three Violations' employees more than 15000 49
Persons subject to have received disciplinary or administrative penalties 41 47 26
Total penalty collected for 'Three Violations' million RMB 4.0495 49

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2015 Report Pages
Attendance at integrity education seminars persons 107524 20
Coverage of internal risk management and control across all business segments 100% 25
Number of A-share class meetings convened 1 21
Number of H-share class meetings convened 1 21
Number of meetings with analysts and fund managers 700 29
Number of performance releases times 2 29
Number of proposals collected from employee representatives at workers' congress 82 57
Number of proposals reviewed by Board 47 21

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2014 2015 Report Pages
Employees participating in integrity education activities 67851 107524 26
Legal Lectures Held on 12.4 (Constitution Day) lecture 1 24
Number of Board meetings held 9 21
Number of Legal Lectures lectures 3 24
Number of integrity education seminar sessions conducted sessions 2421 20
Sessions for Integrity education 1239 2421 26

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2015 Report Pages
Healthcare – Project of Shenhua Loving Care Activities: number of 3-A hospitals cooperated with hospitals 77 83
Healthcare – Project of Shenhua Loving Care Activities: number of children helped children 20158 83
Healthcare – Project of Shenhua Loving Care Activities: number of children suffering from congenital heart defect helped children 17417 83
Healthcare – Project of Shenhua Loving Care Activities: number of children suffering from leukaemia helped children 2741 83
Healthcare – Project of Shenhua Loving Care Activities: number of provinces (municipalities and autonomous regions) covered provinces 27 83
Healthcare – Shenhua Loving Care Activities screening project of congenital heart defect for new-born babies in Hebei: number of new-born babies screened babies 1052 83
Healthcare – Shenhua Loving Care Activities screening project of congenital heart defect for new-born babies in Hebei: number of positive cases babies 87 83
Number of Shenhua Loving Care Libraries built 10170 80
Number of Shenhua Loving Care Schools 13 80
Number of children provided relief (suffering from leukaemia and congenital heart defect) 20158 80
Number of employees' children receiving student subsidies for college studies employees' children 46 63
Number of online exchanges times 2 29
Number of reverse roadshows times 1 29
Number of stakeholder questionnaires analyzed 201 6

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2015 Report Pages
Batches of assistance to employees in need batches 3 63
Contribution of coal chemical segment to company revenue % 1.7 9
Contribution of coal segment to company revenue % 17.2 9
Contribution of power segment to company revenue % 50.2 9
Contribution of transportation segment to company revenue % 30.9 9
Culture and Education – Shenhua Loving Care Libraries Project: number of books donated books 18105700 83
Culture and Education – Shenhua Loving Care Libraries Project: number of libraries built libraries 10170 83
Culture and Education – Shenhua Loving Care Libraries Project: number of students benefited students 7694000 83
Culture and Education – Shenhua Loving Care Libraries Project: total value of books donated million RMB 42 83
Culture and Education – Shenhua Loving Care Schools Project: donation for Central Primary School in Arele, Yutian County, Xinjiang million RMB 5 83
Culture and Education – Shenhua Loving Care Schools Project: number of caring schools schools 13 83
Culture and Education – Teacher and Student Assistance Project: annual donation for poor college students in Hotan, Xinjiang million RMB per year 2.5 83
Culture and Education – Teacher and Student Assistance Project: number of poor college students supported per year students 500 83
Culture and Education – Teacher and Student Assistance Project: number of years of donation years 4 83
Culture and Education – Teacher and Student Assistance Project: total amount of donation million RMB 10 83
Donations by Shenhua Foundation million RMB 205 83
Donations to society (RMB million) RMB million 209 90
External donations million RMB 209 80
Final dividend distributed as proposed by the Board RMB (tax inclusive) 0.32 20
Final dividend for 2015 (RMB/share) (tax inclusive) (proposal) RMB/share 0.32 90
Government grants received for national science research projects million RMB 19.37 40
Number of Employees Benefited from Law Popularization employees 2000 24
Number of farmers helped to get a job through spare labour absorption farmers 20000 82
Number of hours of voluntary activities hours 65546 85
Number of netizens participating in GuohuaTaicang Power Plant green power generation experience persons 25 81
Number of participations in investors’ forums times 5 29
Registered number of volunteers peoples 9364 85
Revenue (RMB million) RMB million 177069 90
Social contribution per share (Accounting Standard for Business Enterprises) RMB/share 4.016 17
Social contribution per share (International Financial Reporting Standards) RMB/share 4.092 17
Social contributions per share (RMB/share) (ASBE) RMB/share 4.016 90
Social contributions per share (RMB/share) (IFRS) RMB/share 4.092 90
Student subsidies granted to children of employees in need million RMB 0.23 63
Study subsidy granted to offspring of employees million RMB 0.23 54
Total donations to society by Shenhua Foundation million RMB 209 83
Total tax paid (RMB million) RMB million 37480 90
Volunteer service period (hours) hours 65546 90

The types of emissions and respective emissions data.

Standard Indicator Unit 2013 2014 2015
Airborne Particulate Matter (PM) Emissions tonne None 12577.1
NOₓ Emission Intensity (By Logistics) g/kWh 1.68 1.2 0.88
NOₓ Emissions tonne 408000 279000 196000
PM Emission Intensity (By Logistics) g/kWh 0.12 0.08 0.06
SOₓ Emission Intensity (By Logistics) g/kWh 0.78 0.69 0.57
SOₓ Emissions tonne 191000 160000 126500

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015
GHG Removals from Newly Planted Trees million tonnes 0.513

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015
Total Hazardous Waste tonne 1492.5
Total Hazardous Waste Intensity (By Revenue) kg/RMB10000 0.1

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015
Non-Hazardous Waste Disposed 10 thousand tonnes 3207.38
Recycling Rate of Non-Hazardous Waste % 31.6
Total Non-Hazardous Waste Intensity (By Revenue) tonne/RMB10000 2.25

Description of emissions target(s) set and steps taken to achieve them.

Standard Indicator Unit 2015
CO2 Emissions Reduction Compared to Last Year tonnes 9360
SO2 Emissions Reduction Compared to Last Year tonnes 2

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Standard Indicator Unit 2015
Non-Hazardous Waste Intensity Reduction Percentage Compared to Last Year % -1.99

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2013 2014 2015
Comprehensive Energy Consumption Intensity (By Unit Product) kg standard coal/1000 tonne nautical miles 5.81 5.59 2.13
Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 3.14
Fossil Fuel Consumption 10 thousand tonnes 35.83
Hydropower Energy 10 thousand kwh 67158.19
Integrated Energy Consumption (Total Energy Consumption) 10 thousand tonnes of standard coal 4474.91
Natural Gas Consumption 10 thousand m³ 35600
Sold Electricity billion kwh 210.45
Total Electricity Consumption 10 thousand kwh 2096650.2
Wind Energy 10 thousand kwh 2327.37

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2013 2014 2015
Discharge of Domestic Wastewater million tonnes 15 14.7 14.85
Recycled Water Percentage % 69.9
Recycled Water Usage million tonnes 63.2 63.1 71.1
Seawater Withdrawal million tonnes 8.27 8.95 12.54
Total Wastewater Discharge million tonnes 114.4 104.6 105.3
Total Water Withdrawal million tonnes 200.4 186.8 191.34
Water Consumption million tonnes 191.34
Water Consumption Intensity (By Revenue) tonne/RMB10 thousand 14.31

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2015
Investment in Energy-saving and Emission-reduction Technology Transformation RMB million 3803.1

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2015
Utilization rate of wastewater % 69.9

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2015
Total Investment in Ecological Restoration billion RMB 8.237

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2014 2015
Number of Employees Aged 30-50 persons 33136
Number of Employees Aged Above 50 persons 10044
Number of Employees Aged Below 30 persons 29818
Number of Employees with Disabilities persons 383
Number of Female Employees persons 19792
Number of New Employees persons 9184
Number of Part-time Employees persons 12
Number of Total Employees persons 92738 95498
Percentage of Employees Aged 30-50 % 58.6
Percentage of Employees Aged Above 50 % 10.1
Percentage of Employees Aged Below 30 % 31.2
Percentage of Female Employees % 20.73

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2015
Turnover Rate of Employees Aged 30-50 %
Turnover Rate of Employees Aged Above 50 %
Turnover Rate of Employees Aged Below 30 %
Turnover Rate of Female Employees %
Turnover Rate of Male Employees %
Turnover Rate of Total Employees % 2.28

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2011 2012 2013 2014 2015
Number of Work-related Fatalities fatalities 2
Work-related Fatalities Rate (Per Unit Product) fatalities per million tonnes 0.0196 0.003 0.0058 0.009 0.003

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2015
Investment in Work Safety RMB 4751000000
Number of People Receiving Training on Work Safety employees 186082
Number of Production Safety Emergency Drills drills 685
Number of Safety knowledge lectures sessions 3856
Total Hours of Safety Training for Employees hours 240439

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2015
Percentage of Trained Senior Management ratio 0.0078
Percentage of Trained Technical Employees ratio 0.761

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2015
Average Training Hours per Employee hours/person 43.32
Total Training Hours hours 4137223

Number of suppliers by geographical region.

Standard Indicator Unit 2015
Number of Total Suppliers 33832

Number of products and service related complaints received and how they are dealt with.

Standard Indicator Unit 2014 2015
Complaint Growth Rate % -2.94
Number of Complaints Dealt with 204 198

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2015
Number of Authorised Utility Model Patents 5
Number of Invention Patents 111
Number of Patents Applied applications 693
Number of Patents Granted licenses 489
Number of Patents Held 489

Description of quality assurance process and recall procedures.

Standard Indicator Unit 2015
Passing Rate of Third-party Accreditation Performed under the Quality Management System % >99

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Standard Indicator Unit 2014 2015
Number of Confirmed Incidents of Corruption 41 47

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Standard Indicator Unit 2015
Percentage of Employees Anti-corruption Policies have been Communicated to % 100

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2014 2015
Number of Anti-corruption Training Session sessions 1239 2421
Number of People Participated in Ethical Standards and Anti-corruption Training people 67851 107524

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2015
Number of Registered Volunteers peoples 9364
Total Cash Donations million RMB 209
Total Public Welfare Donations million RMB 209
Total Volunteer Service Hours hours 65546