Corporate Social Responsibility Report 2014

Year: 2014
Published: 2015-05-20
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2012 2013 2014 Report Pages
Ratio of waste water in compliance with discharge standard 100% 100% 100% 59

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2012 2013 2014 Report Pages
Hazardous Waste - Organic Waste tons 26 35 37 59
Hazardous Waste - Others tons 15 12 20 59
Hazardous Waste - Total tons 69 97 146 59
Hazardous Waste - Waste with Copper Content tons 28 50 89 59

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2012 2013 2014 Report Pages
Comprehensive energy consumption for every RMB 10000 in output value tons of standard coal 0.014 0.012 0.011 62
Traction Converter/Rectifier Cabinet; Traction Converter of AC Drive Power Locomotive - CRCC certified units units 3 55

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2012 2013 2014 Report Pages
Industrial waste water generated tons 410000 60
Volume of waste water discharged ten thousand tons 39.5 40 41 59
Volume of waste water treated ten thousand tons 39.5 40 41 59
Volume of waste water treated by sewage treatment station in compliance with discharge standard tons 410000 60

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2014 Report Pages
Electrical energy saved by energy efficiency reform for central air-conditioning units in printed circuit business department kWh 300000 63
Electrical energy saved by reciprocal power-fed motor testing system kWh 2300000 63
Energy saving and consumption reduction of standard coal tons 1250 62
Investment in energy efficiency reform for central air-conditioning units in printed circuit business department million RMB 2.58 63

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2014 Report Pages
Sewage treatment station compliance treatment rate 100% 60

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2008 2012 2013 2014 Report Pages
Air Interchanger of EMU Air Conditioner - CRCC certified units units 2 55
Completion ratio of significant projects 100% 33
IRIS 01 certification (Guangdong Rheinland Group TUV review) passed review 44
IRIS 01 certification (Guangdong Rheinland Group TUV) certified 44
IRIS certification (Bureau Veritas Certification Beijing) certified 44
Power Locomotive Rectifier Cabinet - CRCC certified units units 12 55
Power Module of Traction Converter - CRCC certified units units 14 55
Train Power Supply Monitoring Subsystem - CRCC certified units units 1 55
Train Running Monitoring Device - CRCC certified units units 2 55

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2012 2013 2014 Report Pages
Employee wage surcharges million RMB 252.03 16
Employee wages million RMB 772.17 16
Employee welfare expenses million RMB 52.46 16
Number of employees in difficulties visited employees 92 105
Number of employees reemployed after retirement employees 20 78
Number of employees with Bachelor degree employees 3064 78
Number of employees with Below College education employees 1155 78
Number of employees with College degree employees 1568 78
Number of employees with Doctor degree employees 40 78
Number of employees with Master degree employees 549 78
Number of employees with labor contract employees 6376 78
Number of employees with labor dispatching employees 884 78
Number of employees working at sites under high temperature given 'coolness in summer' comforts employees 2735 104
Number of job positions offered by Xiangtan Times Harness Co., Ltd after support 200 102
Number of people employed by Zhuzhou Riwang Precision Machining Co., Ltd., Zhuzhou Times Metal Manufacturing Co., Ltd., and Zhuzhou Huaxin Industry Co., Ltd. 2000 102
Percentage of employees aged 26-35 % 51 78
Percentage of employees aged 36-45 % 18 78
Percentage of employees aged 46-50 % 6 78
Percentage of employees aged above 50 % 4 78
Percentage of employees aged below 25 % 21 78
Total assets RMB ten thousand 965746 1339848 1692490 13
Total employee remuneration million RMB 1076.66 16
Total number of employees employees 7280 78

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2012 2013 2014 Report Pages
Employee turnover rate % 2.06 78
Operating income RMB ten thousand 724886 885596 1267620 13
Percentage of shift of key positions % 39.6 24
Total Turnover RMB million 7249 8856 12676 15

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2014 Report Pages
Number of accidents that led to minor injuries accidents 3 84

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2014 Report Pages
Business Unit-level Safety Check - Completion Rate of Rectification 100.0% 87
Business Unit-level Safety Check - Number of Checks 347 87
Business Unit-level Safety Check - Number of Rectified Loopholes 1430 87
Business Unit-level Safety Check - Number of Safety Loopholes 1430 87
Company-level Safety Check - Completion Rate of Rectification 100.0% 87
Company-level Safety Check - Number of Checks 18 87
Company-level Safety Check - Number of Rectified Loopholes 461 87
Company-level Safety Check - Number of Safety Loopholes 461 87
Investment in safety project: Equip staff with protective articles and health allowance RMB 10000 1568.45 87
Investment in safety project: Improve intrinsic safety of testing equipment in inspection and test centre RMB 10000 16.5 87
Investment in safety project: Improve intrinsic safety of testing equipment in manufacturing centre RMB 10000 15.6 87
Investment in safety project: Improve operational safety of laboratory in inspection and test centre RMB 10000 10.7 87
Investment in safety project: Improve temperature and humidity regulation in Printed Circuit Department RMB 10000 259.2 87
Investment in safety project: Increase removable guardrails and warning signs in Hexi laboratory RMB 10000 1 87
Investment in safety project: Other expenses relating to safe production RMB 10000 279.97 87
Investment in safety project: Total RMB 10000 2151.42 87
Investment in staff protective articles and safety improvements RMB 21514200 86
Number of comprehensive safety checks launched 4 86
Number of employees receiving medical checkup employees 4316 92
Number of holiday safety checks launched 2 86
Number of improved safe workplaces reaching standard 150 86
Number of occupational health check sessions for operators exposed to occupational hazards sessions 608 88
Number of operators who underwent occupational health check after leaving the role operators 27 88
Number of operators who underwent occupational health check before taking up the role operators 18 88
Number of operators who underwent occupational health check during their role operators 563 88
Number of safety checks at business unit level 347 86
Number of safety loopholes identified (business unit level) 1430 86
Number of safety loopholes identified (company level) 461 86
Number of specific safety checks launched 12 86
OHSAS18001 Certificate of Occupational and Health Safety Management System (validity status) valid 84
Safety Training for All Staff Members Trainee Attendance persons 5607 85
Safety Training for Cadres of Middle level or Above Trainee Attendance persons 107 85
Safety Training for Officers-in-charge of Enterprises Trainee Attendance persons 68 85
Safety Training for Shift of Positions Trainee Attendance persons 37 85
Safety Training for Team Foremen Trainee Attendance persons 130 85
Total Safety Training Trainee Attendance persons 10924 85
Total amount spent on medical checkup RMB 1862487 92

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2014 Report Pages
"3-Tier" Safety Training for Newcomers Trainee Attendance persons 608 85
"Four new" Techniques Safety Training Trainee Attendance persons 536 85
Auditing Skill Enhancement Training for EHS Internal Auditors Trainee Attendance persons 40 85
Certified (Review) Training for Specialized (Equipment) Operators Trainee Attendance persons 1314 85
Number of significant projects completed projects 19 33
Number of significant scientific research projects determined at beginning of 2014 projects 34 33
Occupational Health Training Trainee Attendance persons 517 85
Other Safety Training Trainee Attendance persons 1836 85
Training for Safety Management Officers Trainee Attendance persons 61 85
Work Resuming Safety Training Trainee Attendance persons 21 85

The average training hours completed per employee by gender and employee category.

Indicator Unit 2014 Report Pages
External training time as percentage of total % 18 83
Implementation rate of annual training plan % 93.7 83
Internal training time as percentage of total % 82 83
Number of training projects completed 4111 83
Total investment in training RMB 7420000 83
Total training time hours 241141 83
Training time per capita hours 58.1 83

Number of suppliers by geographical region.

Indicator Unit 2014 Report Pages
Number of local suppliers in Zhuzhou 56 102
Number of sole suppliers eliminated suppliers 53 24
Output achieved by Xiangtan Times Harness Co., Ltd after support million RMB 200 102
Output of Zhuzhou Riwang Precision Machining Co., Ltd., Zhuzhou Times Metal Manufacturing Co., Ltd., and Zhuzhou Huaxin Industry Co., Ltd. million RMB 450 102
Reduction of principal amount from sole supplier elimination million RMB 8.44 24
Reduction of tendering costs million RMB 70.4 24

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2014 Report Pages
Number of on-site random inspection closed loops organized 82 102
Number of types of materials involved in sole supplier elimination types 194 24

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2014 Report Pages
Number of problems discovered and rectified for key outsourced products 142 102
Number of process reviews for key outsourced products 8 102

Description of practices used to promote environmentally preferable products and services when selecting suppliers, and how they are implemented and monitored.

Indicator Unit 2013 Report Pages
Passenger Car Charger - CRCC certified units units 2 55

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2012 2013 2014 Report Pages
Business Income - Other Products RMB million 430 482 852 15
Business Income - Power Semiconductor Modules RMB million 489 523 430 15
Business Income - Railway Maintenance Vehicles Related Products RMB million 976 1103 1149 15
Business Income - Traction Converters, Auxiliary Power Supply Equipment and Control Systems for EMUs RMB million 2229 2315 4759 15
Business Income - Traction Converters, Auxiliary Power Supply Equipment and Control Systems for Locomotives RMB million 1584 2906 3704 15
Business Income - Traction Converters, Auxiliary Power Supply Equipment and Control Systems for Urban Transit Trains RMB million 928 956 1207 15
Business Income - Train Operation Safety Equipment RMB million 613 571 575 15
Market value of share capital RMB ten thousand 2523059 2578406 4196184 13
Revenue distribution RMB ten thousand 37949 41141 47019 13

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2012 2013 2014 Report Pages
Annual objectives of significant projects in research projects 58 33
Auxiliary Conversion Module - CRCC certified units units 2 55
Auxiliary Converter Control Unit - CRCC certified units units 3 55
Auxiliary Converter, Single-phase AC Input Auxiliary Converter - CRCC certified units units 2 55
Auxiliary EMU Converter (Single-phase AC Input) - CRCC certified units units 5 55
Auxiliary Locomotive Electrical Cabinet, DC600V Power Supply Device - CRCC certified units units 9 55
Cumulative number of copyright registrations for computer software 146 39
Cumulative number of patent applications 1304 39
Cumulative number of valid patents 577 39
Investment in reciprocal power-fed motor testing system million RMB 16 63
Number of international standards presided over establishment by the Company in 2014 standards 7 40
Number of invention patents applied 212 39
Number of patent applications 169 183 372 39
Percentage of invention patents among cumulative patent applications percent 60.7% 39
Percentage of invention patents among cumulative valid patents percent 39.7% 39

Description of quality assurance process and recall procedures.

Indicator Unit 2005 2008 2009 2010 2011 2012 2013 2014 Report Pages
CMMI Level 3 system three-level certification certified 44
EMU Network Control System - CRCC certified units units 1 55
EMU Traction Converter - CRCC certified units units 4 55
EN15085-CL1 Welding Certification System for the Rail Transit Industry (Bureau Veritas Certification Beijing) certified 44
EN15085-CL4 Welding Certification System for the Rail Transit Industry certified 44
ISO9001:2008 quality assurance system certification (British Standards Institute Limited) certified certified 44
ISO9001:2008 quality assurance system certification (British Standards Institute Limited, amended) certified 44
ISO9001:2008 quality assurance system certification (Bureau Veritas Certification Beijing) certified 44
ISO9001:2008 quality assurance system certification (Guangdong Rheinland Group TUV review) reviewed passed review 44
Inverter Power Supply of Passenger Car Air Conditioner - CRCC certified units units 2 55
Product Delivery Quality - Percentage of Pass in a Single Delivery % 96.6 98.15 99 99.02 99.4 48
Uncontrollable EMU Rectifier Battery Charger (Auxiliary Rectifying Device) - CRCC certified units units 3 55

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2013 2014 Report Pages
Automatic Locomotive Video Monitoring and Recording Subsystem - CRCC certified units units 1 55
Automatic Onboard Neutral Section Passing System - CRCC certified units units 1 55

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2012 2013 2014 Report Pages
Total tax payment RMB ten thousand 71054 116782 144834 13

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2014 Report Pages
Autumn schooling aid applied for employees RMB 31500 105

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2012 2013 2014 Report Pages
Government scientific and technological project funds obtained million RMB 25.65 16.53 82.29 16
Number of employees receiving autumn schooling aid employees 15 105
Operating costs RMB ten thousand 480275 569455 787641 13
Total amount of subsidies granted to employees in difficulties RMB 148000 105
Value of heatstroke preventive facilities donated RMB 43000 104
Value of heatstroke preventive materials donated RMB 229700 104

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2012 2013 2014
Total Hazardous Waste tons 69 97 146

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2012 2013 2014
Comprehensive Energy Consumption Intensity (By Revenue) tons of standard coal per 10000 RMB output value 0.014 0.012 0.011

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2012 2013 2014
Discharge of Industrial Wastewater tons 410000
Total Wastewater Discharge tons 395000 400000 410000

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2014
Electricity Usage Reduction Compared to Last Year million kWh 2.3
Electricity Usage Reduction Percentage Compared to Last Year %
Investment in Energy-saving and Emission-reduction Technology Transformation million RMB 2.58

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2014
Number of Bachelor's Degree Employees employees 3064
Number of Below Junior College Employees employees 1155
Number of Doctoral Degree Employees employees 40
Number of Master's Degree Employees employees 549
Number of New Employees (On-campus Recruitment) people 254
Number of New Employees (Social Recruitment) people 37
Number of Total Employees employees 7280
Percentage of Employees Aged 30-50 % 75
Percentage of Employees Aged Above 50 % 4
Percentage of Employees Aged Below 30 % 21

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2014
Turnover Rate of Total Employees % 2.06

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2014
Health Check Coverage for Employees employees 4316
Investment in Work Safety RMB 21514200
Number of People Receiving Training on Work Safety persons 10924

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2014
Total Cost of Training RMB 9000

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2014
Average Training Hours per Employee hours 58.1
Total Training Hours hours 241141

Number of suppliers by geographical region.

Standard Indicator Unit 2014
Number of Local Suppliers 56
Proportion of Spending on Local Suppliers %

Number of products and service related complaints received and how they are dealt with.

Standard Indicator Unit
Total Number of Customer Complaints problems

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2012 2013 2014
Accumulative Number of Patent Applications 1304
Number of Invention Patents 212
Number of New Patent Applications 169 183 372
Number of Patents Held 577

Description of quality assurance process and recall procedures.

Standard Indicator Unit 2010 2011 2012 2013 2014
Passing Rate of Third-party Accreditation Performed under the Quality Management System % 96.6 98.15 99 99.02 99.4

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2014
Total Cash Donations RMB 148000
Total In-kind Donations RMB 272700