2014 CSR REPORT

Year: 2014
Published: 2015-03-22
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2013 2014 Report Pages
Air pollutant emissions of coal-fired power business, NOx, China Shenhua g/kWh 1.23 91
Air pollutant emissions of coal-fired power business, NOx, National average for coal-fired power g/kWh 1.98 91
Air pollutant emissions of coal-fired power business, SO2, China Shenhua g/kWh 0.68 91
Air pollutant emissions of coal-fired power business, SO2, National average for coal-fired power g/kWh 1.85 91
Air pollutant emissions of coal-fired power business, Soot, China Shenhua g/kWh 0.08 91
Air pollutant emissions of coal-fired power business, Soot, National average for coal-fired power g/kWh 0.34 91
COD emission, China Shenhua ten thousand tonnes 0.31 0.27 91
Chemical Oxygen Demand (COD) total emission 10 thousand tonnes 0.27 111
Desulphurization units - Capacity MW 40607 114
Desulphurization units - Proportion to the total capacity of coal-fired units % 100 114
Indicator of NOx emission from thermal power generation g/kWh 1.23 114
Indicator of SO₂ emission from thermal power generation g/kWh 0.68 114
Indicator of soot emission from thermal power generation g/kWh 0.08 114
NOx emission of power segment, China Shenhua ten thousand tonnes 38 26 91
Ratio of installed capacity of desulfurization units to the total installed capacity of coal-fired units, China Shenhua % 99.5 100 91
Ratio of installed capacity of desulfurization units to the total installed capacity of coal-fired units, National average for coal-fired power % 90 91.6 91
SO2 emission of power segment, China Shenhua ten thousand tonnes 17.2 14.3 91
Soot total emission tonne 17118.15 111
Total NOx emission 10 thousand tonnes 26 114
Total SO₂ emission 10 thousand tonnes 14.3 114
Total soot emission 10 thousand tonnes 1.3 114

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2014 Report Pages
Commercial coal production (million tonnes) million tonnes 306.6 110
Reduction in carbon dioxide emissions due to renewable energy generation million tonnes 0.5124 86

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2012 2013 2014 Report Pages
Coal fly ash and cinder - Volume generated 10000 tonnes 1722.1 90
Coal fly ash and cinder and desulphurized gypsum - Total generation 10 thousand tonnes 1911.99 114
Coal gangue - Volume generated 10000 tonnes 2870 90
Coal gangue generated 10 thousand tonnes 2870 113
Coal sales million tonnes 464.6 514.8 451.1 3
Coal sales (million tonnes) million tonnes 451.1 110
Gangue removed million tonnes 27.9 113
Hazardous wastes emissions per RMB10000 output value tonne/RMB10000 0.08 111
Hazardous wastes total emission tonne 1459.29 111

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2014 Report Pages
Desulfurized gypsum - Comprehensive utilization rate % 85.2 90
Desulfurized gypsum - Comprehensive utilization volume 10000 tonnes 161.7 90
Desulfurized gypsum - Volume generated 10000 tonnes 189.9 90
Harmless wastes emissions per RMB10000 output value tonne/RMB10000 1.71 111
Harmless wastes total emission tonne 3233.34 111
Integrated utilization of coal gangue 10 thousand tonnes 200.86 113
Integrated utilization of other solid waste 10 thousand tonnes 1.13 113
Other solid waste - Volume generated 10000 tonnes 45.9 90
Other solid waste generated 10 thousand tonnes 45.92 113

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2014 Report Pages
CO₂ emission reduction approved of CDM projects for 2014 10 thousand tonnes CO₂ equivalent 3 111
Number of registered CDM projects 3 111

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2014 Report Pages
Coal fly ash and cinder - Comprehensive utilization rate % 71.5 90
Coal fly ash and cinder - Comprehensive utilization volume 10000 tonnes 1230.5 90
Coal fly ash and cinder and desulphurized gypsum - Integrated utilization 10 thousand tonnes 1392.1 114
Coal gangue - Comprehensive utilization rate % 7 90
Coal gangue - Comprehensive utilization volume 10000 tonnes 200.9 90
Coal gangue removed million tonnes 27.9 82
Investment in ancillary environmental protection facilities million RMB 794.9514 86
Other solid waste - Comprehensive utilization rate % 2.4 90
Other solid waste - Comprehensive utilization volume 10000 tonnes 1.1 90

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2012 2013 2014 2017 Report Pages
Average consumption of standard coal for power output dispatch of coal-fired units g/kWh 321 114
Capital investment (RMB100 million) RMB100 million 48.38 110
Denitrification units - Capacity MW 36200 114
Denitrification units - Proportion to the total capacity of coal-fired units % 89.1 114
Electricity consumption for the selection of thermal coal kwh/tonne 2.34 113
Electricity consumption of raw coal production kwh/tonne 5.5 113
Energy consumption of coal-to-polyolefin products kg standard coal/tonne 5350.83 113
Hydropower generation 10 thousand kWh 66513.44 114
Installed capacity of coal-fired generators MW 40907 114
Installed capacity of direct air cooling technology MW 9720 114
Installed capacity of heating units MW 16784 114
Installed capacity of hydropower units MW 125.2 114
Installed capacity of wind power units MW 15.75 114
Integrated energy consumption 10 thousand tonnes of standard coal 4576.32 111
Integrated energy consumption of raw coal production kg standard coal/tonne 2.25 113
Integrated energy consumption of unit railway freight turnover kg standard coal/10 thousand tonne kilometres 35.53 113
Integrated energy consumption per 10 thousand tonne throughput of port kg standard coal/10 thousand tonnes 2673.01 113
Integrated energy consumption per 1000 tonne nautical miles of shipping kg standard coal/1000 tonne nautical miles 5.59 113
Integrated energy consumption per RMB10 thousand output value tonne standard coal/RMB10000 2.43 111
Integrated utilization of the installed capacity of power plant MW 5667 114
Proportion of seaborne coal in outbound shipment for domestic coal sales through major ports in China in the same period % 34.7 113
Raw coal washed and processed million tonnes 279.17 82, 113
Reduction in million tonne-kilometers energy consumption due to 30-tonne axle weight heavy-haul train % -30 84
Reduction in standard coal consumption due to renewable energy generation million tonnes 0.2055 86
Seaborne coal at self-owned ports (million tonnes) million tonnes 174 110
Sichuan Energy Company hydropower generators installed capacity MW 125.2 86
Target for coal consumption for power supply (domestically leading) g/kWh 297 84
Total electricity consumption 10 thousand kwh 2036469.32 111
Total installed capacity MW 41828 114
Total natural gas consumption 10 thousand m³ 38483.528 111
Total oil consumption 10 thousand tonnes 43.18 111
Total power generation from Zhuhai Wind Power and Sichuan Energy Company hydropower generators million kWh 687 86
Total power output dispatch billion kwh 193.46 210.18 199.44 3
Total power output dispatch (billion kwh) billion kwh 199.44 110
Units of 600MW and above - Capacity MW 25420 114
Units of 600MW and above - Proportion to the total capacity of coal-fired units % 62.14 114
Wind power generation 10 thousand kWh 2228.64 114

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2013 2014 Report Pages
Amount of sewage water produced million tonnes 167.27 111
Comprehensive utilization of desalinated seawater million tonnes 8.95 92
Comprehensive utilization of waste water million tonnes 107.55 92
Domestic sewage - Volume generated million tonnes 15 14.7 90
Domestic sewage - Volume utilized million tonnes 4 4.2 90
Fresh water consumption million tonnes 161.44 111
Fresh water consumption for thermal power generation kg/kWh 0.69 114
Freshwater used million tonnes 161.44 92
Industrial sewage - Volume generated million tonnes 59.9 48 90
Industrial sewage - Volume utilized million tonnes 41.4 40.3 90
Integrated utilization rate of sewage water % 64.3 111
Mine water - Volume generated million tonnes 114.4 104.6 90
Mine water - Volume utilized million tonnes 63.2 63.1 90
Total water consumption million tonnes 194.03 111
Waste water discharged by all systems at headquarters collected for treatment tonnes 7832 92
Water consumption per RMB10 thousand output value tonne/RMB10 thousand 9.997 111
Water resource from seawater desalination 10 thousand tonnes 895 114
Water used for power generation (thermal power business) kg/kWh 0.69 92

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2014 Report Pages
Investment in energy conservation RMB100 million 10.83 111
Mechanization rate of coal mining and excavation % 99.58 113

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2014 Report Pages
Average recovery rate in mining area % 88.56 113
Average recovery rate in mining area of open-cut mines % 97.8 113
Average recovery rate in mining area of underground coal mines % 83.81 113
Capital investment in water and soil conservation and ecological construction RMB100 million 3-29 111
Increase in railway transport efficiency due to 30-tonne axle weight heavy-haul train % more than 30% 84
Increase in recovery rate of mining area over 2013 percentage point nearly 1 82
Investment in environmental protection RMB100 million 34.88 111
New afforestation area 10 thousand m² 2507.34 111
Recovery rate of China Shenhua’s mining area % 88.56 82
Sound barriers constructed (Shouhuang Railway Development Company) 15960 92
Zhuhai Wind Power total installed capacity MW 15.75 86

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2005-2014 2013 2014 Report Pages
Employees aged 29 or below percent 34.40% 65
Employees aged 30-39 percent 29.55% 65
Employees aged 40-49 percent 27.13% 65
Employees aged 50-54 percent 6.06% 65
Employees aged 55 and above percent 2.86% 65
Employees in finance and accounting persons 1562 65
Employees in management and administration persons 13252 65
Employees in operation and maintenance persons 61599 65
Employees in other categories persons 3960 65
Employees in research and development and technical support persons 10083 65
Employees in sales and marketing persons 2282 65
Employees with college graduate education persons 24201 24577 66
Employees with postgraduate or above education persons 2440 2887 66
Employees with technical school and high school graduate or below education persons 25361 24209 66
Employees with university graduate education persons 24155 26350 66
Employees with vocational school graduate education persons 15330 14715 66
Number of annual general meetings convened meetings 1 25
Number of chief skill masters 5 69
Number of current employees 92738 112
Number of directors on the Board directors 8 25
Number of employees with disabilities 344 112
Number of executive directors on the Board directors 4 25
Number of extraordinary general meetings convened meetings 1 25
Number of face-to-face Board meetings held meetings 8 25
Number of female directors on the Board directors 1 25
Number of female employees 19404 112
Number of independent non-executive directors on the Board directors 3 25
Number of minority employees 4980 112
Number of new employees recruited persons 3599 65
Number of non-executive directors on the Board directors 1 25
Number of senior management above age 55 persons 2 25
Number of senior management between ages 45 and 49 persons 1 25
Number of senior management between ages 50 and 55 persons 6 25
Number of technological and skilled workers at various levels 14000 69
Proportion of employees with undergraduate education or above percent 31.5% 65
Proportion of female employees percent 20.9% 65
Revenues (RMB million) RMB million 248360 110
Total cash dividends distributed RMB billion 139 14.718 34
Total employees persons 91487 92738 66
Total number of employees persons 92738 65

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2014 Report Pages
Staff turnover rate percent 2.8% 65
Turnover of self-owned railway (billion tonne km) billion tonne km 223.8 110

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2010 2011 2012 2013 2014 Report Pages
Additional employees with occupational disease (cases) 14 112
Fatality rate in raw coal production per million tonnes 0.009 8
Fatality rate per million tonnes of raw coal production 0.009 113
Fatality rate per million tonnes of raw coal production (China Shenhua) 0.0123 0.0196 0.003 0.0058 0.009 55
Fatality rate per million tonnes of raw coal production (Domestic coal mines) 0.749 0.564 0.374 0.293 0.255 55
Number of additional occupational disease patients cases 14 69
Number of coal mines with a safety record of consecutive 1000 days or above 19 113
Number of serious accidents and above 1 113

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2013 2014 Report Pages
Capital investment in occupational health RMB100 million 4 112
Financial input into coal chemical segment for production safety RMB10000 4221 55
Financial input into coal mine segment for production safety RMB10000 166702 55
Financial input into port segment for production safety RMB10000 3956 55
Financial input into power segment for production safety RMB10000 254565 55
Financial input into railway segment for production safety RMB10000 49276 55
Financial input into shipping segment for production safety RMB10000 5085 55
Investment in occupational hazard control million RMB 189 8
Investment in occupational health billion RMB 0.4 69
Investment in protecting occupational health of employees billion RMB 4 8
Number of employees attending occupational health and safety training million employees 1.17 8
Number of first class intrinsic-safety compliant units 28 110
Number of safety training sessions held sessions 1036 59
Number of super-safe and efficient mines 14 113
Number of third-tier entities attaining first class in intrinsic safety entities 28 57
Number of third-tier entities attaining fourth class in intrinsic safety entities 8 57
Number of third-tier entities attaining second class in intrinsic safety entities 53 57
Number of third-tier entities attaining third class in intrinsic safety entities 34 57
Rate of attaining first class and second class in intrinsic safety % 63.28 57
Safety production training (person-time) person-time 106172 110
Total length of safety training hours 66546.5 59

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2014 Report Pages
Capital investment in research and development RMB100 million 12.23 112
Number of skill masters 24 69
Number of skilled talents appointed at various levels 600 69
Staff training (person-time) 1174483 112

The average training hours completed per employee by gender and employee category.

Indicator Unit 2014 Report Pages
Number of employee attendances at safety training attendances 106172 59
Staff training time in aggregate (hours) hours 3940647 112
Total research investment million RMB 1223 8

Number of suppliers by geographical region.

Indicator Unit 2014 Report Pages
Newly added suppliers 9571 39
Number of projects approved by the headquarters 119 112
Percentage of purchase from top five suppliers to total purchase (%) % 16 110
Percentage of sales revenue from top five customers to total revenue (%) % 16.1 110
Purchases from top five domestic suppliers million RMB 19647 39
Purchases from top five domestic suppliers as percentage of total annual purchase 16.0% 39
Registered suppliers 23323 39
Shipment turnover (billion tonne nautical miles) billion tonne nautical miles 72.2 110
Total assets (RMB million) (ASBE) RMB million 532596 110
Total assets (RMB million) (IFRS) RMB million 538897 110

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2014 Report Pages
Material suppliers evaluated 130 39

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2014 Report Pages
Number of suppliers assessed 130 110

Description of practices used to promote environmentally preferable products and services when selecting suppliers, and how they are implemented and monitored.

Indicator Unit 2014 Report Pages
Material suppliers selected by environmental criteria 130 39

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2014 Report Pages
Profit attributable to equity holders of the Company for the year (RMB million) (IFRS) RMB million 38689 110
Reduction in railway freight turnover due to coal washing billion tonne km 16.74 82
Reduction in railway freight turnover due to gangue removed 100 million tonne km 167.4 113
Sales of Polyethylene (thousand tonnes) thousand tonnes 265.5 110
Sales of Polypropylene (thousand tonnes) thousand tonnes 268.1 110

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2014 Report Pages
Invention patents obtained 78 112
Number of patents granted patents 400 8
Patents obtained 400 112

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2012 2013 2014 Report Pages
Total tax paid RMB million 43570 50746 43826 3

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2014 Report Pages
Number of A-share class meetings convened meetings 1 25
Number of H-share class meetings convened meetings 1 25
Number of proposals considered by the Board proposals more than 50 25
Number of regular reports and announcements released 235 110

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2012 2013 2014 Report Pages
Basic earnings per share RMB/share 2.499 2.266 1.945 3
Donations to society RMB million 115 34 57 3
Transportation income from reverse transportation at ports billion RMB 0.179 84

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2009 2010 2011 2012 2013 2014 Report Pages
Amount sponsored by Russian Pty for 'Sports for Everyone' project million RUB 0.3 103
Donations to external parties (RMB million) RMB million 57 110
Final dividend for 2014 (RMB/share) (inclusive of tax) (proposed) RMB/share 0.74 110
Final dividend for the year (inclusive of tax) RMB/share 0.96 0.91 0.74 3
Final dividend per share RMB/share 0.53 0.75 0.9 0.96 0.91 34
Final dividend per share (proposed by the Board) RMB/share 0.74 34
Social contribution value per share RMB/share 5.734 6.009 5.427 3
Social contributions in RMB per share (ASBE) RMB/share 5.332 110
Social contributions in RMB per share (IFRS) RMB/share 5.427 110
Total tax paid (RMB million) RMB million 43826 110
Volunteer service period (hours) hours 48239 110
external donations million RMB 57 9

The types of emissions and respective emissions data.

Standard Indicator Unit 2013 2014
Airborne Particulate Matter (PM) Emissions tonne 1.3
NOₓ Emissions ten thousand tonnes 38 26
SOₓ Emissions ten thousand tonnes 17.2 14.3

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2014
Reduction in carbon dioxide emissions due to renewable energy generation million tonnes 0.5124

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2014
Total Hazardous Waste tonne 1459.29
Total Hazardous Waste Intensity (By Revenue) tonne/RMB10000 0.08

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2014
Non-Hazardous Waste Disposed tonne 3233.34
Total Non-Hazardous Waste Intensity (By Revenue) tonne/RMB10000 1.71

Description of emissions target(s) set and steps taken to achieve them.

Standard Indicator Unit 2014
CO2 Emissions Reduction Compared to Last Year 10 thousand tonnes CO2 equivalent 3

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2014
Comprehensive Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 2.43
Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 2.43
Fossil Fuel Consumption 10 thousand tonnes of standard coal 4576.32
Hydropower Energy 10 thousand kWh 66513.44
Natural Gas Consumption 10 thousand m³ 38483.528
Total Direct Energy Consumption 10 thousand tonnes of standard coal 4576.32
Total Electricity Consumption 10 thousand kwh 2036469.32
Total Energy Consumption 10 thousand tonnes of standard coal 4576.32
Total Installed Capacity MW 41828
Total Non-Renewable Fuel Consumption 10 thousand tonnes of standard coal 4576.32
Total Oil Consumption 10 thousand tonnes 43.18
Total Power Output Dispatch billion kwh 199.44
Wind Energy 10 thousand kWh 2228.64

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2013 2014
Discharge of Domestic Wastewater million tonnes 15 14.7
Discharge of Industrial Wastewater million tonnes 59.9 48
Recycled Water Percentage % 64.3
Recycled Water Usage million tonnes 107.55
Seawater Consumption million tonnes 8.95
Water Consumption million tonnes 114.4 194.03
Water Consumption Intensity (By Revenue) tonne/RMB10 thousand 9.997

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2014
Investment in Energy-saving and Emission-reduction Technology Transformation RMB100 million 10.83

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2014
Total Investment in Ecological Restoration RMB100 million 3.29

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2013 2014
Number of Employees Aged Below 30 persons 31909
Number of Employees in Australia employees 26
Number of Employees in Indonesia employees 130
Number of Female Employees persons 19404
Number of New Employees persons 3599
Number of Total Employees persons 91487 92738
Percentage of Employees Aged 30-50 percent 56.68
Percentage of Employees Aged Above 50 percent 8.92
Percentage of Employees Aged Below 30 percent 34.4
Percentage of Female Employees percent 20.9

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2014
Turnover Rate of Employees Aged 30-50 % 1.49
Turnover Rate of Employees Aged Above 50 % 0.54
Turnover Rate of Employees Aged Below 30 % 0.55
Turnover Rate of Female Employees % 0.64
Turnover Rate of Male Employees % 2.13
Turnover Rate of Total Employees percent 2.8

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2010 2011 2012 2013 2014
Work-related Fatalities Rate (Per Unit Product) per million tonnes 0.0123 0.0196 0.003 0.0058 0.009

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2014
Investment in Work Safety RMB10000 430805
Number of People Receiving Training on Work Safety million employees 1.17
Number of Safety knowledge lectures sessions 1036
Total Hours of Safety Training for Employees hours 66546.5

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2014
Capital investment in research and development RMB100 million 12.23
Staff training (person-time) person-time 1174483

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2014
Total Training Hours hours 3940647

Number of suppliers by geographical region.

Standard Indicator Unit 2014
Number of Suppliers in Central China % 11
Number of Suppliers in East China % 29
Number of Suppliers in North China % 37
Number of Suppliers in Northeast China % 5
Number of Suppliers in Southwest China % 4
Number of Suppliers in West China % 13
Number of Total Suppliers 23323

Description of practices used to promote environmentally preferable products and services when selecting suppliers, and how they are implemented and monitored.

Standard Indicator Unit 2014
Percentage of Suppliers Adopting Green Procurement Standards 130

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2014
Number of Invention Patents patents 78
Number of Patents Granted patents 400

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2014
Total Cash Donations million RMB 57
Total Public Welfare Donations million RMB 57
Total Volunteer Service Hours hours 48239