2012 CSR REPORT

Company: CHINA SHENHUA (1088)
Year: 2012
Published: 2013-03-24
Status: Processed
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Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2011 2012 Report Pages
COD Emission 10 thousand tonnes 0.41 0.38 70
Desulphurization units - Capacity MW 40577 97
Desulphurization units - Proportion to the total capacity of coal-fired units % 99.3 97
Indicator of NOₓ emission from thermal power generation g/kwh 2.15 97
Indicator of SO₂ emission from thermal power generation g/kwh 0.95 97
Indicator of soot emission from thermal power generation g/kwh 0.1 97
Installed capacity of denitrification units MW 15960 71
Investment in environmental protection - Dedusting and Desulfurization Measures RMB million 670 65
Investment in environmental protection - Denitrification Measures RMB million 461 65
NOx Emission of power segment 10 thousand tonnes 46.8 44.4 70
NOx emission from boiler at Ninghai Power’s No. 3 power generation unit after denitrification mg/m³ 100 71
NOₓ total emission 10 thousand tonnes 44.4 97
Number of electrostatic precipitators at Tianjin Coal Dock 26 71
SO2 Emission of power segment 10 thousand tonnes 18.8 19.6 70
SO₂ total emission 10 thousand tonnes 19.6 97
Share of total installed capacity of denitrification units in company’s coal-fired units % 39 71
Soot total emission 10 thousand tonnes 1 97
Total Chemical Oxygen Demand (COD) emission 10 thousand tonnes 0.38 95

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2011 2012 Report Pages
Commercial coal production Million tonnes 281.9 304 23
Commercial coal production (million tonnes) million tonnes 304 94
Domestic seaborne coal sales volume million tonnes 258.8 35
Expected annual standard coal savings from Suizhong Power, Panshan Power and Zhunge'er Power upgrades tonnes per annum 675000 67
Methane gas extracted from coal mines million m³ 29.87 45
Reduction in emission of carbon dioxide tonnes 430000 76

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2011 2012 Report Pages
Balance of accrued reclamation cost million RMB 1921 72
Coal Fly Ash and Cinder, Volume generated million tonnes 18.2 70
Coal Gangue, Volume generated million tonnes 24.2 70
Coal Sales million tonnes 387.5 464.6 3
Coal fly ash and cinder - Total generation million tonnes 18.2 97
Coal sales Million tonnes 387.5 464.6 23
Coal sales (million tonnes) million tonnes 464.6 94
Coal shipment volume for domestic sales through major ports million tonnes 639 35
Gangue removed (million tonnes) million tonnes approximately 22.5 96
Removed gangue million tonnes 22.5 67

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2012 Report Pages
Integrated utilization of coal gangue (million tonnes) million tonnes approximately 6.5 96
Other Solid Waste, Volume generated million tonnes 2 70
Total Solid Waste, Volume generated million tonnes 44.4 70

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2012 Report Pages
CO₂ emission reduction approved of CDM projects 10 thousand tonnes CO₂ equivalent 52.9 95
Number of registered CDM projects 3 95
Proposed CO₂ emission reduction from CDM projects tonnes CO₂ equivalent 529000 76

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2012 Report Pages
Coal Fly Ash and Cinder, Comprehensive utilization rate % 74.7 70
Coal Fly Ash and Cinder, Comprehensive utilization volume million tonnes 13.6 70
Coal Gangue, Comprehensive utilization rate % 26.9 70
Coal Gangue, Comprehensive utilization volume million tonnes 6.5 70
Coal fly ash and cinder - Integrated utilization million tonnes 13.6 97
Dust-removal efficiency of electrostatic precipitators at Tianjin Coal Dock % 96 71
Investment in advanced treatment of mine water by Shendong Coal Group million RMB 12.3 68
Investment in environmental protection - Sewage Prevention & Treatment RMB million 50 65
Other Solid Waste, Comprehensive utilization rate % 85 70
Other Solid Waste, Comprehensive utilization volume million tonnes 1.7 70
Total Solid Waste, Comprehensive utilization rate % 49.1 70
Total Solid Waste, Comprehensive utilization volume million tonnes 21.8 70

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2010 2011 2012 Report Pages
Aggregate energy consumption per RMB10000 output value tonne standard coal/RMB10000 1.98 95
Average consumption of standard coal for power output dispatch of coal-fired units g/kwh 323 97
Average standard coal consumption for power output dispatch of Guohua Power Branch g/kwh 316 67
Average standard coal consumption for power output dispatch of coal-fired generators g/kWh 323 8
Average transportation distance by railway km 600 67
Average underground transportation distance achieved by Shendong Coal Group km 10 67
Average utilization hours of coal-fired power generators (China Shenhua) hours 5261 37
Average utilization hours of coal-fired power generators (National Average) hours 4965 37
Capacity of power generators with 600MW or above as percentage of total coal-fired power generators % 62.2 67
Capital investment (RMB100 million) RMB100 million approximately 41.5 94
Comprehensive energy consumption 10 thousand tonnes of standard coal, million tonnes of standard coal 4055 66, 95
Comprehensive energy consumption per RMB10000 output value tonne standard coal/RMB10000, tonnes of standard coal/RMB10000 2.06 2.01 1.98 3, 66
Cumulative power supply from shore-based power supply for 20 voyages million kwh 12.439 67
Denitrification units - Capacity MW 15960 97
Denitrification units - Proportion to the total capacity of coal-fired units % 39 97
Electricity consumption for the selection of thermal coal (kWh/tonne) kWh/tonne 2.36 96
Electricity consumption of raw coal production (kWh/tonne) kWh/tonne 5.65 96
Heat supply capacity provided by company generators to locality MW 10407 80
Installed capacity of coal-fired generators MW 40877 97
Installed capacity of heating units MW 10407 97
Installed capacity of hydropower units MW 125 97
Installed capacity of power generation business employing direct air-cooling technology MW 9720 68
Installed capacity of wind power units MW 15.75 97
Integrated energy consumption of raw coal production (kg standard coal/tonne) kg standard coal/tonne 2.58 96
Integrated energy consumption per 10 thousand tonne kilometres of railway (kg standard coal/10 thousand tonne kilometres) kg standard coal/10 thousand tonne kilometres 26.9 96
Integrated energy consumption per 10 thousand tonne throughput of port (kg standard coal/10 thousand tonne) kg standard coal/10 thousand tonne 3041.68 96
Integrated energy consumption per 1000 tonne nautical miles of shipping (kg standard coal/1000 tonne nautical miles) kg standard coal/1000 tonne nautical miles 6.17 96
Integrated utilization of the installed capacity in power plant MW 5667 97
Raw coal washed and processed (million tonnes) million tonnes 260.3 96
Reduction in consumption of standard coal tonnes 160000 76
Reduction in transportation of stripped materials by Zhunge'er Company m3 per year 8000000 67
Seaborne coal of self-owned port (million tonnes) million tonnes 124.4 94
Seaborne coal of self-owned ports Million tonnes 107.8 124.4 23
Standard average coal consumption for power output dispatch of coal-fired generators g/kWh 323 66
Total coal sales million tonnes 464.6 35
Total installed capacity MW 41798 97
Total power generation of wind power and hydropower generating units million kWh 470 76
Total power output dispatch Billion kwh, billion Kwh 175.61 193.46 3, 23
Total power output dispatch (billion kwh) billion kwh 193.46 94
Units of 600MW and above - Capacity MW 25420 97
Units of 600MW and above - Proportion to the total capacity of coal-fired units % 62.2 97
Washed and processed raw coal million tonnes 260.3 67
Wind power and hydropower generation in aggregate 100 million kwh 4.7 97
Year-on-year decrease in comprehensive energy consumption per RMB10000 output value % -1.5 66

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2011 2012 Report Pages
Amount of sewage produced million tonnes approximately 158.4 95
Comprehensive utilization of sewage million tonnes 84 68
Comprehensive utilization rate of sewage % 53 68
Domestic sewage amount produced million tonnes 14.1 16 69
Domestic sewage amount utilized million tonnes 4.7 5.4 69
Fresh water consumption million m³ 159.5 95
Fresh water consumption for power generation of Shendong Power Company kg/kwh 0.26 68
Fresh water consumption for raw coal washing and selection m³ per ten thousand tonnes 77 68
Fresh water consumption for thermal power generation kg/kwh 0.64 68, 97
Fresh water consumption for thermal power generation - National average of coal fired power business kg/kwh 2.34 68
Fresh water consumption of raw coal washing and selection (m³/10 thousand tonnes) m³/10 thousand tonnes 77 96
Increase in usable water per day from advanced mine water treatment m³ per day 4000 68
Industrial sewage amount produced million tonnes 29.8 33 69
Industrial sewage amount utilized million tonnes 23.9 26.7 69
Mine water (drainage water) amount produced million tonnes 93.1 109.4 69
Mine water (drainage water) amount utilized million tonnes 32.9 51.9 69
Seawater desalinated million tonnes 9.5 68
Sewage reused by the company million tonnes 84 68
Total fresh water consumption million m³ 159.5 68
Total sewage produced million tonnes 158.4 68
Water resource from seawater desalination million tonnes 9.5 97

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2012 Report Pages
Investment in energy conservation RMB100 million 2.4 95
Investment in energy conservation and environmental protection - Coal business RMB billion 0.28 65
Investment in energy conservation and environmental protection - Power business RMB billion 0.79 65
Investment in energy conservation and environmental protection - Transportation business RMB billion 0.19 65
Lighting equipment removed at headquarters parking lot for electricity conservation 50% 77
Mechanization rate of coal mining and excavation (%) % 100 96
Share of installed capacity using direct air-cooling technology % 23.8 68
Silver Award (Annual Report) and Honorary Award (CSR Report) in 2012 ARC Competition in the category of energy Awarded 93

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2012 Report Pages
Utilization rate of waste water % approximately 53.0 95
Water treatment capacity of seawater desalination equipment at Huanghua Power tonnes per day 32500 68

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2012 Report Pages
Additional area of subsidence areas treated by Shendong Coal Group million m² 9 73
Area of grass seeds sowed million m² 2.4 73
Average recovery rate in mining area (%) % 87.4 96
Average recovery rate in mining area of open-cut mines (%) % 97.6 96
Average recovery rate in mining area of underground coal mines (%) % 81.6 96
Average recovery rate of coal mines % 87.4 66
Average recovery rate of coal mining areas % 87.4 8
Ballast water received by Tianjin Coal Dock tonnes 35000 68
Biological barrier established along Baoshen Railway in Northwest China million m² 12.723 76
Capital investment in water and soil conservation and ecological construction RMB10 million 3.2 95
Conserving fishery resources for Yangtze River - hatchlings of eriocheir sinensis released kg 700 88
Conserving fishery resources for Yangtze River - total breeding fish released kg 92500 88
Corolla trees of various species planted along Baoshen Railway in Northwest China corolla trees 9000 76
Crops harvested at Zhunge'er Energy Company soil dump site nearly a million Jin 75
Demonstration sites of ecology constructed at Zhunge'er Energy Company soil dump site m² 358000 75
Duration of trial run for lignite quality improvement project (phase I) hour 168 28
Green area added million m² 19.2 8
Hedgegrow length along Baoshen Railway in Northwest China meters 10000 76
Increase in greening area million m² 19.2 72
Investment in ecological construction billion RMB 0.32 72
Investment in ecology construction billion RMB 0.32 8
Investment in environmental protection RMB100 million 10.2 95
Investment in environmental protection - Ecological Construction/reclamation & Greening RMB million 324 65
Investment in environmental protection - Others RMB million 113 65
Managed and protected forest belt along Baoshen Railway in Northwest China million m² 67.33 76
New greening area 10 thousand m² 1920 95
Number of SH217 sub-projects commenced operation 15 25
Number of SH217 sub-projects completed first stage construction 16 25
Number of horizontally coordinated platforms constructed under SH217 project 2 25
Number of operating coal mines identified as high gas content mines 2 45
Number of provincial (industrial) level awards in technology, safety, and environmental protection won by China Shenhua awards 6 92
Number of shrubs planted (various species) million 3.2 73
Production line capacity of lignite quality improvement project (phase I) tonnes per year 500000 28
Production of aluminum oxide products from coal fly ash comprehensive utilization projects tonnes 160 71
Production of coal gangue (million tonnes) million tonnes 24.2 96
Recovery rate of open-cut mines % 97.6 66
Recovery rate of underground mines % 81.6 66
Rejuvenated area along Baoshen Railway in Northwest China million m² 5.74 76
Shrubs planted along Baoshen Railway in Northwest China million shrubs 4.91 76
Total area of land treated by Shendong Coal Group million m² 12.28 73
Trees planted along Baoshen Railway in Northwest China trees 244000 76

Description of the significant climate-related issues which have impacted, and those which may impact, the issuer, and the actions taken to manage them.

Indicator Unit 2012 Report Pages
Beijing Thermal power supply reduction risk during flood event MW more than 200 80

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2011 2012 End of 2011 End of 2012 since 2003 Report Pages
Market share of China Shenhua in the coastal region coal market % 40.5 35
Number of Board of Directors meetings 14 21
Number of annual general meetings held meeting 1 20
Number of disabled employees 278 52, 95
Number of employees 89144 95
Number of employees in finance and accounting 1421 1416 52
Number of employees in management and administration 11389 12613 52
Number of employees in operation and maintenance 55536 59813 52
Number of employees in other specialties 4629 4927 52
Number of employees in research and development and technical support 6656 8044 52
Number of employees in sales and marketing 2629 2331 52
Number of employees with below college graduate education 41925 41908 52
Number of employees with college graduate education 20703 23025 52
Number of employees with postgraduate or above education 1522 2071 52
Number of employees with university graduate education 18110 22140 52
Number of ethnic minority employees 4551 52
Number of executive directors on the Board directors 4 22
Number of experts, scholars and technicians participating in key technology researches of China Shenhua 10000 26
Number of extraordinary general meetings held meeting 1 20
Number of female employees employees 17542 53, 95
Number of independent non-executive directors on the Board directors 3 22
Number of minority employees 4551 95
Number of non-executive directors on the Board directors 2 22
Number of senior management members aged above 55 member 1 22
Number of senior management members aged between 45 and 49 members 5 22
Number of senior management members aged between 50 and 55 members 5 22
Number of small and medium shareholders meetings held in Beijing, Shenzhen and Shanghai meetings 3 34
Percentage of employees who are university graduates % 27.2 52
Percentage of female employees % 19.7 53
Relocation compensation paid by Baode Mine for resettlement of involved villagers million RMB 320 83
Revenues (RMB million) RMB million 250260 94
Total assets RMB million 406507 457367 24
Total number of employees 82260 89144 52
Total payment of salary, bonus, allowance and subsidy to employees million RMB 11077 53
Total proposals collected from employees by employee representative committee proposals 113 57
Total proposals summarized by employee representative committee proposals 83 57

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2011 2012 Report Pages
Proposals submitted by staff relating to corporate culture submissions 12 57
Proposals submitted by staff relating to corporate development, operation and management submissions 32 57
Proposals submitted by staff relating to talent team-building and technological innovation submissions 16 57
Proposals submitted by staff relating to the Happiness Project for Employees submissions 23 57
Turnover of self-owned railway transportation Billion tonne km 162.3 176.2 23
Turnover of self-owned railway transportation (billion tonne km) billion tonne km 176.2 94

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2010 2011 2012 Report Pages
Additional employees with occupational disease (cases) 10 95
Fatality rate in raw coal production per million tonnes 0.003 8
Fatality rate per million tonnes of raw coal output 0.0123 0.0196 0.003 3
Fatality rate per million tonnes of raw coal production - China Shenhua 0.0123 0.0196 0.003 44
Fatality rate per million tonnes of raw coal production - Coal mines in China 0.749 0.564 0.374 44
Fatality rate per million tonnes of raw coal production - Major state-owned coal mines 0.289 0.163 44
National average fatality rate in raw coal production per million tonnes 0.374 8
Number of coal mines with a continuous production period with zero fatalities exceeding 1000 days coal mines 13 43
Number of coal mines with a continuous production period with zero fatalities exceeding 2000 days coal mines 4 43
Number of coal mines with a continuous production period with zero fatalities exceeding 3000 days coal mines 2 43
Number of coal mines with a safety record of consecutive 1000 days or above 13 96
The fatality rate per million tonnes of raw coal production 0.003 96

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2007 2008 2009 2010 2010-2011 2011 2012 Report Pages
Capital investment in occupational health RMB 100 million more than 2.49 95
Number of Super-safe and Efficient coal mines - China Shenhua (Grade 1) 2 1 4 3 44
Number of Super-safe and Efficient coal mines - China Shenhua (Super) 16 13 15 15 44
Number of Super-safe and Efficient coal mines - China Shenhua (Total) 18 14 19 18 44
Number of emergency refuges established 23 45
Number of first class intrinsic-safety compliant units 23 94
Number of inspection teams established for coal mine safety 83 45
Number of inspection teams for intrinsic-safety systems teams 24 47
Number of new cases of employees with occupational diseases cases 13 10 54
Number of professionals in inspection teams for intrinsic-safety systems professionals 265 47
Number of safety training sessions provided to employees person-times over 370000 47
Number of super-safe and Efficient Mines 15 96
Number of units reached intrinsic-safety level one units 23 47
Number of units reached intrinsic-safety level two units 45 47
Occupational health investment of China Shenhua RMB million 78 180 100 221 249 54
Percentage of production units reached intrinsic-safety level two % 68.7 47
Safety production training (person-time) person-time Over 370000 94

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2012 Report Pages
Capital investment in technological innovation RMB100 million approximately 27.1 95
Investment in scientific and technological innovations billion RMB 2.71 8
Number of 'micro-video' courses rolled out by Guohua Power Online College courses 144 56
Number of R&D institutions participating in key technology researches of China Shenhua 60 26
Number of business capabilities to be upgraded under SH217 project 7 25
Number of competency dimensions covered by Guohua Power Online College dimensions 12 56
Number of employees attended training sessions 621000 8
Number of management innovations achieved under SH217 project 180 25
Number of participants in Shendong Coal Group's training sessions participants 15013 56
Number of participants in seminars for start-ups for local college students participants 1500 81
Number of specialty modules included in Guohua Power Online College modules 9 56
Number of training centers covered by Guohua Power Online College centers 3 56
Number of training sessions provided by Baoshen Railway Company sessions 65 56
Number of training sessions provided by Shendong Coal Group's Education and Training Center sessions 208 56
Staff training (person-time) more than 621000 95

The average training hours completed per employee by gender and employee category.

Indicator Unit 2012 Report Pages
Accumulated training hours hours 6531000 55
Investment in employee training million RMB 154 8, 55
Staff training time in aggregate hours more than 6531000 95
Total person-times of employees trained person-times 621000 55

Number of suppliers by geographical region.

Indicator Unit 2011 2012 Report Pages
Number of centralized procurement suppliers registered in Company's branches (subsidiaries) 605 39
Number of centralized procurement suppliers registered in Company's headquarters 2528 39
Number of production and construction units inspected times 752 45
Number of registered companies which are potential suppliers in the SRM System 3133 39
Percentage of purchase from top five suppliers to total purchase (%) % 15.2 94
Percentage of sales revenue from top five customers to total revenue (%) % 16.6 94
Purchases from five largest domestic suppliers million RMB 2842311 38
Purchases from five largest domestic suppliers as percentage of total annual purchase % 15.2 38
Shipment turnover Billion tonne nautical miles 71.5 82.5 23
Shipment turnover (billion tonne nautical miles) billion tonne nautical miles 82.5 94
Total assets (RMB million) (ASBE) RMB million 453256 94
Total assets (RMB million) (IFRS) RMB million 457367 94

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2012 Report Pages
Number of vertically integrated management platforms constructed under SH217 project 1 25

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2011 2012 Report Pages
Coal products satisfaction (%) (2011) % 100 96
Coastal market share in the PRC (%) % 40.5 96
Customer satisfaction (%) (2011) % 94.7 96
Number of analysts and fund managers met by China Shenhua 1900 33
Percentage of total revenue from top five customers % 16.6 35
Profit attributable to equity shareholders of the Company for the year (RMB million) (IFRS) RMB million 48858 94
Proposed final dividend as percentage of basic earnings per share percent 40.1% 34
Proposed final dividend per share RMB per share 0.96 34
Reduction in railway freight turnover billion tonne km 13.5 67
Reduction in railway freight turnover due to gangue removed (billion tonne km) billion tonne km approximately 13.5 96
Response rate for issues replied to from Chairman’s mailbox at Shendong Coal Group 88% 57
Revenues RMB million, million RMB 209225 250260 6, 24
Total revenue from sales to top five customers RMB million 41460 35
Year-on-year increase in profit attributable to equity shareholders % 6.6 6

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2008 2009 2010 2011 2012 Report Pages
Cumulative total number of invention patents granted 143 28
Cumulative total number of patents granted 928 28
Invention patents granted to China Shenhua patents 1 16 17 33 71 27
Invention patents obtained 71 95
Number of invention patents granted 71 28
Number of national-level awards in technology, safety, and environmental protection won by China Shenhua awards 10 92
Number of patents granted for 'one-step acid dissolution' technique 10 71
Number of patents obtained 281 8
Patents granted to China Shenhua patents 59 75 102 270 281 27
Patents obtained 281 95
Total number of patents granted 281 28

Description of quality assurance process and recall procedures.

Indicator Unit 2012 Report Pages
Number of new technological innovation projects initiated by headquarters 85 28

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2008 2009 2010 2011 2012 Report Pages
Number of announcements published by China Shenhua 128 146 153 161 198 32
Number of announcements released 198 94

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2011 2012 Report Pages
Minimum dividend payout ratio defined in Article of Association percent 35% 34
Most Overseas Influential Brand of Listed Companies Award in Golden Bauhinia Award Awarded 93
Number of Supervisory Committee meetings 4 21
Number of shareholders' class meetings held meeting 2 20
Total tax paid RMB million 39940 43570 3

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2012 Report Pages
GRI Application Level (China Shenhua Energy Company Limited) B+ 103
GRI application level of report B+ 102
Letters received by Chairman’s mailbox at Shendong Coal Group letters 37748 57
Local taxes paid by Baode Mine billion RMB 8.165 83
Number of special inspections conducted by inspection teams more than 100 45

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2012 Report Pages
Anti-corruption education activities conducted activities 624 23
Anti-corruption education participations person-times 39.3 thousand 23
Best Board of Directors of Companies Listed on the Main Board in China Awarded 93
Best Board of Directors of State-owned Enterprises (Holding) Listed in China Awarded 93

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2008 2009 2010 2011 2012 Report Pages
2011 Top 10 Main Board Listed Companies of the Annual Report Award of Listed Companies rank Top 10 93
Basic earnings per share RMB/share 2.305 2.456 3, 24
Children receiving health care funded by Shenhua Loving Care Activities children 3830 86
China Shenhua’s investment in technological innovations RMB 100 Million 11.8 14.7 19.2 23.9 27.1 27
Donations to Shenhua Foundation million RMB 66 86
Donations to the society RMB million 625 115 3
Honorary Award (Annual Report) and Bronze Award (CSR Report) in 2012 Regular Report Competition Awarded 93
Issues replied to from Chairman’s mailbox at Shendong Coal Group issues 23489 57
Issues summarized from letters received by Chairman’s mailbox at Shendong Coal Group issues 26742 57
Number of Shenhua Loving Care Schools sponsored in Jiangxi and Yunnan schools 7 87
Number of community development programmes covering education, health care, culture and other public services established by Shenhua Australia programmes 9 84
Number of disabled persons in first batch for artificial limb fixation stations in Urumqi City, Changji Prefecture and Turpan City in Xinjiang persons 150 87
Number of employees participating in one-to-one mentoring campaign for middle and primary school students in Zhangjiakou City, Hebei Province employees 428 88
Number of investors met by China Shenhua via investment forums 300 500 600 33
Number of investors met by China Shenhua via roadshows 400 900 700 33
Number of investors met by China Shenhua via visits, telephone conferences 300 600 600 33
Number of middle and primary school students from impoverished families covered by mentoring campaign in Zhangjiakou City, Hebei Province students 113 88
Number of mobile rescue capsules established 2 45
Number of prosthetic limb attachments achieved in Zhaotong region, Yunnan Province cases 100 87
Number of schools benefited by Shenhua Loving Care Libraries in Inner Mongolia schools 1387 87
Number of scientific research and development projects approved by the headquarters 85 95
Number of seminars for start-ups for local college students seminars 7 81
Patients of congenital heart disease receiving health care funded by Shenhua Loving Care Activities patients 3175 86
Patients of leukaemia receiving health care funded by Shenhua Loving Care Activities patients 655 86
Suggestions adopted from letters received by Chairman’s mailbox at Shendong Coal Group suggestions 5000 57
Top 100 Market Value of Companies Listed on the Main Board, Top 10 Best Management Team Awarded 93

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2008 2009 2010 2011 2012 2012 (proposed) Report Pages
Annual final dividend of China Shenhua RMB per share 0.46 0.53 0.75 0.9 35
Annual final dividend of China Shenhua (proposed by the Board) RMB per share 0.96 35
Cash dividend in aggregate (RMB million) (2005-2012) RMB million 106137 94
Direct donations to community, disaster-stricken areas, education sector, social welfare and cultural sectors by China Shenhua million RMB 49 86
Donations to external organizations million RMB 115 9
Donations to external parties (RMB million) RMB million 115 94
External donations by China Shenhua million RMB 115 86
Final dividend (inclusive of tax) RMB/share 0.9 0.96 3
Final dividend for 2012 (RMB/share) (inclusive of tax) (proposed) RMB/share 0.96 94
Final dividend in 2011 RMB million 17901 35
Final dividend in 2012 (proposed by the board) RMB million 19094 35
Final dividend per share (inclusive of tax) RMB 0.96 9
Final dividend per share as percentage of basic earnings per share 40.1% 9
Number of books donated by Shenhua Loving Care Libraries to Inner Mongolia million books 4.262 87
Number of company volunteers registered to Shenhua Foundation volunteers 104 88
Number of projects funded by subsidiaries (branches) 219 28
Number of registered volunteer members members 8673 88
Number of students benefited by Shenhua Loving Care Libraries in Inner Mongolia million students 1.556 87
Number of volunteer teams teams 33 88
Social contribution per share RMB/share 4.205 5.254 5.709 3
Social contribution value per share (Accounting Standard for Business Enterprises) RMB 5.648 17
Social contribution value per share (International Financial Reporting Standards) RMB 5.709 17
Social contributions in RMB per share (ASBE) RMB/share 5.648 94
Social contributions in RMB per share (IFRS) RMB/share 5.709 94
Total donation under Shenhua Loving Care Schools program million RMB 830 87
Total tax paid (RMB million) RMB million 43570 94
Volunteer hours donated by Shendong Coal Group Volunteers Association hours 600 89
Year-on-year increase in revenues % 19.6 6

The types of emissions and respective emissions data.

Standard Indicator Unit 2011 2012
Airborne Particulate Matter (PM) Emissions 10 thousand tonnes 1
NOₓ Emissions 10 thousand tonnes 46.8 44.4
SOₓ Emissions 10 thousand tonnes 18.8 19.6

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2012
GHG Removals from Newly Planted Trees tonnes 430000
Total GHG Emissions tonnes 430000

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2012
Total Hazardous Waste million tonnes 18.2

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2012
Non-Hazardous Waste Disposed million tonnes 44.4
Non-Hazardous Waste Reused million tonnes 6.5

Description of emissions target(s) set and steps taken to achieve them.

Standard Indicator Unit 2012
CO2 Emissions Reduction Compared to Last Year tonnes CO2 equivalent 529000

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2010 2011 2012
Comprehensive Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 2.06 2.01 1.98
Energy Consumption Intensity (By Area per Year) kWh/tonne 5.65
Energy Consumption Intensity (By Product Weight) kg standard coal/tonne 2.58
Grid Electricity Consumption kwh 16000000
Hydropower Energy MW 125
Purchased Electricity kwh 16000000
Reduction in Total Energy Consumption tonnes 160000
Renewable Energy Consumption million kWh 470
Total Energy Consumption million tonnes of standard coal 40.55
Total Indirect Energy Consumption kwh 16000000
Total Purchased Energy kwh 16000000
Wind Energy MW 15.75

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2011 2012
Discharge of Domestic Wastewater million tonnes 14.1 16
Discharge of Industrial Wastewater million tonnes 29.8 33
Recycled Water Percentage % 53
Recycled Water Usage million tonnes 84
Seawater Consumption million tonnes 9.5
Seawater Withdrawal million tonnes 9.5
Total Water Withdrawal million m³ 159.5
Water Consumption million m³ 159.5

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2012
Investment in Energy-saving and Emission-reduction Technology Transformation million RMB 240

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2012
Total Investment in Ecological Restoration billion RMB 0.32

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2011 2012
Number of Bachelor's Degree Employees 22140
Number of Below Junior College Employees 41908
Number of Employees Aged 30-50 49913
Number of Employees Aged Above 50 5802
Number of Employees Aged Below 30 33429
Number of Female Employees employees 17542
Number of Master's Degree Employees 2071
Number of Senior Management Employees 11
Number of Senior Management Employees (Female) 1
Number of Total Employees 82260 89144
Percentage of Bachelor's Degree Employees % 27.2
Percentage of Employees Aged 30-50 % 55.3
Percentage of Employees Aged Above 50 % 7.2
Percentage of Employees Aged Below 30 % 37.5
Percentage of Female Employees % 19.7

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2010 2011 2012
Work-related Fatalities Rate (Per Unit Product) per million tonnes 0.0123 0.0196 0.003

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2008 2009 2010 2011 2012
Investment in Work Safety RMB million 78 180 100 221 249
Number of People Receiving Training on Work Safety person-times 370000

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2012
Total Cost of Training million RMB 154

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2012
Total Training Hours hours 6531000

Number of suppliers by geographical region.

Standard Indicator Unit 2012
Number of Total Suppliers 3133
Proportion of Spending on Local Suppliers % 15.2

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2008 2009 2010 2011 2012
Accumulative Number of Invention Patents patents 143
Accumulative Number of Patents Granted patents 928
Number of Invention Patents patents 1 16 17 33 71
Number of Patents Granted patents 59 75 102 270 281

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2012
Number of Anti-corruption Training Session activities 624
Number of Attendance for Anti-corruption Training person-times 39300

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2012
Number of Employees Participating in Volunteer Activities employees 104
Number of Registered Volunteers members 8673
Total Cash Donations million RMB 115
Total Public Welfare Donations million RMB 115
Total Social Investment million RMB 49
Total Volunteer Service Hours hours 600