2021 SOCIAL RESPONSIBILITY REPORT
Extracted ESG KPIs
KPIs are organized by ESG aspects.
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2019 | 2020 | 2021 | Report Pages |
|---|---|---|---|---|---|
| Diesel emissions | tonnes | 31.15 | 28.41 | 28.15 | 31 |
| Direct emissions (Scope 1) | tonnes | 667.35 | 633.55 | 743.2 | 31 |
| GHG emissions per square meter | tonnes, tonnes per square meter | 0.17 | 0.16 | 0.16 | 17, 31 |
| Gasoline emissions | tonnes | 88.28 | 124.12 | 135.53 | 31 |
| Indirect emissions (Scope 2) | tonnes | 22963.3 | 26279.11 | 26850.45 | 31 |
| Natural gas emissions | tonnes | 547.92 | 481.02 | 579.52 | 31 |
| Purchased electricity emissions | tonnes | 22963.3 | 26279.11 | 26850.45 | 31 |
| Total GHG Emissions (Scope 1 and 2) | tonnes | 23630.65 | 26912.66 | 27593.65 | 31 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2019 | 2020 | 2021 | Report Pages |
|---|---|---|---|---|---|
| Hazardous waste | tonnes | 49.65 | 1.15 | 1.58 | 31 |
| Hazardous waste per capita | tonnes per capita | 0.019 | 0.002 | 0.002 | 31 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2019 | 2020 | 2021 | Report Pages |
|---|---|---|---|---|---|
| Non-hazardous waste | tonnes | 7.38 | 13.9 | 31.09 | 31 |
| Non-hazardous waste per capita | tonnes per capita | 0.0016 | 0.0019 | 0.0039 | 31 |
Description of emissions target(s) set and steps taken to achieve them.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Amount of carbon neutral bonds issued | billion RMB | 17.1 | 15 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2019 | 2020 | 2021 | 2022-2024 | 2025-2029 | 2030 and beyond | Report Pages |
|---|---|---|---|---|---|---|---|---|
| Annual utilization of clean energy at Beijing headquarters (2022-2024) | % | 30 | 18 | |||||
| Annual utilization of clean energy at Beijing headquarters (2025-2029) | % | 50 | 18 | |||||
| Annual utilization of clean energy at Beijing headquarters (2030 and beyond) | % | 100 | 18 | |||||
| Diesel energy consumption | MWh | 118.48 | 108.05 | 107.07 | 31 | |||
| Direct energy consumption | MWh | 3281.23 | 3075.08 | 3624.47 | 31 | |||
| Energy consumption per square meter | MWh, MWh/square meter | 0.25 | 0.24 | 0.25 | 8, 31 | |||
| Gasoline energy consumption | MWh | 360.63 | 507.03 | 553.63 | 31 | |||
| Indirect energy consumption | MWh | 32822.96 | 37482.5 | 38799.62 | 31 | |||
| Information technology | Person | 1250 | 31 | |||||
| Natural gas energy consumption | MWh | 2802.12 | 2460 | 2963.77 | 31 | |||
| Purchased electricity | MWh | 32822.96 | 37482.5 | 38799.62 | 31 | |||
| Total energy consumption | MWh | 36014.19 | 40557.58 | 42424.09 | 31 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Indicator | Unit | 2019 | 2020 | 2021 | Report Pages |
|---|---|---|---|---|---|
| Water consumption | tonnes | 145192 | 128369 | 143834.07 | 31 |
| Water consumption per square meter | Tonnes, tonnes/square meter | 1.02 | 0.89 | 1.04 | 8, 31 |
Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Actual underwriting amount of green bonds (including asset securitization products) by CITIC Securities | billion RMB | 30.678 | 15 |
| Number of green bonds (including asset securitization products) underwritten by CITIC Securities | bonds | 17 | 15 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Administration | Person | 310 | 31 |
| Business personnel | Person | 13683 | 31 |
| Dispatched employees | Person | 1211 | 32 |
| Employee Age Distribution - Aged above 50 | 1057 | 20 | |
| Employee Age Distribution - Aged below 30 | 10411 | 20 | |
| Employee Age Distribution - Aged between 30 and 50 | 12228 | 20 | |
| Employee Education Level Structure - Bachelor | 13317 | 20 | |
| Employee Education Level Structure - College and below | 1409 | 20 | |
| Employee Education Level Structure - Doctorate | 311 | 20 | |
| Employee Education Level Structure - Master | 8659 | 20 | |
| Employee Gender Distribution - Female | 11601 | 20 | |
| Employee Gender Distribution - Male | 12095 | 20 | |
| Employee Geographical Distribution - Hong Kong, Macao and Taiwan regions | 1238 | 20 | |
| Employee Geographical Distribution - Mainland China | 21475 | 20 | |
| Employee Geographical Distribution - Others | 983 | 20 | |
| Employees aged above 50 | Person | 1057 | 32 |
| Employees aged below 30 | Person | 10411 | 32 |
| Employees aged between 30 and 50 | Person | 12228 | 32 |
| Employees in Hong Kong, Macao and Taiwan | Person | 1238 | 32 |
| Employees in Mainland China | Person | 21475 | 32 |
| Employees in Others (geographical region) | Person | 983 | 32 |
| Employees with Bachelor | Person | 13317 | 32 |
| Employees with College and below | Person | 1409 | 32 |
| Employees with Master | Person | 8659 | 32 |
| Employees with PhD | Person | 311 | 32 |
| Female employees | Person | 11601 | 32 |
| Male | Person | 12095 | 31 |
| Male-to-female ratio | 1.06 | 20 | |
| Number of employees in majors subsidiaries (including brokers and dispatched employees) | Person | 9283 | 31 |
| Number of employees in the parent company (including brokers and dispatched employees) | Person | 14413 | 31 |
| Number of retired employees whose expenses are borne by the parent company and major subsidiaries | Person | 441 | 31 |
| Proportion of overseas (including Hong Kong, Macao and Taiwan) employees | % | 7.97 | 20 |
| Regular employees | Person | 22485 | 32 |
| Total amount of green bonds (including asset securitization products) underwritten by CITIC Securities | billion RMB | 136.2 | 15 |
| Total number of employees | 23696 | 20 | |
| Total number of employees on active duty | Person | 23596 | 31 |
Employee turnover rate by gender, age group and geographical region.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Employee turnover rate by age: 30-50 | % | 6.56 | 32 |
| Employee turnover rate by age: above 50 | % | 4.35 | 32 |
| Employee turnover rate by age: below 30 | % | 10.20 | 32 |
| Employee turnover rate by gender: Female | % | 7.90 | 32 |
| Employee turnover rate by gender: Male | % | 8.21 | 32 |
| Employee turnover rate in Hong Kong, Macao and Taiwan | % | 18.90 | 32 |
| Employee turnover rate in Mainland China | % | 6.89 | 32 |
| Employee turnover rate in Others (geographical region) | % | 20.04 | 32 |
| Total employee turnover rate | % | 8.06 | 32 |
Lost days due to work injury.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Lost days due to work injury | Day | 198 | 32 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Percentage of employees trained by gender: Female | % | 100 | 32 |
| Percentage of employees trained by gender: Male | % | 100 | 32 |
| Percentage of trained management personnel | % | 100 | 32 |
| Percentage of trained non-management personnel | % | 100 | 32 |
The average training hours completed per employee by gender and employee category.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Average training hours completed by management personnel | Hour | 44.99 | 32 |
| Average training hours completed by non-management personnel | Hour | 68.34 | 32 |
| Average training hours completed per employee by gender: Female | Hour | 67.63 | 32 |
| Average training hours completed per employee by gender: Male | Hour | 67.63 | 32 |
Number of suppliers by geographical region.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Amount of green corporate bonds (including asset securitization products) mainly underwriting issued | billion RMB | 16.5 | 15 |
| Number of suppliers by geographical region - Mainland China | 783 | 33 | |
| Number of suppliers by geographical region - Overseas (including Hong Kong, Macao and Taiwan) | 23 | 33 |
Number of products and service related complaints received and how they are dealt with.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Coupon rate for Hainan Agricultural Reclamation Investment Holding Group green rural revitalization bond | % | 3.49 | 29 |
| Customer satisfaction | % | 99.14% | 33 |
| Number of Overall Customer Satisfaction Surveys Conducted | Pcs | 389791 | 33 |
| Number of customer complaints received | Pcs | 228 | 33 |
| Number of customers consulted | Pcs | 1224428 | 33 |
| Number of international ESG bonds underwritten by CITIC Securities | bonds | 38 | 15 |
| Total sale of first batch of carbon neutrality green bonds underwritten by CITIC Securities | billion RMB | 7 | 15 |
Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Others (including liquidation, risk control, legal compliance, supervision, audit, etc.) | Person | 7831 | 31 |
Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Bond issuance for Hainan Agricultural Reclamation Investment Holding Group (green rural revitalization) | billion RMB | 1 | 29 |
| Donation for food control and disaster relief and post-disaster reconstruction in Henan (social welfare donations) | million RMB | 1 | 29 |
| Donation for livelihood and disaster relief supplies in disaster-stricken areas in Henan (social welfare donations) | million RMB | 3 | 29 |
| Donation to support post-disaster reconstruction and enhance achievements of poverty alleviation in Xi County, Shanxi Province (social welfare donations) | million RMB | 1.8 | 29 |
| Investment in construction of school dormitories in Jiishishan County, Gansu Province (education assistance) | million RMB | 7 | 29 |
| Investment in supporting counties receiving the Group's targeted poverty alleviation (social welfare) | million RMB | 2 | 29 |
| Number of cities and counties in 17 provinces with agricultural-related enterprises under 'insurance + futures' model | 70 | 29 | |
| Number of community service activities participated in by CITIC CLSA Securities and local social welfare organizations in 2021 | 60 | 30 | |
| Number of farmers, cooperatives and agricultural-related enterprises protected by 'insurance + futures' model | 127280 | 29 | |
| Number of sets of child safety protection kit donated to Zhangbei County (social welfare) | 500 | 29 |
Resources contributed (e.g. money or time) to the focus area.
| Indicator | Unit | 2021 | Report Pages |
|---|---|---|---|
| Contribution to student assistance for Guyuan No. 1 Middle School (education assistance) | million RMB | 3.5 | 29 |
| Finance planning | Person | 622 | 31 |
| Investment in 'insurance + futures' model to serve agriculture, rural areas, and farmers | million RMB | 4 | 29 |
| Number of hours contributed by employees to social welfare activities in 2021 | hours | 800 | 30 |
| Number of students from poor families supported to complete high school (education assistance) | 2700 | 29 | |
| Percentage of donation funds put into successful completion of social welfare work | 99.32% | 29 | |
| Start-up capital for CITIC Securities Public Welfare Fund (social welfare) | million RMB | 2 | 29 |
| Total investment in poverty alleviation through consumption (consumption assistance) | million RMB | 18.6 | 29 |
Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2019 | 2020 | 2021 |
|---|---|---|---|---|
| Direct GHG Emissions (Scope 1) | tonnes | 667.35 | 633.55 | 743.2 |
| GHG Emissions from Natural Gas | tonnes | 547.92 | 481.02 | 579.52 |
| GHG Emissions from Purchased Electricity | tonnes | 22963.3 | 26279.11 | 26850.45 |
| Indirect Energy Emissions (Scope 2) | tonnes | 22963.3 | 26279.11 | 26850.45 |
| Total GHG Emissions | tonnes | 23630.65 | 26912.66 | 27593.65 |
| Total GHG Emissions Intensity (By Area) | tonnes per square meter | 0.17 | 0.16 | 0.16 |
Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2019 | 2020 | 2021 |
|---|---|---|---|---|
| Total Hazardous Waste | tonnes | 49.65 | 1.15 | 1.58 |
Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2019 | 2020 | 2021 |
|---|---|---|---|---|
| Total Non-Hazardous Waste Intensity (By Employee) | tonnes per capita | 0.0016 | 0.0019 | 0.0039 |
Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2019 | 2020 | 2021 | 2022-2024 | 2025-2029 | 2030 and beyond |
|---|---|---|---|---|---|---|---|
| Diesel Fuel Consumption | MWh | 118.48 | 108.05 | 107.07 | |||
| Energy Consumption Intensity (By Area) | MWh/square meter | 0.25 | 0.24 | 0.25 | |||
| Gasoline Consumption | MWh | 360.63 | 507.03 | 553.63 | |||
| Natural Gas Consumption | MWh | 2802.12 | 2460 | 2963.77 | |||
| Percentage of Renewable Energy Consumption | % | 30 | 50 | 100 | |||
| Purchased Electricity | MWh | 32822.96 | 37482.5 | 38799.62 | |||
| Total Direct Energy Consumption | MWh | 3281.23 | 3075.08 | 3624.47 | |||
| Total Energy Consumption | MWh | 36014.19 | 40557.58 | 42424.09 | |||
| Total Indirect Energy Consumption | MWh | 32822.96 | 37482.5 | 38799.62 |
Water consumption in total and intensity (e.g. per unit of production volume, per facility).
| Standard Indicator | Unit | 2019 | 2020 | 2021 |
|---|---|---|---|---|
| Water Consumption | tonnes | 145192 | 128369 | 143834.07 |
Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Number of Bachelor's Degree Employees | 13317 | |
| Number of Below Junior College Employees | 1409 | |
| Number of Doctoral Degree Employees | 311 | |
| Number of Employees Aged 30-50 | 12228 | |
| Number of Employees Aged Above 50 | 1057 | |
| Number of Employees Aged Below 30 | 10411 | |
| Number of Employees in Hong Kong and Mainland China | 22713 | |
| Number of Employees in Mainland China | 21475 | |
| Number of Employees in Overseas | 2221 | |
| Number of Female Employees | 11601 | |
| Number of Male Employees | 12095 | |
| Number of Master's Degree Employees | 8659 | |
| Number of Total Employees | 23696 | |
| Percentage of Employees in Overseas | % | 7.97 |
| Percentage of Female Employees | % | 49 |
Employee turnover rate by gender, age group and geographical region.
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Turnover Rate of Employees Aged 30-50 | % | 6.56 |
| Turnover Rate of Employees Aged Above 50 | % | 4.35 |
| Turnover Rate of Employees Aged Below 30 | % | 10.2 |
| Turnover Rate of Employees in Hong Kong | % | 18.9 |
| Turnover Rate of Employees in Mainland China | % | 6.89 |
| Turnover Rate of Female Employees | % | 7.9 |
| Turnover Rate of Male Employees | % | 8.21 |
| Turnover Rate of Total Employees | % | 8.06 |
Lost days due to work injury.
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Lost Days Due to Work-related Injuries | Day | 198 |
The percentage of employees trained by gender and employee category (e.g. senior management, middle management).
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Percentage of Employees Trained | % | 100 |
| Percentage of Trained Female Employees | % | 100 |
| Percentage of Trained General Employees | % | 100 |
| Percentage of Trained Male Employees | % | 100 |
| Percentage of Trained Senior Management | % | 100 |
The average training hours completed per employee by gender and employee category.
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Average Training Hours (Female) | Hour | 67.63 |
| Average Training Hours (General Staff) | Hour | 68.34 |
| Average Training Hours (Male) | Hour | 67.63 |
| Average Training Hours (Senior Management) | Hour | 44.99 |
| Average Training Hours per Employee | Hour | 67.63 |
Number of suppliers by geographical region.
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Number of Suppliers in Mainland China | 783 | |
| Number of Total Suppliers | 806 |
Number of products and service related complaints received and how they are dealt with.
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Total Number of Customer Complaints | Pcs | 228 |
Resources contributed (e.g. money or time) to the focus area.
| Standard Indicator | Unit | 2021 |
|---|---|---|
| Investment in Education Donation | million RMB | 3.5 |
| Total Public Welfare Donations | million RMB | 50 |
| Total Volunteer Service Hours | hours | 800 |