2021 Environmental, Social and Governance Report

Company: CHINA SHENHUA (1088)
Year: 2021
Published: 2022-03-27
Status: Processed
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Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2019 2020 2021 2025 Report Pages
COD emissions % reduce by 47% reduce by 4% 37
Chemical oxygen demand (10000 tonnes) 10000 tonnes 0.09 0.086 0.046 104
Compliance rate of discharge of major pollutants % 99.8 51
Dust concentration of Huanghua Port as percentage of national standard emission limit value % 48.5 54
Gangue emission 10000 tonnes 2021.53 2429.44 1241.24 105
Mine gas extraction tonne 27231 25252 24856 45
Nitrogen oxide emission performance of thermal power (g/kWh) g/kWh 0.14 0.14 0.12 104
Nitrogen oxide emissions of thermal power (10000 tonnes) 10000 tonnes 2.02 1.87 1.94 104
Soot emission of thermal power (10000 tonnes) 10000 tonnes 0.179 0.147 0.126 104
Sulfur dioxide emission of thermal power (10000 tonnes) 10000 tonnes 1.04 0.89 0.92 104
Sulfur dioxide emission performance of thermal power (g/kWh) g/kWh 0.07 0.065 0.055 104
Thermal power NOx emission performance % reduce by 14% reduce by 2% 37
Thermal power SO2 emission performance % reduce by 15% reduce by 2% 37
Thermal power soot emission performance % reduce by 30% reduce by 3% 37
Total nitrogen oxide emissions (10000 tonnes) 10000 tonnes 3.48 3.26 3.42 104
Total soot emissions (10000 tonnes) 10000 tonnes 0.43 0.222 0.19 104
Total sulfur dioxide emissions (10000 tonnes) 10000 tonnes 1.5 1.16 1.18 104
emission of dust from thermal power 10000 tonnes 0.179 0.147 0.126 55
emission of nitrogen dioxide from thermal power 10000 tonnes 2.02 1.87 1.94 55
emission of sulfur dioxide from thermal power 10000 tonnes 1.04 0.89 0.92 55

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2019 2020 2021 2025 2030 Report Pages
Emission intensity (tonnes of carbon dioxide equivalent/RMB10000 output value) tonnes CO2e/RMB10000 11.1 9.35 9.56 104
Intensity of carbon emissions 10 thousand tonnes of CO2 equivalent 11.1 9.35 9.56 44
Scope I emissions (10000 tonnes of carbon dioxide equivalent) 10000 tonnes CO2e 15151 12668 16779 104
Scope II emissions (10000 tonnes of carbon dioxide equivalent) 10000 tonnes CO2e 589 822 886 104
Soot emission performance of thermal power (g/kWh) g/kWh 0.0121 0.0108 0.0076 104
Total amount of scope I and scope II carbon emissions 10 thousand tonnes of CO2 equivalent 13490 17665 "The increase of scope I and scope II carbon emission is controlled within 48%" 44
Total emission 10 thousand tonnes of CO2 equivalent 15741 13490 17665 44
Total emissions (10000 tonnes of carbon dioxide equivalent) 10000 tonnes CO2e 15741 13490 17665 104
Total scope I greenhouse gas emissions 10 thousand tonnes of CO2 equivalent 15151 12668 16779 44
Total scope II greenhouse gas emissions 10 thousand tonnes of CO2 equivalent 589 822 886 44
total carbon emissions % increase by 31% strive to reach the peak in 2025 37

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2019 2020 2021 Report Pages
Asbestos waste tonne 100 59
Disposal rate of hazardous wastes % 96.88 96.92 59
Fly ash production volume 10 thousand tonnes 562.59 703.93 780.63 58
Gangue production volume 10 thousand tonnes 2021.58 3683.49 3891.87 58
Output of hazardous solid wastes tonne 5483.49 4608.93 6202.56 105
Output of hazardous solid wastes per RMB 10000 of output value kg/RMB10000 0.3324 0.3196 0.351 105
Total emission of hazardous wastes tonne 4608.93 6202.56 59
Waste catalysts tonne 1711.52 3701.12 59
Waste engine oil tonne 2721.06 2484.4 59
Waste resin tonne 76.35 17.04 59

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2019 2020 2021 2025 Report Pages
Comprehensive utilisation rate of general solid waste % 49.99 41.2 70.04 58
Comprehensive utilization rate of general solid waste percentage points increase by 29 percentage points increase by 5 percentage points 37
Fly ash utilisation rate % 86.8 71.2 85.2 58
Fly ash utilisation volume 10 thousand tonnes 488.47 500.95 664.97 58
Gangue utilisation rate % 43.6 34.1 68.1 58
Gangue utilisation volume 10 thousand tonnes 1564.07 1254.05 2650.63 58
General solid waste discharge 10000 tonnes 2176.16 2806.66 1537.77 105
General solid waste discharge per RMB10000 output value tonne/RMB10000 1.5 2 0.9 58
Output of general solid wastes per RMB 10000 of output value tonne RMB10000 1.5 2 0.9 105
Total amount of general solid waste discharged 10 thousand tonnes 2176.16 2806.66 1537.77 58
Utilisation of gangue 10000 tonnes 1564.07 1254.05 2650.63 105

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2021 2030 Report Pages
Aggressiveness in reducing toxic emissions targets High 113
Average carbon price in the national carbon market (China, under low emission scenario) RMB per tonne 139 42
Disclosure of progress in achieving hazardous gas emission targets Medium 113

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2021 Report Pages
Dump rehabilitation rate % not less than 90 51

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2019 2020 2021 2025 Report Pages
Clean heating coverage rate of each station on Shuohuang Railway % 100 46
Coal consumption for electricity generation g/kWh 307 307 301 47
Coal sent to farm households in Yiliietegacha by Shengli Energy tonnes 3000 99
Comprehensive energy consumption 10 thousand tonnes of standard coal, 10000 tonnes of standard coal 4394.49 4324.04 5155.47 47, 105
Comprehensive energy consumption per RMB 10000 of output value tonne standard coal/RMB10000 2.96 3.05 2.92 105
Comprehensive energy consumption per RMB10 thousand output value tonne of standard coal/RMB10000 2.96 3.05 2.92 47
Comprehensive energy consumption per RMB10000 of production value tonnes of standard coal 3.6 51
Highest operating speed of unmanned trucks in the industry km/h 40 16
Mine gas utilisation tonne 20256 21439 18524 45
New energy projects put into operation projects 19 45
Standard coal consumption for power supply g/kWh 307 307 301 105
Total capacity of new energy projects put into operation MW 72.9 45
Total electricity consumption 0.1 billion kWh, 100 million kWh 173.04 169.06 158.3 47, 105
Total natural gas consumption 100 million m³ 8.44 8.41 8.05 47, 105
Total oil consumption 10000 tonnes 38.32 39.88 40.33 105
comprehensive energy consumption of ten thousand RMB output value % reduce by 4% reduce by 0.8% 37
standard coal consumption for power supply % reduce by 2% reduce by 1% 37

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2019 2020 2021 Report Pages
Consumption of recycled water and other alternative water sources as percentage of total water consumption % 23.5 60
Domestic wastewater production volume million tonnes 8.2 10.75 8.1 57
Domestic wastewater utilisation rate 55.6% 62.8% 68.0% 57
Domestic wastewater utilisation volume million tonnes 4.56 6.75 5.51 57
Fresh water consumption million tonnes 132.3 130.89 118.67 61
Industrial wastewater production volume million tonnes 21.48 25.17 26.65 57
Industrial wastewater utilisation volume million tonnes 17.74 20.23 23.15 57
Land surface water consumption million tonnes 106.48 92.93 96.18 61
Mine (pit) water production volume million tonnes 124.8 132.82 125.24 57
Mine (pit) water utilisation rate 85.1% 74.8% 73.7% 57
Mine (pit) water utilisation volume million tonnes 106.21 99.29 92.34 57
Other water (such as desalinated water) consumption million tonnes 4.33 15.13 8.22 61
Output of sewage and wastewater (million tonnes) million tonnes 154.48 168.74 159.99 104
Overall sewage wastewater utilisation rate % 76.03 55
Recycled water (reclaimed water) consumption million tonnes 43.05 11.22 28.22 61
Tap water consumption million tonnes 20.2 35.31 11.01 61
Total fresh water million tonnes 132.3 130.89 118.67 105
Total water consumption million tonnes 179.68 157.24 155.11 61, 105
Underground water consumption million tonnes 5.62 2.65 11.48 61
Utilisation amount of sewage and wastewater (million tonnes) million tonnes 128.52 126.27 121.65 104
Utilisation rate of industrial wastewater (%) % 82.58 80.38 86.85 104
Utilisation rate of mine (pit) water (%) % 85.11 74.76 73.73 104
Utilisation rate of sewage and wastewater (%) % 83.2 74.84 76.03 104
Water consumption per RMB10 thousand output value tonnes/RMB10000 11.49 10.68 8.51 61
Water consumption per RMB10000 of output value tonne/RMB10000 11.49 10.68 8.51 105
total recycling rate of wastewater (China Shenhua) % 83.2 74.84 76.03 56
wastewater production volume (China Shenhua) million tonnes 154.48 168.74 159.99 56

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2019 2020 2021 2030 Report Pages
Mechanization rate of coal mining and tunneling (%) % 100 100 100 106
Number of enterprises obtained ISO50001 system certification enterprise 1 52
Renewable energy investment % 0.08 "No less than 40% of annual capital expenditure will be used on renewable energy" 44

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2019 2020 2021 2025 Report Pages
Industrial wastewater utilisation rate 82.6% 80.4% 86.9% 57
wastewater utilization rate percentage points increase by 1.2 percentage points increase by 5 percentage points 37

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2021 Report Pages
Packaging material used per unit of coal chemical product kg/tonne 5.8 59
Total packaging materials used for coal chemical products tonnes 3741.7 59

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2019 2020 2021 Report Pages
Accumulated rehabilitation area of waste dump in open-cut coal mine million sq.m. 49.73 64
Accumulated rehabilitation rate of waste dump in open-cut coal mine % 99 64
Accumulated treatment area of subsided land million sq.m. 435.79 64
Accumulated treatment rate of subsided land % 100 64
Carbon sink conversion volume of newly increased green area (10 thousand tonnes) - China Shenhua 10 thousand tonnes 6 4.4 37.7 48
Company listed in first batch of China ESG Demonstration Enterprises enterprises 10 8
Ecological construction input (RMB 100 million) RMB 100 million 5.01 7.54 7.61 106
Environmental protection input (RMB 100 million) RMB 100 million 14.24 20.99 23.45 106
Evidence of regular environmental impact audit High 113
Forestation rate of coal gangue dump % not less than 90 51
Industry-level science and technology awards items 85 70
Intelligent coal preparation plants implemented plants 6 15
Intelligent demonstration coal mines implemented mines 4 15
Intelligent mining and stripping working faces for open-cut mines implemented faces 3 15
Intelligent roadway development working faces implemented faces 4 15
Intelligent underground long-wall mining faces implemented faces 26 15
New green area (10000 square meters) 10000 square meters 1472 1083 9256 106
Newly increased green area (10 thousand sq.m.) - China Shenhua 10 thousand sq.m. 1472 1083 9256 48
Number of CDP indicators embedded into ESG information system 316 34
Number of communications with environmental protection funds and organizations on ESG-related issues 6 36
Number of emergency plans for environmental emergencies formulated and filed with the environmental protection department by subsidiaries plans 38 52
Number of member enterprises obtained ISO14001 certification of environmental management system enterprises 3 52
Open-pit mine truck unmanned projects implemented projects 2 15
Promise not to work in the reserve High 114
Provincial and ministerial-level science and technology awards items 3 70
Total distance run by unmanned trucks at Baorixile Open-cut Mine kilometers 50000 16
Treatment rate of subsided land % not less than 90 51
With EMS management system High 113
coal mines included in the National Green Mines List coal mines 14 62
coal mines included in the Provincial Green Mines List coal mines 6 62

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2019 2020 2021 Report Pages
Board of Directors High 114
Collecting proposals from staff representatives 802 91
Contract staff 77872 88
Disclose the percentage of labor force covered by trade union/collective agreement High 113
Employee productivity (profit before tax/total number of employees) RMB10000/person 101.67 94
Employee turnover (Female employees) 173 303 362 89
Employment stock ownership plan or employment stock purchase plan Low 113
Evidence of collective agreement High 113
General level employees 74591 88
Local employment High 114
Middle management 3025 88
Non-compensatory benefits, including pension and retirement benefits High 113
Number of Board of Directors meetings convened 5 21
Number of Chairmen on Board 1 22
Number of Directors aged 50-60 on Board 8 22
Number of Directors located in Chinese Mainland 7 22
Number of Directors located in Hong Kong, China 1 22
Number of Directors on Board of Directors 8 22
Number of Directors with Auditing/Risk Management background 1 22
Number of Directors with Business Administration background 1 22
Number of Directors with Economic Administration background 1 22
Number of Directors with Energy background 2 22
Number of Directors with Engineering background 1 22
Number of Directors with Law background 1 22
Number of Directors with Transportation background 1 22
Number of Employee Directors on Board 2 22
Number of Executive Directors on Board 1 22
Number of Independent Directors on Board 3 22
Number of Independent Non-executive Directors on Board 3 22
Number of Male Directors on Board 8 22
Number of Non-executive Directors on Board 1 22
Number of annual general meetings convened 1 21
Number of categories of decision-making responsibilities clarified 12 21
Number of employee representative Supervisors in Supervisory Committee persons 1 24
Number of employees aged 29 or under 9041 88
Number of employees aged 30-39 35262 88
Number of employees aged 40-49 18903 88
Number of employees aged 50-59 14666 88
Number of employees in China Hong Kong, Macao and Taiwan regions 3 88
Number of employees in China's Mainland 77456 88
Number of employees in other countries and regions 413 88
Number of extraordinary general meetings convened 1 21
Number of female employees persons 13566 88
Number of labor dispatch staff 18866 88
Number of male employees persons 64306 88
Number of newly-employed employees during the year 3696 88
Ownership and Control Medium 114
Percentage of ethnic minority employees % 5.3 87
Percentage of localized employees in the overseas enterprises % 77.4 87
Proportion of employed professional and technical personnel % 13.23 94
Proportion of skilled workers % 55.63 94
Rate of entering into labour contracts % 100 87
Remuneration Medium 114
Remuneration Committee meetings convened 1 23
Remuneration Committee proposals considered 3 23
Remuneration policy based on performance High 113
Senior management 256 88
Shareholding proportion of the controlling shareholder at the end of the period (%) % 69.45 69.45 69.52 107
Total assets billion RMB 610.6 10
Total number of employed professional and technical personnel 10304 94
Total number of employees 77872 10, 88
Total number of employees (person) person 75620 76182 77872 106
Total number of skilled workers 43324 94

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2019 2020 2021 Report Pages
Employee turnover (29 or under) 255 114 187 89
Employee turnover (30-39) 370 350 354 89
Employee turnover (40-49) 128 115 164 89
Employee turnover (50-59) 103 370 294 89
Employee turnover (Male employees) 683 646 637 89
Employee turnover - China Hong Kong, Macao and Taiwan regions 1 90
Employee turnover - China's Mainland 848 949 986 90
Employee turnover - Other countries and regions 8 12 90
Employee turnover ratio (%) - China Hong Kong, Macao and Taiwan regions % 33.33 90
Employee turnover ratio (%) - China's Mainland % 1.13 1.25 1.27 90
Employee turnover ratio (%) - Other countries and regions % 2.92 2.91 90
Employee turnover ratio (29 or under) % 2.58 1.27 2.07 89
Employee turnover ratio (30-39) % 1.11 1 1 89
Employee turnover ratio (40-49) % 0.63 0.6 0.87 89
Employee turnover ratio (50-59) % 0.85 3.85 2.96 89
Employee turnover ratio (Female employees) % 1.17 2.09 2.67 89
Employee turnover ratio (Male employees) % 1.12 1.03 0.99 89
Proposals considered 38 23

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2015 2016 2017 2018 2019 2020 2021 Report Pages
Annual incidence of occupational diseases % <1 75
Death of contractors (person) person 2 2 3 80
Death of employees (person) person 1 2 80
Death ratio of employees (person/hundred persons) person/hundred persons 0.0013 0.0026 80
Mortality rate per million tonnes of raw coal production (China Shenhua) per million tonnes 0.003 0.003 0.0126 0.034 0.00597 80
Mortality rate per million tonnes of raw coal production (Domestic coal) per million tonnes 0.181 0.156 0.106 0.093 0.083 0.058 0.044 80
New occupational diseases case 24 83
New occupational diseases (cases) cases 54 11 24 106
Total number of work-related injuries 76 149 129 81
Total recordable injury rate % 0.002 83

Lost days due to work injury.

Indicator Unit 2019 2020 2021 Report Pages
Days of work suspended due to work-related injuries days 5797 10961.1 8428 81

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2019 2020 2021 Report Pages
Employee health examination coverage % 100 83
First-level compliance units in safety production 18 7 4 106
H&S policy applies to contractors High 113
H&S policy covers all dimensions High 113
Investment in safety production (RMB 100 million) RMB 100 million 42.89 38.15 25.62 106
Number of emergency drills for environmental emergencies carried out throughout the year drills 98 52
Number of enterprises obtained ISO45001/OSHAS18001 certification enterprises 2 52
Number of major safety hazards listed and supervised 18 77
Number of major safety hazards rectified 11 77
Number of occupational disease prevention and control publicity or occupational health warning education activities activities 657 82
Number of persons held responsible for safety production 1200 75
Number of pieces added into 'two lists' for hidden danger investigation 642 77
Number of problems rectified in special safety inspections nearly 10000 77
Number of rectified pieces in 'two lists' for hidden danger investigation 1986 77
Number of safety accountability investigations carried out 252 75
Number of special safety inspections carried out 49 77
Number of super-safe and efficient mines 20 22 22 106
Number of the emergency and rescue drills for safety incidents carried out throughout the year 1650 78
Number of the safety emergency plans formulated by the Company's affiliated enterprises 701 78
Occupational health fund input (RMB 100 million) RMB 100 million 6.52 6.75 5.56 106
Rectification rate of 'two lists' for hidden danger investigation 92% 77
Rectification rate of major safety hazards 61% 77
Safety management training for suppliers and contractors (throughout the year of the Company) times 1491 84
Safety production input RMB million 2562 83
Safety supervision and inspection for suppliers and contractors (throughout the year of the Company) times 7401 84
Safety, Health and Environmental Protection Committee meetings convened 2 23
Safety, Health and Environmental Protection Committee proposals considered 3 23
The goal of improving H & S performance Medium 113
The strategy and performance of occupational health and safety are managed by the Sustainable Development Committee or the H & S team or the risk leader High 113
Total number of pieces in 'two lists' for hidden danger investigation 2168 77
With the certification and evidence of occupational health and safety High 113

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2019 2020 2021 Report Pages
Capital investment in research and development (RMB 100 million) RMB 100 million 12.45 21.49 33.47 106
Coal mine robots developed robots more than 140 15
Director training person-times person-times 23 23
Employee training proportion % 97.90 92
Number of managers receiving ESG training 300 34
Number of trainees (female employees) 13136 93
Number of trainees (general level employees) 72973 93
Number of trainees (male employees) 63103 93
Number of trainees (middle management) 3013 93
Number of trainees (senior management) 253 93
Number of trainees - Director 62766 28
Number of trainees - Management of subsidiaries and branches 3 28
Number of trainees - Other employees 60032 28
Number of trainees - Senior Management 9 28
Number of trainees - Supervisor 1789 28
Number of trainees - Supply chain 2715 28
Number of trainees - Total 67280 28
Number of training - Director 561 28
Number of training - Management of subsidiaries and branches 12 28
Number of training - Other employees 287 28
Number of training - Senior Management 12 28
Number of training - Supervisor 24 28
Number of training - Total 1134 28
Staff ethics training standard High 114
Total number of trainees persons 76239 92
Training and education for safety culture carried out by the Company times 1565 79
Training proportion (female employees) % 96.83 93
Training proportion (general level employees) % 97.83 93
Training proportion (male employees) % 98.13 93
Training proportion (middle management) % 99.6 93
Training proportion (senior management) % 98.83 93
Training rate (%) - Director % 80.6 28
Training rate (%) - Management of subsidiaries and branches % 100 28
Training rate (%) - Other employees % 80.5 28
Training rate (%) - Senior Management % 100 28
Training rate (%) - Supervisor % 100 28
coal segment 100% intelligent construction annual phased tasks completed targets 5 8

The average training hours completed per employee by gender and employee category.

Indicator Unit 2021 Report Pages
Director training total hours hours 61.5 23
Human rights protection training for employees High 114
Total training hours million 8.0528 92
Total training hours (female employees) 10000 hours 148.05 93
Total training hours (general level employees) 10000 hours 756.99 93
Total training hours (male employees) 10000 hours 657.22 93
Total training hours (middle management) 10000 hours 44.26 93
Total training hours (senior management) 10000 hours 4.02 93
Total training sessions for employees times 26439 92
Total training time (hours) - Director hours 396053 28
Total training time (hours) - Management of subsidiaries and branches hours 12 28
Total training time (hours) - Other employees hours 370211 28
Total training time (hours) - Senior Management hours 12 28
Total training time (hours) - Supervisor hours 1405 28
Total training time (hours) - Supply chain hours 25818 28
Total training time (hours) - Total hours 793511 28

Description of measures to review employment practices to avoid child and forced labour.

Indicator Unit 2021 Report Pages
Human rights policy High 114

Description of steps taken to eliminate such practices when discovered.

Indicator Unit 2021 Report Pages
The Company monitors the effectiveness of their human rights policies High 114

Number of suppliers by geographical region.

Indicator Unit 2019 2020 2021 Report Pages
Number of compliance suppliers 127440 30
Total market value billion USD 66.2 10
Total suppliers (ten thousand) ten thousand 9.3 11.5 12.7 106

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Indicator Unit 2021 Report Pages
Local procurement policy High 114
Number of training - Supply chain 238 28
Training rate (%) - Supply chain % 82.8 28

Description of practices used to identify environmental and social risks along the supply chain, and how they are implemented and monitored.

Indicator Unit 2021 Report Pages
Number of suppliers disqualified for violating regulations or breaking faith 3213 30

Description of practices used to promote environmentally preferable products and services when selecting suppliers, and how they are implemented and monitored.

Indicator Unit 2021 Report Pages
Purchase of poverty alleviation products by the company million RMB 29.9 102

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2021 Report Pages
China Energy science and technology award items 42 70
Customer satisfaction for commercial coal - Fulfillment of contract (Direct sales) % 86.4 72
Customer satisfaction for commercial coal - Fulfillment of contract (Seaborne sales) % 94.6 72
Customer satisfaction for commercial coal - Logistics (Direct sales) % 70.4 72
Customer satisfaction for commercial coal - Logistics (Seaborne sales) % 94.4 72
Customer satisfaction for commercial coal - Pricing (Direct sales) % 95.7 72
Customer satisfaction for commercial coal - Pricing (Seaborne sales) % 93.5 72
Customer satisfaction for commercial coal - Product (Direct sales) % 96.9 72
Customer satisfaction for commercial coal - Product (Seaborne sales) % 99.3 72
Customer satisfaction for commercial coal - Service attitude (Direct sales) % 100 72
Customer satisfaction for commercial coal - Service attitude (Seaborne sales) % 98.6 72
Number of complaints on labour issues cases 17 87
Number of complaints received PCs. 297 28
Rate of complaints processing on labour issues % 100 87
Types of coal mine robots developed types 21 15

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2019 2020 2021 Report Pages
Accumulated number of authorized patents 5742 72
Accumulated number of patents 1362 72
Amount involved in intellectual property litigation cases million RMB 4.061 71
National science and technology progress award items 1 70
Number of authorizations for patents during the year 754 72
Number of intellectual property litigation cases involving subsidiaries and branches cases 16 71
Number of intellectual property litigation cases without effective judgments cases 15 71
Number of invention patents obtained 155 198 199 106
Number of newly added applications for patents 1437 72
Number of patents invented during the year 199 72
Number of patents obtained 556 915 754 106
Number of work templates embedded in information system 27 21

Description of consumer data protection and privacy policies, and how they are implemented and monitored.

Indicator Unit 2019 2020 2021 Report Pages
Number of annual report indicators embedded into ESG information system 50 34
Number of information disclosure documents issued by the Company 237 36
Number of information disclosure documents released 211 382 237 107
Total person-times communicated with investors in exchange meetings person-times 1000 36

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2021 Report Pages
Anti-violence and conflict policy Medium 114
Business ethics policy covering contract security providers Medium 114
Executive body responsible for managing business ethics and corruption issues High 114
Number of Supervisory Committee meetings convened meetings 4 24
Number of persons received Party and Government discipline punishments persons 148 28
Number of shareholders class meetings (H shareholders) convened 1 21
Number of shareholders class meetings convened 1 21
Number of verified letters and visits received PCs. 240 28

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2019 2020 2021 Report Pages
Anti-corruption and fraud policy system High 114
Audit High 114
Audit Committee meetings convened 6 23
Audit Committee proposals considered 25 23
Audit Committee special reports listened 9 23
Evidence of annual compliance audit High 113
Evidence of audit at all operating locations High 113
External auditing expenses RMB million 8.55 8.55 8.55 107
Localization policy High 114
Nomination Committee meetings convened 3 23
Nomination Committee proposals considered 5 23
Number of Supervisors in Supervisory Committee persons 3 24
Number of decision-making responsibilities clarified 149 21
Number of exchange meetings held with investors 76 36
Number of issues of the 'Warning Book of Disciplinary Cases' compiled issues 2 27
Number of issues of the electronic brochure 'Learning History and Promoting Integrity' promoted issues 2 27
Number of performance briefings on the Roadshow Center Platform of SSE 4 36
Number of proposal templates embedded in information system 39 21
Number of proposals approved at general meetings 14 21
Number of proposals reviewed by Board of Directors 46 21
Number of questions from investors answered on the Roadshow Center Platform of SSE 342 36
Number of questions from investors answered on the e-interactive Platform of SSE 180 36
Number of special institutional documents formulated for ESG governance 30 34
Number of warning and education activities of 'fresh wind that moistens the original heart, and honesty builds integrity' held times 6 27
Regular business ethics audit Medium 114
Special committee meetings convened 14 23
Special reports listened 11 23
Strategy Committee meetings convened 2 23
Strategy Committee proposals considered 2 23
Whistleblower protection policy and its practice High 114

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2019 2020 2021 Report Pages
Coverage rate of business ethics training 35.1% 26
Number of WeChat reminders sent to enhance employees' awareness of integrity and self-discipline reminders 30 27
Number of feature films on integrity education viewed films 6 27
Number of financial experts in Audit Committee (person) person 2 1 1 107
Number of staff attendees in business ethics training staff 27352 26
Percentage of Independent Non-executive Directors on Board % 37.5% 22
Total business ethics training hours provided to employees, contractors, and suppliers hours 85889 26

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2019 2020 2021 Report Pages
Actions to support local community development High 114
Categories of coal mine robots developed categories 5 15
Community impact assessment before entering the community High 114
Investment in community charity million RMB 13.2 99
Key projects of intelligent mine technological innovation implemented projects 27 15
Local community participation High 114
Mobility rate of unmanned driving system at Baorixile Open-cut Mine greater than 96.7% 16
Number of issues of electronic brochures produced and distributed issues 12 27
Number of scientific projects newly-approved for the year 69 105 86 106
Total science and technology awards won items 134 70

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2019 2020 2021 Report Pages
Cumulative cash dividends (RMB million) RMB million 265036 300998 351464 106
Education assistance funds invested for construction of local primary and secondary schools in poverty-stricken areas million RMB 50.16 102
External donation of the Company million RMB 389 98
Industrial assistance funds invested for agricultural production in poverty-stricken areas million RMB 20.7 102
Investment in rural revitalization in Mizhi County and Wubu County of Shaanxi Province, Butuo County of Sichuan Province and Nierong County of Tibet Autonomous Region million RMB 123 101
Number of farm households receiving coal in Yiliietegacha households 235 99
Number of volunteers persons 10137 98
Social contribution value per share (RMB/share) (ASBE) RMB/share 5.95 5.69 6.99 106
Social contribution value per share (RMB/share) (IFRS) RMB/share 5.87 5.52 7.06 106
Social donations (RMB million) RMB million 279 178 389 106
Total time of volunteer service hours 154658 98

The types of emissions and respective emissions data.

Standard Indicator Unit 2019 2020 2021
Airborne Particulate Matter (PM) Emissions 10000 tonnes 0.43 0.222 0.19
NOâ‚“ Emissions 10000 tonnes 3.48 3.26 3.42
SOâ‚“ Emissions 10000 tonnes 1.5 1.16 1.18

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2019 2020 2021
Direct GHG Emissions (Scope 1) tonnes CO2e 151510000 126680000 167790000
Indirect Energy Emissions (Scope 2) tonnes CO2e 5890000 8220000 8860000
Total GHG Emissions tonnes CO2e 157410000 134900000 176650000
Total GHG Emissions Intensity (By Revenue) tonnes CO2e/RMB10000 11.1 9.35 9.56

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2019 2020 2021
Total Hazardous Waste tonne 5483.49 4608.93 6202.56
Total Hazardous Waste Intensity (By Revenue) kg/RMB10000 0.3324 0.3196 0.351

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2019 2020 2021
Diversion Rate of Non-Hazardous Waste % 49.99 41.2 70.04
Total Non-Hazardous Waste Intensity (By Revenue) tonne/RMB10000 1.5 2 0.9

Description of emissions target(s) set and steps taken to achieve them.

Standard Indicator Unit 2030
Average carbon price in the national carbon market (China, under low emission scenario) RMB per tonne 139

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Standard Indicator Unit 2020 2021
Disposal rate of hazardous wastes % 96.88 96.92

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2019 2020 2021
Comprehensive Energy Consumption Intensity (By Revenue) tonne standard coal/RMB10000 2.96 3.05 2.92
Natural Gas Consumption 100 million m³ 8.44 8.41 8.05
Purchased Electricity 100 million kWh 173.04 169.06 158.3
Total Energy Consumption 10000 tonnes of standard coal 4394.49 4324.04 5155.47
Total Indirect Energy Consumption 100 million kWh 1730.4 1690.6 1583
Total Oil Consumption 10000 tonnes 38.32 39.88 40.33

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2019 2020 2021
Discharge of Domestic Wastewater million tonnes 8.2 10.75 8.1
Discharge of Industrial Wastewater million tonnes 21.48 25.17 26.65
Groundwater Consumption million tonnes 5.62 2.65 11.48
Municipal Water Consumption million tonnes 20.2 35.31 11.01
Recycled Water Percentage % 83.2 74.84 23.5
Recycled Water Usage million tonnes 43.05 11.22 28.22
Surface Water Consumption million tonnes 106.48 92.93 96.18
Total Wastewater Discharge million tonnes 154.48 168.74 159.99
Water Consumption million tonnes 179.68 157.24 155.11
Water Consumption Intensity (By Revenue) tonnes/RMB10000 11.49 10.68 8.51

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2021
Investment in Energy-saving and Emission-reduction Technology Transformation % 0.08

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2021 2025
Wastewater Reduction Percentage Compared to Last Year percentage points 1.2 5

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit 2021
Packaging Material Intensity (By Unit Product) kg/tonne 5.8
Packaging Materials Consumed tonnes 3741.7

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2019 2020 2021
Total Investment in Ecological Restoration RMB 100 million 5.01 7.54 7.61

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2019 2020 2021
Number of Contractors person 18866
Number of Employees Aged 30-50 person 54165
Number of Employees Aged Above 50 person 14666
Number of Employees Aged Below 30 person 9041
Number of Employees in Hong Kong person 1
Number of Employees in Hong Kong and Mainland China person 77457
Number of Employees in Mainland China person 77456
Number of Employees in Overseas person 413
Number of Female Employees person 13566
Number of General Employees person 74591
Number of Male Employees person 64306
Number of Middle Management Employees person 3025
Number of New Employees person 3696
Number of Senior Management Employees person 256
Number of Temporary Workers person 18866
Number of Total Employees person 75620 76182 77872
Percentage of Employees Aged 30-50 % 69.56
Percentage of Employees Aged Above 50 % 18.84
Percentage of Employees Aged Below 30 % 11.61
Percentage of Employees in Hong Kong % 0.0013
Percentage of Employees in Hong Kong and Mainland China % 99.47
Percentage of Employees in Mainland China % 99.47
Percentage of Employees in Overseas % 0.53
Percentage of Female Employees % 17.43
Percentage of Male Employees % 82.56
Percentage of New Employees % 4.75
Percentage of Temporary Workers % 24.22

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2019 2020 2021
Turnover Rate of Employees Aged 30-50 % 1.11 1 1
Turnover Rate of Employees Aged Above 50 % 0.85 3.85 2.96
Turnover Rate of Employees Aged Below 30 % 2.58 1.27 2.07
Turnover Rate of Employees in Hong Kong % 33.33
Turnover Rate of Employees in Mainland China % 1.13 1.25 1.27
Turnover Rate of Employees in Overseas % 2.92 2.91
Turnover Rate of Female Employees % 1.17 2.09 2.67
Turnover Rate of Male Employees % 1.12 1.03 0.99

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2015 2016 2017 2018 2019 2020 2021
Number of Fatalities as a Result of Work-related Injuries person 2 3 5
Number of Work-related Fatalities person 2 3 5
Number of Work-related Fatalities for Contractors person 2 2 3
Number of Work-related Fatalities for Direct Employee person 1 2
Work-related Fatalities Rate (Per Product Weight) per million tonnes 0.181 0.156 0.106 0.093 0.083 0.034 0.044

Lost days due to work injury.

Standard Indicator Unit 2019 2020 2021
Lost Days Due to Work-related Injuries days 5797 10961.1 8428

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2019 2020 2021
Health Check Coverage for Employees % 100
Investment in Work Safety RMB 100 million 42.89 38.15 25.62

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2021
Percentage of Employees Trained % 97.9
Percentage of Trained Female Employees % 96.83
Percentage of Trained General Employees % 97.83
Percentage of Trained Male Employees % 98.13
Percentage of Trained Middle Management % 99.6
Percentage of Trained Senior Management % 98.83

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2021
Total Training Hours hours 793511

Number of suppliers by geographical region.

Standard Indicator Unit 2019 2020 2021
Number of Suppliers in Africa suppliers 1
Number of Suppliers in Asia (Excluding China) suppliers 104
Number of Suppliers in Europe suppliers 63
Number of Suppliers in Hong Kong suppliers 172
Number of Suppliers in Mainland China suppliers 127039
Number of Suppliers in Oceania suppliers 12
Number of Total Suppliers suppliers 93000 115000 127000

Description of practices relating to engaging suppliers, number of suppliers where the practices are being implemented, and how they are implemented and monitored.

Standard Indicator Unit 2021
Number of Supplier Social Responsibility Training Sessions 238
Training rate (%) - Supply chain % 82.8

Number of products and service related complaints received and how they are dealt with.

Standard Indicator Unit 2021
Complaints Handling Rate % 100
Total Number of Customer Complaints PCs. 297

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2019 2020 2021
Accumulative Number of Patents Granted 5742
Number of Invention Patents 155 198 199
Number of New Patent Applications 1437
Number of Patents Granted 556 915 754
Number of Patents Held 1362

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Standard Indicator Unit 2021
Number of Confirmed Incidents of Corruption persons 148

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2021
Coverage Rate of Ethical Standards and Anti-Corruption Training % 35.1
Number of People Participated in Ethical Standards and Anti-corruption Training person 27352
Total Hours of Anti-corruption Training hours 85889

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2019 2020 2021
Investment in Education Donation million RMB 50.16
Investment in Targeted Poverty Alleviation million RMB 20.7
Number of Registered Volunteers persons 10137
Total Cash Donations RMB million 279 178 389
Total Public Welfare Donations RMB million 279 178 389
Total Volunteer Service Hours hours 154658