ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT

Company: CMOC (3993)
Year: 2022
Published: 2022-03-20
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2017 2018 2019 2020 2021 2025 Report Pages
NOx total airborne emissions thousand tonnes 1.2 1.9 1.5 1.8 2.3 18
PM10 total airborne emissions thousand tonnes 4.9 4.8 4.4 5.4 6.8 18
Reduction of NOx density by 2025 % 5%↓ 12
Reduction of SOx density by 2025 % 2%↓ 12
SOx total airborne emissions thousand tonnes 3.6 3.5 3 2.4 3 18
Target reduction in emissions intensity for nitrogen oxides by 2025 (compared with 2020 levels) % 5 17
Target reduction in emissions intensity for sulfur oxides by 2025 (compared with 2020 levels) % 2 17
Total NOx emissions thousand tonnes 1.2 1.9 1.5 1.8 2.3 46
Total PM emissions thousand tonnes 4.9 4.8 4.4 5.4 6.8 46
Total SOx emissions thousand tonnes 3.6 3.5 3 2.4 3 46

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
GHG emissions – scope1 thousand tonnes 500 470 480 530 360 46
GHG emissions – scope2 thousand tonnes 490 510 490 500 560 46
Greenhouse gas emissions intensity tonnes per tonne of processed ore 0.02 21
Intensity of total GHG emissions tonnes per tonne of processed ore 0.025 0.02 46
Scope I emissions thousand tonnes 500 470 480 530 360 21
Scope II emissions thousand tonnes 490 510 490 500 560 21
Total greenhouse gas emissions thousand tonnes 990 980 970 1030 920 21, 46
Total greenhouse gas emissions (CO2–equivalent basis) tonnes 920000 21

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Hazardous waste intensity tonnes per tonne of processed ore 0.005717 19
Hazardous waste volume thousand tonnes 26 19
Intensity of hazardous waste tonnes per tonne of processed ore 1.667x10^-4 5.717x10^-4 46
Tailings produced by global operations tonnes 43000000 18
Total emissions of hazardous waste thousand tonnes 5.2 4 7 7 26 46

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Intensity of non-hazardous waste tonnes per tonne of processed ore 4.524x10^-4 4.617x10^-4 46
Non-hazardous waste intensity tonnes per tonne of processed ore 0.004617 19
Non-hazardous waste volume thousand tonnes 21 19
Tailings million tonnes 38 38 38 39 43 46
Total amount of tailings and waste rock million tonnes 120 116 136 150 175 46
Total emissions of non-hazardous waste thousand tonnes 15.3 11.4 16 19 21 46
Waste rock produced by global operations tonnes 132000000 18
Waste rocks million tonnes 82 78 98 111 132 46

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2021 Report Pages
Hazardous waste percent recycled 85% 19
Non-hazardous waste percent recycled 61% 19

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Electricity production at Brazilian acid plants MW 68000 17
Electricity production at Chinese acid plants MW 62000 17
Energy consumption intensity MWh per tonne of processed ore 0.0836 16
Intensity of energy consumption MWh per tonne of processed ore 0.078 0.084 46
Share of direct energy consumption from diesel 57.4% 16
Share of direct energy consumption from renewable energy sources 14.0% 16
Share of indirect energy consumption from renewable energy sources 58.5% 16
Share of total energy consumption from renewable energy sources 36.7% 16
Total energy consumption MWh 2874000 3080000 3170000 3290000 3800000 16, 17, 46

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Intensity of water consumption cubic meters per tonne of processed ore 3.048 2.924 46
Proportion of recycled water used % 77 15
Reduction in total water use intensity compared to 2020 % 4 15
Total water consumption million cubic meters 121 127 128 128 133 16, 46
Total water use intensity cubic meters per tonne of processed ore 2.924 15
Total water used million cubic meters 133 15

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2021 2025 Report Pages
Electricity saved by Chinese operations MWh 5445.5 17
The proportion of renewable energy by 2025 % 40 12

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2025 Report Pages
The proportion of reused water by 2025 % 83 12

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2021 Report Pages
Environmental fines paid RMB 330000 17
Land restored at NPM site in Australia for Kokoda Biodiversity Offset Project hectares 350 15
Metallophyte plants relocated by TFM plants 1912 15
Plants planted by TFM in Fungurume community to celebrate Arbor Day plants 300 15
Seedlings planted at NPM site in Australia for Kokoda Biodiversity Offset Project seedlings 18000 15

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Employee wages and benefits - Africa million RMB 743.2 5
Employee wages and benefits - Australia million RMB 168.2 5
Employee wages and benefits - Brazil million RMB 326.1 5
Employee wages and benefits - China million RMB 854.6 5
Employee wages and benefits - IXM million RMB 582.2 5
Employee wages and benefits - Other countries million RMB 50.1 5
Employee wages and benefits - Total million RMB 2724 5
Number of employees and contractors by age - 30-50 years old 14574 14761 45
Number of employees and contractors by age - 30–50 years old 14761 22
Number of employees and contractors by age - Over 50 years old 3306 3884 45
Number of employees and contractors by age - Under 30 years old 3760 6049 45
Number of employees and contractors by age - over 50 years old 3884 22
Number of employees and contractors by age - under 30 years old 6049 22
Number of employees and contractors by gender - Female 2971 2838 3025 3081 22, 45
Number of employees and contractors by gender - Male 15615 16060 18615 21613 22, 45
Number of employees and contractors by region - Australia 467 431 22, 45
Number of employees and contractors by region - Brazil 3880 4303 22, 45
Number of employees and contractors by region - China 6368 6054 22, 45
Number of employees and contractors by region - DRC 10541 13478 22, 45
Number of employees and contractors by region - IXM 384 428 22, 45
Number of employees by job category - Finance and Sales roles 2053 22
Number of employees by job category - Management and Administration 1305 22
Number of employees by job category - Production 7204 22
Number of employees by job category - Quality control and R&D 910 22
Number of employees with right to freedom of association and collective bargaining employees 11472 23
Number of global workforce members covered by collective bargaining agreements employees 5603 23
Payment to providers of capital - Australia million RMB 1.9 5
Payment to providers of capital - Brazil million RMB 71 5
Payment to providers of capital - China million RMB 1165.5 5
Payment to providers of capital - IXM million RMB 490.9 5
Payment to providers of capital - Total million RMB 1894 5
Percentage of global workforce covered by collective bargaining agreements % 49 23
Total hours worked at CMOC hours 55764038 24
Total number of contractors 7686 8048 10684 13222 22, 45
Total number of employees 11226 10900 10850 10956 11472 22, 45

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2020 2021 Report Pages
Overall turnover rate among CMOC staff and contractors % 24 23
Turnover rate among contractors % 22 23
Turnover rate among staff % 8 23
Turnover rate of contractors 24.2% 22.4% 45
Turnover rate of employees 8.1% 45
Turnover rate of employees and contractors by age - 30-50 years old 19.7% 13.4% 45
Turnover rate of employees and contractors by age - Over 50 years old 6.9% 9.8% 45
Turnover rate of employees and contractors by age - Under 30 years old 16.4% 25.8% 45
Turnover rate of employees and contractors by gender - Female 9.3% 10.7% 45
Turnover rate of employees and contractors by gender - Male 26.6% 17.1% 45
Turnover rate of employees and contractors by region - Australia 14.8% 19.7% 45
Turnover rate of employees and contractors by region - Brazil 32.1% 16.2% 45
Turnover rate of employees and contractors by region - China 3.8% 7.6% 45
Turnover rate of employees and contractors by region - DRC 37.2% 19.8% 45
Turnover rate of employees and contractors by region - IXM 12.0% 10.6% 45

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Fatalities 1 3 2 45
LRIR 0.32 0.29 0.11 45
Recordable incidents at CMOC incidents 41 24
TRIR 1.39 1.62 1.25 0.74 45
Total Recordable Incident Rate (TRIR) at CMOC per million hours worked 0.74 24
Total lost time injuries 14 12 6 45
Total recordable injuries 58 60 70 52 41 45

Lost days due to work injury.

Indicator Unit 2021 Report Pages
Lost Time Injury Rate (LTIR) at CMOC per million hours worked 0.11 24
Lost days due to work injury at CMOC days 216 24
Lost time injuries at CMOC injuries 6 24

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2021 Report Pages
Number of workplace safety regulations and procedures revised and enhanced 88 23
Reported grievances - Health/safety - KFM 1 11
Reported grievances - Health/safety - Total 1 11
Safety training participants at CMOC Brasil people 10258 24
Safety training participants at TFM mine site participants 32800 24

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2020 2021 Report Pages
Employees and contractors in DRC who participated in training 10631 28
NPM site safety training on workplace investigations, key risks and fatigue management employees 24 24
Number of Australian operations staff attending compliance training courses persons 73 43
Number of employees trained in workplace safety employees 28000 23
Percentage of employees and contractors in DRC who participated in training % 94 28
Percentage of employees at Brazil operations who received training % 42 28
Percentage of employees at NPM who received training in at least one module % 100 28
Rate of employees and contractors trained 91.4% 82.5% 45
Rate of employees and contractors trained by gender - Female 86.0% 75.0% 45
Rate of employees and contractors trained by gender - Male 92.3% 83.5% 45
Rate of employees and contractors trained by job category - Middle management % 84.0% 82.5% 46
Rate of employees and contractors trained by job category - Senior management % 60.3% 40.0% 46
Rate of employees and contractors trained by job category - Staff % 91.9% 82.9% 46

The average training hours completed per employee by gender and employee category.

Indicator Unit 2020 2021 Report Pages
Training hours of employees and contractors hours 28.8 20.9 46
Training hours of employees and contractors by gender - Female hours 13.1 38.9 46
Training hours of employees and contractors by gender - Male hours 31.4 18.3 46
Training hours of employees and contractors by job category - Middle management hours 57.2 25.8 46
Training hours of employees and contractors by job category - Senior management hours 13 4 46
Training hours of employees and contractors by job category - Staff hours 27.6 20.8 46

Number of suppliers by geographical region.

Indicator Unit 2020 2021 Report Pages
Payment to suppliers - Africa million RMB 4231.6 5
Payment to suppliers - Australia million RMB 694.2 5
Payment to suppliers - Brazil million RMB 2703.3 5
Payment to suppliers - China million RMB 5076.9 5
Payment to suppliers - IXM million RMB 146131.3 5
Payment to suppliers - Other countries million RMB 39.5 5
Payment to suppliers - Total million RMB 158877 5
Supply chain management - Number of suppliers in Africa 1582 1835 47
Supply chain management - Number of suppliers in Asia 648 794 47
Supply chain management - Number of suppliers in Europe 152 171 47
Supply chain management - Number of suppliers in North America 420 419 47
Supply chain management - Number of suppliers in Oceania 393 751 47
Supply chain management - Number of suppliers in South America 814 1464 47
Supply chain management - Total number of suppliers 4009 5434 47

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2021 Report Pages
Interest - Australia million RMB 1.9 5
Interest - Brazil million RMB 71 5
Interest - China million RMB 452.7 5
Interest - IXM million RMB 490.9 5
Interest - Total million RMB 1016 5
Payment to providers of capital - Africa million RMB 165.2 5

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2021 Report Pages
Reported grievances - Other - Total 6 11
Reported grievances - Security - KFM 7 11
Reported grievances - Security - TFM 2 11
Reported grievances - Security - Total 2 11
Reported grievances - Total - Brazil 21 11
Reported grievances - Total - KFM 30 11
Reported grievances - Total - TFM 439 11
Reported grievances - Total - Total 490 11

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2021 Report Pages
Number of Brazilian operations staff attending anti-corruption training courses persons 361 43
Number of CMOC headquarters staff attending anti-corruption training courses persons 74 43
Number of China operations staff attending compliance training courses persons 280 43
Number of IXM staff attending compliance training courses persons 106 43
Number of KFM staff attending anti-corruption training courses persons 52 43
Number of TFM staff attending anti-corruption training courses persons 350 43
Number of mid-level management staff participating in anti-corruption training at NPM persons 3 43
Number of senior management staff participating in anti-corruption training at NPM persons 14 43

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2021 Report Pages
Direct economic contributions - Africa million RMB 8569 5
Direct economic contributions - Australia million RMB 905 5
Direct economic contributions - Brazil million RMB 3559 5
Direct economic contributions - China million RMB 7703 5
Direct economic contributions - IXM million RMB 147288 5
Direct economic contributions - Other countries million RMB 91 5
Direct economic contributions - Total million RMB 168115 5
Reported grievances - Damages - TFM 7 11
Reported grievances - Damages - Total 7 11
Reported grievances - Employment - TFM 12 11
Reported grievances - Employment - Total 12 11
Reported grievances - Environment - Brazil 21 11
Reported grievances - Environment - TFM 375 11
Reported grievances - Environment - Total 396 11
Reported grievances - Land - KFM 6 11
Reported grievances - Land - Total 7 11
Reported grievances - Resettlement - KFM 16 11
Reported grievances - Resettlement - TFM 43 11
Reported grievances - Resettlement - Total 59 11

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2017 2018 2019 2020 2021 Report Pages
Community investment - Total (RMB millions) RMB millions 166.2 308.4 207.5 156.4 194.9 47
Community investments - Africa million RMB 173.1 5
Community investments - Australia million RMB 5 5
Community investments - Brazil million RMB 4.7 5
Community investments - China million RMB 12 5
Community investments - Total million RMB 195 5

The types of emissions and respective emissions data.

Standard Indicator Unit 2017 2018 2019 2020 2021
Airborne Particulate Matter (PM) Emissions thousand tonnes 4.9 4.8 4.4 5.4 6.8
NOₓ Emissions thousand tonnes 1.2 1.9 1.5 1.8 2.3
PM10 Emissions thousand tonnes 4.9 4.8 4.4 5.4 6.8
SOₓ Emissions thousand tonnes 3.6 3.5 3 2.4 3

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020 2021
Direct GHG Emissions (Scope 1) tonnes 500000 470000 480000 530000 360000
Indirect Energy Emissions (Scope 2) tonnes 490000 510000 490000 500000 560000
Total GHG Emissions tonnes 990000 980000 970000 1030000 920000
Total GHG Emissions Intensity (By Product Volume) tonnes per tonne of processed ore 0.025 0.02

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020 2021
Total Hazardous Waste thousand tonnes 5.2 4 7 7 26
Total Hazardous Waste Intensity (By Unit Product) tonnes per tonne of processed ore 0.0001667 0.0005717

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2020 2021
Total Non-Hazardous Waste Intensity (By Unit Product) tonnes per tonne of processed ore 0.0004524 0.004617

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020 2021
Energy Consumption Intensity (By Unit Product) MWh per tonne of processed ore 0.078 0.084
Percentage of Renewable Energy Consumption % 36.7
Total Energy Consumption MWh 2874000 3080000 3170000 3290000 3800000

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020 2021
Recycled Water Percentage % 77
Water Consumption million cubic meters 121 127 128 128 133
Water Consumption Intensity (By Revenue) cubic meters per tonne of processed ore 3.048 2.924

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2021
Electricity Usage Reduction Compared to Last Year MWh 5445.5

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2017 2018 2019 2020 2021
Number of Contractors 7686 8048 10684 13222
Number of Employees Aged 30-50 14574 14761
Number of Employees Aged Above 50 3306 3884
Number of Employees Aged Below 30 3760 6049
Number of Employees in Americas 4303
Number of Employees in Australia 431
Number of Employees in Mainland China 6054
Number of Employees in Overseas 5027
Number of Female Employees 2971 2838 3025 3081
Number of Male Employees 15615 16060 18615 21613
Number of Total Employees 11226 10900 10850 10956 11472
Percentage of Contractors % 53.5
Percentage of Female Employees % 26.8
Percentage of Male Employees % 65.1

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2020 2021
Turnover Rate of Contractors % 24.2 22.4
Turnover Rate of Employees Aged 30-50 % 19.7 13.4
Turnover Rate of Employees Aged Above 50 % 6.9 9.8
Turnover Rate of Employees Aged Below 30 % 16.4 25.8
Turnover Rate of Employees in Australia % 14.8 19.7
Turnover Rate of Employees in Brazil % 32.1 16.2
Turnover Rate of Employees in Mainland China % 3.8 7.6
Turnover Rate of Female Employees % 9.3 10.7
Turnover Rate of Male Employees % 26.6 17.1
Turnover Rate of Total Employees % 8

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2017 2018 2020
Number of Fatalities as a Result of Work-related Injuries fatalities 1 3 2
Number of Work-related Fatalities fatalities 1 3 2

Lost days due to work injury.

Standard Indicator Unit 2021
Lost Days Due to Work-related Injuries days 216
Lost Time Injury Frequency Rate (LTIFR/LTIR) per million hours worked 0.11
Number of Work-related Injuries injuries 6

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2021
Number of People Receiving Training on Work Safety people 43058

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2020 2021
Percentage of Employees Trained % 91.4 82.5
Percentage of Trained Female Employees % 86 75
Percentage of Trained General Employees % 91.9 82.9
Percentage of Trained Male Employees % 92.3 83.5
Percentage of Trained Middle Management % 84 82.5
Percentage of Trained Senior Management % 60.3 40

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2020 2021
Average Training Hours (Female) hours 13.1 38.9
Average Training Hours (General Staff) hours 27.6 20.8
Average Training Hours (Male) hours 31.4 18.3
Average Training Hours (Middle Management) hours 57.2 25.8
Average Training Hours (Senior Management) hours 13 4
Average Training Hours per Employee hours 28.8 20.9

Number of suppliers by geographical region.

Standard Indicator Unit 2020 2021
Number of Suppliers in Africa 1582 1835
Number of Suppliers in Asia (Excluding China) 648 794
Number of Suppliers in Europe 152 171
Number of Suppliers in North America 420 419
Number of Suppliers in Oceania 393 751
Number of Suppliers in South America 814 1464
Number of Total Suppliers 4009 5434

Description of anti-corruption training provided to directors and staff.

Standard Indicator Unit 2021
Number of Directors and Management Attendance for Anti-corruption Training persons 17
Number of People Participated in Ethical Standards and Anti-corruption Training persons 1240

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2017 2018 2019 2020 2021
Total Social Investment RMB millions 166.2 308.4 207.5 156.4 194.9