2020 Corporate Social Responsibility Report

Company: SMIC (981)
Year: 2020
Published: 2021-07-26
Status: Processed
View Report

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2020 Report Pages
PFC emissions after processing tons CO2e 416667 94
Total Amount of NOx tons 52 120
Total Amount of Sulphur Dioxide tons 6 120
Volatile Organic Solvents tons 26 120

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 2017 2018 2019 2020 Report Pages
CO2 Emissions Caused by PFC (C2F6) in 2020 % 50.25 95
CO2 Emissions Caused by PFC (C3F8) in 2020 % 0.07 95
CO2 Emissions Caused by PFC (C4F8) in 2020 % 0.67 95
CO2 Emissions Caused by PFC (C5F8) in 2020 % 0.02 95
CO2 Emissions Caused by PFC (C6F6) in 2020 % 0.01 95
CO2 Emissions Caused by PFC (CF4) in 2020 % 11.05 95
CO2 Emissions Caused by PFC (CH2F2) in 2020 % 0.01 95
CO2 Emissions Caused by PFC (CHF3) in 2020 % 2.38 95
CO2 Emissions Caused by PFC (NF3) in 2020 % 31.91 95
CO2 Emissions Caused by PFC (SF6) in 2020 % 3.64 95
Direct GHG emission intensity (per 8-inch equivalent wafer mask layer) tons CO2e 0.0033 0.0033 0.003 0.0028 0.0031 93
Direct GHG emissions tons CO2e 379272 462071 425706 431212 550105 93
GHG emission per 8-inch equivalent wafer mask layer tons of CO2e 0.012 93
GHG emissions per unit kg CO2 equivalent/8-inch equivalent wafer mask layer 12 7
Indirect GHG emission intensity (8-inch equivalent wafer mask layer) tons CO2e 0.0084 0.0096 0.0095 0.0084 0.0088 94
Indirect GHG emissions (Scope 2) tons CO2e 973173 1333998 1375520 1291569 1579152 94
Total Direct Emissions (scope1) tons of COâ‚‚ equivalent 550105 120
Total Emissions Million m³ 6266287 120
Total GHG emissions tons of CO2e 2129257 93
Total Greenhouse Gas Emissions tons of COâ‚‚ equivalent 2129257 120
Total Indirect Emissions (scope2) tons of COâ‚‚ equivalent 1579152 120

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 2017 2018 2019 2020 Report Pages
Amount of Hazardous Waste tons 28706 120
Amount of Production Waste tons 19247 120
Hazardous waste ton 17593 25220 25493 21929 28706 105
Hazardous waste generated per unit product (8/9-inch equivalent wafer mask layer) 134 181 173 143 160 105
Waste generated per unit kg/8-inch equivalent wafer mask layer 0.35 7

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2014–2020 2016 2017 2018 2019 2020 Report Pages
Amount of Domestic Waste tons 2127 120
Amount of Sludge in Water Treatment tons 12529 120
Domestic waste ton 1338 2038 1437 1376 2102 105
Non-hazardous waste generated per unit product (8/9-inch equivalent wafer mask layer) 243 240 230 244 188 105
Production waste ton 21133 19084 21970 25052 19427 105
Sludge from water treatment ton 9289 12322 10535 10083 12529 105
Weight of recycled articles through the second-hand fairs from 2014 to 2020 kg 20748 107

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2020 Report Pages
Carbon emissions per unit product reduction compared to 2010 % reduction rate 57.4 92

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Report Pages
Electricity Consumption Intensity of SMIC kWh/8-inch equivalent wafer mask layer 8.7 9.6 9.4 9.2 9 96
Electricity consumption per unit kWh/8-inch equivalent wafer mask layer 9 7
General Electricity Consumption of SMIC million kWh 1151 1425 1498 1403 1625 96
General Natural Gas Consumption of SMIC km³ 10356 11301 11740 10132 13727 96
General Steam Consumption of SMIC kt 282 266 276 237 290 96
Natural Gas Consumption Intensity of SMIC L/8-inch equivalent wafer mask layer 78.5 79.9 73.8 66.1 76.3 96
PFC Gas Consumption (C2F6) in 2020 % 17.72 95
PFC Gas Consumption (C3F8) in 2020 % 0.43 95
PFC Gas Consumption (C4F8) in 2020 % 2.15 95
PFC Gas Consumption (C5F8) in 2020 % 0.16 95
PFC Gas Consumption (CF4) in 2020 % 6.87 95
PFC Gas Consumption (CH2F2) in 2020 % 0.22 95
PFC Gas Consumption (CHF3) in 2020 % 1.97 95
PFC Gas Consumption (NF3) in 2020 % 67.22 95
PFC Gas Consumption (SF6) in 2020 % 3.26 95
PFC gas used during processing tons 573 94
SMIC capacity utilization % 74 95 99 95 102 100 94 97 99 96 17
Steam Consumption Intensity of SMIC kg/8-inch equivalent wafer mask layer 2.1 1.9 1.7 1.5 1.6 96
Total Electricity Consumption kWh 1624790351 120
Total Natural Gas Consumption m³ 13727104 120
Total Steam Consumption tons 289792 120

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2016 2017 2018 2019 2020 Report Pages
Recycled water (ten thousand tons) ten thousand tons 1182.26 1364.94 1522.82 1553.49 2239.69 101
Total Consumption Intensity of Water in SMIC L/8-inch equivalent wafer mask layer 81.1 82.6 78.1 71.6 74.8 100
Total Water Consumption m³ 13458758 120
Total Water Consumption in SMIC km³ 10683 11045 12417 10979 13459 100
Ultrapure water consumption (ten thousand tons) ten thousand tons 975.24 1099.53 1158.48 1194.03 1430.73 101
Wastewater discharge per unit L/8-inch equivalent wafer mask layer 71.6 7
Water consumption from external water sources (ten thousand tons) ten thousand tons 1061.76 1071.98 1081.31 1097.94 1519.91 101
Water consumption per unit L/8-inch equivalent wafer mask layer 74.8 7

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2020 Report Pages
Electricity saved kWh 17942766 5

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2016 2017 2018 2019 2020 Report Pages
How many times each drop of water is used 2.11 2.27 2.41 2.41 2.47 101
Tap Water Saved (tons) - Acid Wastewater Reuse, Fab in Tianjin tons 219000 101
Tap Water Saved (tons) - Drainage Water Recycling System for Ventilation, Fab in Beijing tons 7300 101
Tap Water Saved (tons) - Optimization of Pure Water System, Fab in Shanghai tons 23360 101
Tap Water Saved (tons) - Optimization of Rainwater Irrigation System, Fab in Beijing tons 3505 101
The average water recycling rate for processing (%) % 65.46 71.16 71.81 70.77 68.08 101
Total Tap Water Saved (tons) in Major Water Saving Projects tons 253165 101
Water saved tons 253 5

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2020 Report Pages
Packing Materials Consumption tons 390 120

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2016 2017 2018 2019 2020 Report Pages
Asset-liability ratio (%) % 46.6% 43.6% 38.1% 38.0% 30.8% 23
Environmental Training times 89 120
Environmental Training Attendance person time 13643 120
Environmental protection investment USD 142060000 5
ISO 14001 Passing Percentage % 100% 120

Description of the significant climate-related issues which have impacted, and those which may impact, the issuer, and the actions taken to manage them.

Indicator Unit 2020 Report Pages
Annual Investment in Environment Protection Million USD 142 120

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2017 2018 2019 2020 2021 2022F 2023F 2024F Report Pages
Annual growth rate of memory IC % 69.9 14.6 -32.6 17.4 16.2 21.6 -8.8 8.4 12
Annual growth rate of memory products % 11.9 12
Annual growth rate of non-memory IC % 10.6 10.7 6.1 9.1 11.6 8.4 4.8 8.4 12
Annual growth rate of non-memory products % 9.8 12
Employees number 17354 120
Fresh graduates recruited 647 7
Labor Contract Signing Rate % 100% 120
Percentage of Female Employees % 40% 120
Proportion of women in leadership roles 36% 7
Total annual growth rate % 22 16.7 -21.4 11.7 10.4 13.9 -3.7 8 12

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2020 Report Pages
Employee turnover by age: 30–40 years old % 29 67
Employee turnover by age: <30 years old % 65 67
Employee turnover by age: >40 years old % 6 67
Employee turnover by gender: Female % 38.2 67
Employee turnover by gender: Male % 61.8 67
Employee turnover by region: Beijing % 26.3 67
Employee turnover by region: Jiangyin % 17.9 67
Employee turnover by region: Shanghai % 41.5 67
Employee turnover by region: Shenzhen % 6.3 67
Employee turnover by region: Tianjin % 8.1 67
Employee turnover rate % 17 67

Lost days due to work injury.

Indicator Unit 2020 Report Pages
Loss of Working Days Due to Industrial Injury days 1080 120

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2018 2019 2020 Report Pages
Annual Investment in Safety Million USD 52.8 120
Contractor ESH training (person time) 15788 18973 21571 74
Evacuation Drill - Number of Drills 76 80 91 74
Evacuation Drill - Participants 14420 16134 12561 74
Fire safety (person time) 13538 12162 10789 74
New employee ESH training (person time) 5232 4629 4866 74
Safety Training Attendance person-time 68594 120
Surprise Drill - Number of Drills 48 59 37 74
Surprise Drill - Participants 2115 2938 2325 74
Use of fire extinguishers (person time) 7275 6144 6450 74

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2018 2019 2020 Report Pages
ESH basic knowledge training (person time) 3629 3878 4142 74
ESH professional knowledge training (person time) 5629 8230 5285 74
Employee Training Coverage % 100% 120
Number of different training courses offered courses 1700 71
Occupational health related training (person time) 451 1467 1789 74
R&D Investment Million USD 677.4 120
R&D expenses million USD 677.4 7
Safety Training times 770 120
Total number of trainees employees 204278 71

The average training hours completed per employee by gender and employee category.

Indicator Unit 2016 2017 2018 2019 2020 Report Pages
Average training hours per capita hours 16.9 71
ERT advanced training (person time) 1880 1421 2796 74
ERT basic training (person time) 1996 1444 2856 74
Employee Training Time Per Capita hours 16.9 120
PPE training (person time) 3583 3240 4496 74
R&D expenses (USD million) USD million 370.8 509.4 663.4 687.4 677.4 23
R&D expenses as percentage of revenue 17.3% 7
ROE attributable to Owners of the Company (%) % 9.1% 3.5% 2.5% 4.2% 9.6% 23
System coordinator training (person time) 1685 573 409 74
Total hours of training hours 294012.5 71

Number of suppliers by geographical region.

Indicator Unit 2020 Report Pages
SMIC share of pure-play foundry market in China % 19 17

Percentage of total products sold or shipped subject to recalls for safety and health reasons.

Indicator Unit 2020 Report Pages
Sales revenue USD 3917000000 5

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2015 2016 2017 2018 2019 2020 2021F 2022F 2023F 2024F 2025 2025F Report Pages
Advanced manufacturing process - FinFET capacity planned (wafers installed) wafers 15000 5
China's IC self-sufficiency (forecast) 19.4% 13
Gross profit USD million 920.9 23
IC market annual growth rate % -2 3 25 14 -15 10 12 11 14 8 9 12
Process node technology mass production (Mainland China) nm 14 7
Ratio of R&D expenses to revenue (%) % 12.7% 16.4% 19.7% 22.1% 17.3% 23
Revenue growth (%) % 30.3% 6.4% 8.3% -7.3% 25.4% 23
Year-on-year increase in sales revenue % 25.4 5

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2020-2025 2021 2021F 2022 2022F 2023 2023F 2024 2024F 2025 2025F Report Pages
Global GDP annual growth rate % 2.6 3 3.1 3 2.4 -3 6 4.4 2.9 3.1 2.6 12
Global IC market revenue USD billion 396 12
Global IC revenue forecast USD billion 346 355 432 504 396 442 488 556 534.9 577.9 12
Patent applications filed 2041 2821 3910 5051 6077 7132 8733 10664 11958 13416 14689 15440 16275 17300 48
Patents granted 264 584 1132 1762 2478 3283 3990 4791 5673 6603 7585 8981 10556 11778 48
Total number of patent applications filed 17300 48
Total number of patents granted 11778 48
Worldwide semiconductor market Compound Annual Growth Rate (CAGR) 6.8% 13
Worldwide semiconductor market revenue USD billion 335 346 422 476 422 466 545 13
Worldwide semiconductor market revenue (forecast) USD billion 602 592 611 649 13
Worldwide semiconductor market revenue growth rate 2% 3.3% 21.9% 12.9% -11.3% 10.4% 16.9% 13
Worldwide semiconductor market revenue growth rate (forecast) 10.4% -1.6% 3.1% 6.3% 13

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2020 Report Pages
Year-on-year increase in net profit % 204.9 5

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2014–2020 2020 Report Pages
Impoverished children helped by medical assistance programs 677 7
Number of employees participating in the second-hand fairs from 2014 to 2020 4457 107

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2016 2017 2018 2019 2020 Report Pages
Disaster Relief Drill - Number of Drills 165 185 179 74
Disaster Relief Drill - Participants 4018 6425 6293 74
Donated RMB for anti-epidemic supplies RMB 18000000 5
Employee Volunteer Service Time hours 11126 120
Employee volunteer service hours hours 11126 7
Net profit attributable to owners year-on-year increase 204.9% 7
Profit attributable to Owners of the Company (USD million) USD million 376.6 179.7 134.1 234.7 715.6 23
Profit margin growth attributable to Owners of the Company (%) % 48.6% -52.3% -25.4% 75.1% 204.9% 23
Revenue Million USD, million USD 3907 7, 120
Revenue (USD million) USD million 2914.2 3101.2 3360 3115.7 3907 23
Social Donation Amount Million RMB 16.76 120
Social donation amount million RMB 16.76 7
Total Tax Paid (excluding withholding taxes) Million USD 228 120

The types of emissions and respective emissions data.

Standard Indicator Unit 2020
NOâ‚“ Emissions tons 52
SOâ‚“ Emissions tons 6

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017 2018 2019 2020
Direct GHG Emissions (Scope 1) tons CO2e 379272 462071 425706 431212 550105
Indirect Energy Emissions (Scope 2) tons CO2e 973173 1333998 1375520 1291569 1579152
Scope 1 GHG Emissions Intensity (By Unit Product) tons CO2e/8-inch equivalent wafer mask layer 0.0033 0.0033 0.003 0.0028 0.0031
Scope 2 GHG Emissions Intensity (By Unit Product) tons CO2e/8-inch equivalent wafer mask layer 0.0084 0.0096 0.0095 0.0084 0.0088
Total GHG Emissions tons CO2e 1352445 1796069 1801226 1722781 2129257
Total GHG Emissions Intensity (By Unit Product) tons CO2e/8-inch equivalent wafer mask layer 0.012

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017 2018 2019 2020
Hazardous Waste (Used Batteries) kg 5
Total Hazardous Waste ton 17593 25220 25493 21929 28706
Total Hazardous Waste Intensity (By Unit Product) 134 181 173 143 160

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017 2018 2019 2020
Non-Hazardous Waste (Domestic Waste) ton 1338 2038 1437 1376 2102
Total Non-Hazardous Waste Intensity (By Unit Product) 243 240 230 244 188

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017 2018 2019 2020
Natural Gas Consumption m³ 10356000 11301000 11740000 10132000 13727104
Purchased Electricity kWh 1151000000 1425000000 1498000000 1403000000 1625000000
Purchased Steam tons 282000 266000 276000 237000 289792
Total Electricity Consumption Intensity (By Unit Product) kWh/8-inch equivalent wafer mask layer 8.7 9.6 9.4 9.2 9

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2016 2017 2018 2019 2020
Recycled Water Usage ten thousand tons 1182.26 1364.94 1522.82 1553.49 2239.69
Total Water Withdrawal m³ 13458758
Wastewater Discharge Intensity L/8-inch equivalent wafer mask layer 71.6
Water Consumption m³ 13458758
Water Consumption Intensity (By Revenue) L/8-inch equivalent wafer mask layer 81.1 82.6 78.1 71.6 74.8

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2020
Electricity Usage Reduction Compared to Last Year kWh 17942766

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit 2020
Packaging Materials Consumed tons 390

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2020
Total Investment in Ecological Restoration USD 142060000

Description of the significant climate-related issues which have impacted, and those which may impact, the issuer, and the actions taken to manage them.

Standard Indicator Unit 2020
Investment in Climate Change Management Million USD 142

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2020
Number of Total Employees number 17354
Percentage of Female Employees % 40

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2020
Turnover Rate of Employees Aged 30-50 % 29
Turnover Rate of Employees Aged Below 30 % 65
Turnover Rate of Female Employees % 38.2
Turnover Rate of Male Employees % 61.8
Turnover Rate of Total Employees % 17

Lost days due to work injury.

Standard Indicator Unit 2020
Lost Days Due to Work-related Injuries days 1080

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2018 2019 2020
Investment in Work Safety Million USD 52.8
Number of People Receiving Training on Work Safety person-time 41833 41908 51220
Number of Production Safety Emergency Drills drills 124 139 128
Number of Safety knowledge lectures times 770

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2020
Percentage of Employees Trained % 100

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2020
Average Training Hours per Employee hours 16.9
Total Training Hours hours 294012.5

Description of practices relating to observing and protecting intellectual property rights.

Standard Indicator Unit 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
Number of Patents Applied 2041 2821 3910 5051 6077 7132 8733 10664 11958 13416 14689 15440 16275 17300
Number of Patents Granted 264 584 1132 1762 2478 3283 3990 4791 5673 6603 7585 8981 10556 11778

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2018 2019 2020
Number of Employees Participating in Volunteer Activities employees
Number of Participations in Volunteer Activities 4018 6425 6293
Number of Volunteer Activities Sessions 165 185 179
Total Public Welfare Donations RMB 16760000
Total Social Investment RMB 18440000
Total Volunteer Service Hours hours 11126