ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT

Company: CMOC (3993)
Year: 2021
Published: 2021-03-22
Status: Processed

Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2017 2018 2019 2020 Report Pages
NOx air-borne emissions thousand tonnes 1.8 1.5 1.2 1.9 18
PM10 air-borne emissions thousand tonnes 4.4 4.8 4.9 5.4 18
SOx air-borne emissions thousand tonnes 2.4 3 3.5 3.6 18
Total NOx emissions thousand tonnes 1.2 1.9 1.5 1.8 41
Total PM emissions thousand tonnes 4.9(1) 4.8(1) 4.4(1) 5.4 41
Total SOx emissions thousand tonnes 3.6 3.5 3 2.4 41

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 Report Pages
GHG emissions – scope1 thousand tonnes 500 470 480 530 41
GHG emissions – scope2 thousand tonnes 490 510 490 500 41
Intensity of total GHG emissions tonnes per tonne of processed ore 0.025 41
Scope 1 greenhouse gas emissions thousand tonnes 530 480 470 500 18
Scope 2 greenhouse gas emissions thousand tonnes 500 490 510 490 18
Total greenhouse gas emissions thousand tonnes 990 980 990 1030 18, 41

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 Report Pages
Hazardous waste intensity (tonnes per tonne of processed ore) tonnes per tonne 0.0001667 19
Hazardous waste volume thousand tonnes 7 19
Intensity of hazardous waste tonnes per tonne of processed ore 1.667x10⁻⁴ 41
Total emissions of hazardous waste thousand tonnes 5.2 4 7.0(2) 7 41

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 Report Pages
Intensity of non-hazardous waste tonnes per tonne of processed ore 4.524x10⁻⁴ 41
Non-hazardous waste intensity (tonnes per tonne of processed ore) tonnes per tonne 0.0004524 19
Non-hazardous waste volume thousand tonnes 19 19
Tailings million tonnes 38 38 38 39 41
Total amount of tailings and waste rock million tonnes 120 116 136 150 41
Total emissions of non-hazardous waste thousand tonnes 15.3 11.4 16 19 41
Waste rocks million tonnes 82 78 98 111 41

Description of how hazardous and non-hazardous wastes are handled, and a description of reduction target(s) set and steps taken to achieve them.

Indicator Unit 2020 Report Pages
Hazardous waste percent recycled 24% 19
Non-hazardous waste percent recycled 20% 19

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 Report Pages
Direct energy consumption from coal % 1.9 17
Direct energy consumption from diesel % 13.4 17
Direct energy consumption from fuel oil/used oil % 0.2 17
Direct energy consumption from natural gas % 10.4 17
Direct energy consumption from renewable/alternate energy % 18.3 17
Electricity production at Brazilian site MW 56000 17
Electricity production at DRC site MW 66000 17
Energy intensity per tonne of processed ore MWh/tonne 0.078 17
Indirect energy consumption (purchased electricity) from coal energy (hydro) % 43.8 17
Indirect energy consumption (purchased electricity) from renewable sources % 56.2 17
Intensity of energy consumption MWh per tonne of processed ore 0.078 41
Total energy consumption MWh 2874000 3080000 3170000 3290000 17, 41

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2017 2018 2019 2020 Report Pages
Intensity of water consumption cubic meters per tonne of processed ore 3.048 41
Total water consumption million cubic meters 121.0(3) 127.0(3) 128.0(3) 128 41

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2020 Report Pages
Electricity saved by Chinese operations MWh 8874.9 17

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2017 2018 2019 2020 Report Pages
Employee wages and benefits - Africa million RMB 666.7 5
Employee wages and benefits - Australia million RMB 145 5
Employee wages and benefits - Brazil million RMB 262.8 5
Employee wages and benefits - China million RMB 656.4 5
Employee wages and benefits - IXM million RMB 395 5
Employee wages and benefits - Other countries million RMB 53.1 5
Employee wages and benefits - Total million RMB 2179 5
Number of employees and contractors by age - 30–50 years old 14574 20, 40
Number of employees and contractors by age - Over 50 years old 3306 40
Number of employees and contractors by age - Under 30 years old 3760 40
Number of employees and contractors by age - over 50 years old 3306 20
Number of employees and contractors by age - under 30 years old 3760 20
Number of employees and contractors by gender - Female 2971 2838 3025 20, 40
Number of employees and contractors by gender - Male 15615 16060 18615 20, 40
Number of employees and contractors by region - Australia 467 20, 40
Number of employees and contractors by region - Brazil 3880 20, 40
Number of employees and contractors by region - China 6368 20, 40
Number of employees and contractors by region - DRC 10541 20, 40
Number of employees and contractors by region - IXM 384 20, 40
Number of permanent employees by job category - Finance and Sales roles 1902 20
Number of permanent employees by job category - Management and Administration 1120 20
Number of permanent employees by job category - Production 7061 20
Number of permanent employees by job category - Quality control and R&D 873 20
Number of workforce covered by collective bargaining agreements 4956 20
Payment to providers of capital - Australia million RMB 28.6 5
Payment to providers of capital - Brazil million RMB 119.8 5
Payment to providers of capital - China million RMB 1313 5
Payment to providers of capital - IXM million RMB 411 5
Payment to providers of capital - Total million RMB 1916 5
Percentage of employees in finance and sales roles 17% 20
Percentage of employees in management and administration 10% 20
Percentage of employees in production 65% 20
Percentage of employees in quality control and R&D 8% 20
Percentage of workforce aged 30–50 years 67% 20
Percentage of workforce covered by collective bargaining agreements 45% 20
Percentage of workforce female 14% 20
Percentage of workforce over 50 years old 15% 20
Percentage of workforce under 30 years old 18% 20
Total number of contractors 7686 8048 10684 20, 40
Total number of employees 11226 10900 10850 10956 20, 40

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2020 Report Pages
Turnover rate among staff and contractors 24% 20
Turnover rate of employees and contractors 24.2% 40
Turnover rate of employees and contractors by age - 30–50 years old 19.7% 40
Turnover rate of employees and contractors by age - Over 50 years old 6.9% 40
Turnover rate of employees and contractors by age - Under 30 years old 16.4% 40
Turnover rate of employees and contractors by gender - Female 9.3% 40
Turnover rate of employees and contractors by gender - Male 26.6% 40
Turnover rate of employees and contractors by region - Australia 14.8% 40
Turnover rate of employees and contractors by region - Brazil 32.1% 40
Turnover rate of employees and contractors by region - China 3.8% 40
Turnover rate of employees and contractors by region - DRC 37.2% 40
Turnover rate of employees and contractors by region - IXM 12.0% 40

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2017 2018 2019 2020 Report Pages
Fatalities 1 3 2 40
LRIR 0.32 0.29 40
TRIR 1.39 1.62 1.25 40
Total lost time injuries 14 12 40
Total recordable injuries 58 60 70 52 40

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2020 Report Pages
Rate of employees and contractors trained 91.4% 41
Rate of employees and contractors trained by gender - Female 86.0% 41
Rate of employees and contractors trained by gender - Male 92.3% 41
Rate of employees and contractors trained by job category - Middle management 84.0% 41
Rate of employees and contractors trained by job category - Senior management 60.3% 41
Rate of employees and contractors trained by job category - Staff 91.9% 41

The average training hours completed per employee by gender and employee category.

Indicator Unit 2020 Report Pages
Training hours of employees and contractors 28.8 41
Training hours of employees and contractors by gender - Female 13.1 41
Training hours of employees and contractors by gender - Male 31.4 41
Training hours of employees and contractors by job category - Middle management 57.2 41
Training hours of employees and contractors by job category - Senior management 13 41
Training hours of employees and contractors by job category - Staff 27.6 41

Number of suppliers by geographical region.

Indicator Unit 2020 Report Pages
Number of suppliers by region - Africa 1582 42
Number of suppliers by region - Asia 648 42
Number of suppliers by region - Europe 152 42
Number of suppliers by region - North America 420 42
Number of suppliers by region - Oceania 393 42
Number of suppliers by region - South America 814 42
Payment to suppliers - Africa million RMB 3476.7 5
Payment to suppliers - Australia million RMB 659.1 5
Payment to suppliers - Brazil million RMB 2550.3 5
Payment to suppliers - China million RMB 6770.4 5
Payment to suppliers - IXM million RMB 92828.8 5
Payment to suppliers - Other countries million RMB 183.8 5
Payment to suppliers - Total million RMB 106469 5
Total number of suppliers 4009 42

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2020 Report Pages
Interest - Australia million RMB 28.6 5
Interest - Brazil million RMB 119.8 5
Interest - China million RMB 384.3 5
Interest - IXM million RMB 411 5
Interest - Total million RMB 944 5
Payment to providers of capital - Africa million RMB 43.2 5

Description of preventive measures and whistle-blowing procedures, and how they are implemented and monitored.

Indicator Unit 2020 Report Pages
Number of grievances - Damages - Brazil 1 10
Number of grievances - Damages - TFM 2 10
Number of grievances - Damages - Total 3 10
Number of grievances - Employment - TFM 9 10
Number of grievances - Employment - Total 9 10
Number of grievances - Environment - Brazil 22 10
Number of grievances - Environment - TFM 150 10
Number of grievances - Environment - Total 172 10
Number of grievances - Other - Brazil 2 10
Number of grievances - Other - Total 2 10
Number of grievances - Resettlement - TFM 57 10
Number of grievances - Resettlement - Total 57 10
Number of grievances - Security - Brazil 1 10
Number of grievances - Security - TFM 2 10
Number of grievances - Security - Total 3 10
Number of grievances - Social/community - Brazil 3 10
Number of grievances - Social/community - Total 3 10
Number of grievances - Total - Brazil 29 10
Number of grievances - Total - TFM 220 10
Number of grievances - Total - Total 249 10

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2020 Report Pages
Direct economic contributions - Africa million RMB 6304 5
Direct economic contributions - Australia million RMB 888 5
Direct economic contributions - Brazil million RMB 3302 5
Direct economic contributions - China million RMB 9436 5
Direct economic contributions - IXM million RMB 93769 5
Direct economic contributions - Other countries million RMB 242 5
Direct economic contributions - Total million RMB 113940 5

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2017 2018 2019 2020 Report Pages
Community investments - Africa million RMB 122.4 5
Community investments - Australia million RMB 1.1 5
Community investments - Brazil million RMB 8.6 5
Community investments - China million RMB 24.3 5
Community investments - Total million RMB 156 5
Total community investment RMB millions 166.2 308.4 207.5 156.4 41

The types of emissions and respective emissions data.

Standard Indicator Unit 2017 2018 2019 2020
Airborne Particulate Matter (PM) Emissions thousand tonnes 4.9 4.8 4.4 5.4
NOₓ Emissions thousand tonnes 1.2 1.9 1.5 1.8
PM10 Emissions thousand tonnes 4.4 4.8 4.9 5.4
SOₓ Emissions thousand tonnes 3.6 3.5 3 2.4

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020
Direct GHG Emissions (Scope 1) tonnes 530000 480000 470000 500000
Indirect Energy Emissions (Scope 2) tonnes 500000 490000 510000 490000
Total GHG Emissions tonnes 990000 980000 990000 1030000
Total GHG Emissions Intensity (By Product Volume) tonnes per tonne of processed ore 0.025

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020
Total Hazardous Waste thousand tonnes 5.2 4 7 7
Total Hazardous Waste Intensity (By Unit Product) tonnes per tonne 0.0001667

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2020
Total Non-Hazardous Waste Intensity (By Product Weight) tonnes per tonne 0.0004524
Total Non-Hazardous Waste Intensity (By Unit Product) tonnes per tonne 0.0004524

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020
Energy Consumption Intensity (By Unit Product) MWh/tonne 0.078
Percentage of Renewable Energy Consumption % 18.3
Total Energy Consumption MWh 2874000 3080000 3170000 3290000

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2017 2018 2019 2020
Water Consumption million cubic meters 121 127 128 128

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2020
Electricity Usage Reduction Compared to Last Year MWh 8874.9

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2017 2018 2019 2020
Number of Contractors 7686 8048 10684
Number of Employees Aged 30-50 14574
Number of Employees Aged Above 50 3306
Number of Employees Aged Below 30 3760
Number of Female Employees 2971 2838 3025
Number of Male Employees 15615 16060 18615
Number of Total Employees 11226 10900 10850 10956
Percentage of Employees Aged 30-50 % 67
Percentage of Employees Aged Above 50 % 15
Percentage of Employees Aged Below 30 % 18
Percentage of Female Employees % 14

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2020
Turnover Rate of Employees Aged 30-50 % 19.7
Turnover Rate of Employees Aged Above 50 % 6.9
Turnover Rate of Employees Aged Below 30 % 16.4
Turnover Rate of Employees in Australia % 14.8
Turnover Rate of Employees in Brazil % 32.1
Turnover Rate of Employees in Mainland China % 3.8
Turnover Rate of Female Employees % 9.3
Turnover Rate of Male Employees % 26.6
Turnover Rate of Total Employees % 24.2

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Standard Indicator Unit 2017 2018 2020
Number of Fatalities as a Result of Work-related Injuries 1 3 2
Number of Work-related Fatalities 1 3 2

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2020
Percentage of Employees Trained % 91.4
Percentage of Trained Female Employees % 86
Percentage of Trained General Employees % 91.9
Percentage of Trained Male Employees % 92.3
Percentage of Trained Middle Management % 84
Percentage of Trained Senior Management % 60.3

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2020
Average Training Hours (Female) 13.1
Average Training Hours (General Staff) 27.6
Average Training Hours (Male) 31.4
Average Training Hours (Middle Management) 57.2
Average Training Hours (Senior Management) 13

Number of suppliers by geographical region.

Standard Indicator Unit 2020
Number of Suppliers in Africa 1582
Number of Suppliers in Asia (Excluding China) 648
Number of Suppliers in Europe 152
Number of Suppliers in North America 420
Number of Suppliers in Oceania 393
Number of Suppliers in South America 814
Number of Total Suppliers 4009

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Standard Indicator Unit 2020
Number of Confirmed Incidents of Corruption None

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2017 2018 2019 2020
Total Social Investment RMB millions 166.2 308.4 207.5 156.4