2019 Corporate Social Responsibility Report

Company: SMIC (981)
Year: 2019
Published: 2020-07-22
Status: Processed
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Extracted ESG KPIs

KPIs are organized by ESG aspects.

The types of emissions and respective emissions data.

Indicator Unit 2019 Report Pages
Total Amount of NOx tons 72 120
Total Amount of Sulphur Dioxide tons 6 120
Volatile Organic Solvents tons 59 120

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 2018 2019 Report Pages
2019 CO2e from PFC Emissions - C2F6 % 46.63 94
2019 CO2e from PFC Emissions - C3F8 % 0.84 94
2019 CO2e from PFC Emissions - C4F8 % 0.12 94
2019 CO2e from PFC Emissions - C5F8 % 0.01 94
2019 CO2e from PFC Emissions - CF4 % 11.58 94
2019 CO2e from PFC Emissions - CH2F2 % 0.02 94
2019 CO2e from PFC Emissions - CHF3 % 2.34 94
2019 CO2e from PFC Emissions - NF3 % 34.86 94
2019 CO2e from PFC Emissions - SF6 % 3.59 94
Direct GHG emissions tons CO2e 354081 379272 462071 425706 431212 93
Direct emission intensity tons CO2e/8-inch wafer equivalent mask layer 0.0035 0.0033 0.0032 0.003 0.0028 93
Indirect GHG emissions tons CO2e 880126 973173 1333998 1375520 1291569 93
Indirect emission intensity tons CO2e/8-inch wafer equivalent mask layer 0.0087 0.0064 0.0095 0.0095 0.0084 93
PFC emissions per product, year-on-year change % -1.2 94
Total Direct Emissions (scope1) tons of CO₂ equivalent 431212 120
Total Emissions ten thousand m³ 4672583 120
Total GHG emissions tons of CO2e 1722781 92
Total Greenhouse Gas Emissions tons of CO₂ equivalent 1722781 120
Total Indirect Emissions (scope2) tons of CO₂ equivalent 1291569 120

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 2018 2019 Report Pages
Amount of Hazardous Waste tons 21930 120
Amount of Production Waste tons 25051 120
Amount of Water Treatment Sludge tons 10983 120
Hazardous waste ton 11190 17593 25220 25493 21929 104
Hazardous waste generated per unit product (8-inch wafer equivalent mask layer) 112 115 134 181 143 104
Waste generated per unit of products reduction compared to 2018 % lower 2.2 5
Water treatment sludge ton 4592 9122 10535 10983 10983 104

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 2018 2019 Report Pages
Amount of Domestic Waste tons 1376 120
Domestic waste ton 3987 3037 1338 1437 1376 104
Non-hazardous waste generated per unit product (8-inch wafer equivalent mask layer) 243 240 230 244 244 104
Production waste ton 21133 19084 21970 25052 25052 104

Description of emissions target(s) set and steps taken to achieve them.

Indicator Unit 2019 Report Pages
GHG emission per unit of products reduction compared to 2018 % lower 10.5 5
GHG emissions per unit of products change 10.5% 92
GHG reduction of PFC emissions tons of CO2e 318510 94
GHG reduction of PFC emissions, year-on-year change % 2.8 94
Total GHG emissions year-on-year change 4.4% 92

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 1Q12 1Q13 1Q14 1Q15 1Q16 1Q17 1Q18 1Q19 2015 2016 2017 2018 2019 2Q12 2Q13 2Q14 2Q15 2Q16 2Q17 2Q18 2Q19 3Q12 3Q13 3Q14 3Q15 3Q16 3Q17 3Q18 4Q12 4Q13 4Q14 4Q15 4Q16 4Q17 4Q18 Report Pages
2019 PFC Gas Consumption - C2F6 % 3.22 94
2019 PFC Gas Consumption - C3F8 % 1.87 94
2019 PFC Gas Consumption - C4F8 % 0.47 94
2019 PFC Gas Consumption - C5F8 % 0.18 94
2019 PFC Gas Consumption - CF4 % 6.77 94
2019 PFC Gas Consumption - CH2F2 % 0.23 94
2019 PFC Gas Consumption - CHF3 % 2.27 94
2019 PFC Gas Consumption - NF3 % 66.39 94
2019 PFC Gas Consumption - SF6 % 18.59 94
Industry average capacity usage rate % 74 81 81 86 81 84 92 88 72 80 80 86 78 91 93 85 82 86 89 85 87 88 89 82 84 86 85 87 87 85 17
SMIC Natural Gas Consumption kilostere 8682 10356 11301 11740 10132 95
SMIC Natural Gas Consumption Intensity liter/8-inch wafer equivalent mask layer 85.9 78.5 79.9 73.8 66.1 95
SMIC Power Consumption million kWh 861 1151 1425 1498 1403 95
SMIC Power Consumption Intensity kWh/8-inch wafer equivalent mask layer 8.5 8.7 9.6 9.4 9.2 95
SMIC Steam Consumption kiloton 239 282 266 276 237 95
SMIC Steam Consumption Intensity kg/8-inch wafer equivalent mask layer 2.4 2.1 1.9 1.7 1.5 95
SMIC capacity usage rate % 95 99 95 102 98 86 94 97 92 88 92 100 97 84 95 99 91 87 93 100 97 86 90 89 84 89 99 92 88 91 17
Total Natural Gas Consumption m³ 10132104 120
Total Power Consumption kWh 1403121227 120
Total Steam Consumption tons 236942 120

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Indicator Unit 2015 2016 2017 2018 2019 Report Pages
Number of times each drop of water is used 2.26 2.11 2.27 2.41 2.41 99
Recycled water ten thousand tons 992.89 1182.26 1364.94 1522.82 1553.49 99
SMIC External Water Consumption Intensity (liter/8-inch wafer equivalent mask layer) liter/8-inch wafer equivalent mask layer 77.7 81.1 82.6 78.1 71.6 99
Total Outsourced Water Consumption m³ 10979475 120
Ultrapure water consumption ten thousand tons 766.74 975.24 1099.53 1158.48 1194.03 99
Waste water discharge per unit of products reduction compared to 2018 % lower 0.4 5
Water consumption from external water sources ten thousand tons 785.47 1061.76 1071.98 1081.31 1097.94 99

Description of energy use efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2019 Report Pages
Electricity consumption per unit of products reduction compared to 2018 % lower 2.9 5
Energy-saving, water-saving and waste-reducing projects - electricity saved kWh 9351707 4
Energy-saving, water-saving and waste-reducing projects - water saved tons 377957 4

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Indicator Unit 2015 2016 2017 2018 2019 Report Pages
Average water recycling rate for process water % 69.39 65.46 71.16 71.81 70.77 99
External water consumption per unit of products reduction compared to 2018 % lower 8.3 5

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Indicator Unit 2019 Report Pages
Packing Materials Consumption tons 343 120

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Indicator Unit 2019 2020 Report Pages
Annual Environmental Protection Investment US$ million 70 120
Cleaner production programs implemented 28 90
Environmental Training person-time, times 8600 120
ISO 14001 Passing Percentage % 100% 120
Investment in cleaner production programs million RMB 10.56 90
Investment in environmental protection million USD 70 90
Investment in environmental protection and green production million USD 70 4
Management systems passed third-party certification 100% 90
Production capacity hit historical high in first quarter (Spring Festival) % employees returned to work 90 4

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Indicator Unit 2015 2016 2017 2018 2019 2020 Report Pages
Annual growth rate of memory products % -32.2 12
Annual growth rate of non-memory products % -2.3 12
Attributable ROE to the owner of the Company % 6.8 9.1 3.5 2.5 4.1 25
Employee Living Quarter occupancy rate, Tangzhen Town, Shanghai % 96 4
Employees number 15946 120
Labor Contract Signing Rate % 100% 120
New employees hired 4083 5
Number of female employees 6505 65
Number of foreign employees 260 65
Number of male employees 9427 65
Number of new employees recruited 4083 65
Operating revenue US$ million 2236.4 2914.2 3101.2 3360 3115.7 25
Percentage of female supervisors in management 30% 65
Proportion of Female Employees % 45% 120
Samsung Foundry market share of global foundry market % 7 17
Total number of employees 15946 65

Employee turnover rate by gender, age group and geographical region.

Indicator Unit 2019 Report Pages
Age in employee turnover - 30–40 years old % 68.8 67
Age in employee turnover - <30 years old % 25.6 67
Age in employee turnover - >40 years old % 5.6 67
Change in employee turnover rate compared to 2018 percentage points -4.5 67
Employee turnover rate % 17.5 67
Gender in employee turnover - Female employees % 42.7 67
Gender in employee turnover - Male employees % 58.3 67
Proportion of employees that left from SMIC (Shanghai) % 50 67
Region in employee turnover - Beijing % 7.8 67
Region in employee turnover - Jiangyin % 12.3 67
Region in employee turnover - Shanghai % 45.3 67
Region in employee turnover - Shenzhen % 32.6 67
Region in employee turnover - Tianjin % 2 67

Number and rate of work-related fatalities occurred in each of the past three years including the reporting year.

Indicator Unit 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Report Pages
Recordable Injury Rate Number of recordable injuries x 200000/total work hours 0.09 0.09 0.09 0.05 0.05 0.03 0.01 0.01 0.01 0.02 0.007 0.06 77

Lost days due to work injury.

Indicator Unit 2019 Report Pages
Loss of Working Days Due to Industrial Injury days 275 120

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Indicator Unit 2016 2017 2018 2019 Report Pages
Annual Safety Investment US$ million 26 120
Contractor ESH training (person-time) 5232 4629 75
Evacuation Drill (number of participants) 5905 2015 4018 2115 75
Evacuation Drill (times) 72 66 76 80 75
Number of employees participated in occupational health examination employees 5382 75
Occupational physical examination and health records coverage 100% 75
Rescue Drill (number of participants) 18052 14902 14420 16134 75
Rescue Drill (times) 281 241 165 185 75
Surprise Drill (number of participants) 4757 1401 6425 2938 75
Surprise Drill (times) 77 53 48 59 75
Use of fire extinguishers training (person-time) 7275 6144 75

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Indicator Unit 2015 2016 2017 2018 2019 Report Pages
ESH basic knowledge training (person-time) 3629 3878 75
ESH professional knowledge training (person-time) 5629 451 75
Employee Training Coverage % 100% 120
Occupational health related training (person-time) 8230 1467 75
R&D Investment US$ million 687.4 120
R&D inputs US$ million 273.4 370.8 509.4 663.4 687.4 25
R&D investment million USD 687.4 5
R&D investment as percentage of revenue % 22.1 5
Safety Training person-time, times 62119 120

The average training hours completed per employee by gender and employee category.

Indicator Unit 2018 2019 Report Pages
ERT basic training (person-time) 1996 1444 75
ERT new employee ESH training (person-time) 1880 1421 75
Employee Training Time Per Capita hours 18.9 120
Fire safety training (person-time) 13538 12162 75
PPE training (person-time) 3398 3240 75
System coordinator training (person-time) 1685 573 75
Total person-time of CPR training person-time 3601 77

Number of suppliers by geographical region.

Indicator Unit 2008 2015 2016 2017 2018 2019 2020 2021 2022 2023 Report Pages
Global pure-play foundry market revenue US$ billion 53.2 73.7 13
Global pure-play foundry revenue forecast US$ billion 45 49.6 52.3 54.4 58.5 64.1 69 13
Global semiconductor market revenue US$ billion 425 12
Global semiconductor market revenue year-on-year change % -12.4 12
Global semiconductor revenue forecast US$ billion 346 355 432 485 425 448 489 526 522 12
Investment by Datang Holdings in SMIC million USD 172 9
SMIC market share of global foundry market % 5 5 17
TSMC market share of global foundry market % 55.5 17

Percentage of total products sold or shipped subject to recalls for safety and health reasons.

Indicator Unit 2015 2016 2017 2018 2019 Report Pages
Operating revenue growth % 13.5 30.3 6.4 8.3 -7.3 25

Number of products and service related complaints received and how they are dealt with.

Indicator Unit 2015 2016 2017 2018 2019 2019-2023 2020 Report Pages
Compound annual growth rate (CAGR) of global pure-play foundry market % 6 13
Gross profit US$ million 642.5 25
HLMC market share of global foundry market % 1.1 17
Ratio of R&D input to operating revenue % 12.2 12.7 16.4 19.7 22.1 25
Shanghai Huahong Grace market share of global foundry market % 1.5 17
TowerJazz market share of global foundry market % 2 17
UMC market share of global foundry market % 7.7 17

Description of practices relating to observing and protecting intellectual property rights.

Indicator Unit 2013 2014 2015 2016 2017 2018 2019 2020 2021 Report Pages
Global Foundries market share of global foundry market % 8.6 17
Global GDP US$ billion 75000 80000 80000 85000 90000 90000 90000 80000 90000 12
Global GDP annual growth rate % 3.5 3.6 3.5 3.4 3.9 3.6 2.9 -4.9 12
Global GDP annual growth rate forecast % 5.4 12
Worldwide semiconductor revenue US$ billion 425 13

Description of quality assurance process and recall procedures.

Indicator Unit 2020 Report Pages
PSMC market share of global foundry market % 1.6 17

Number of concluded legal cases regarding corrupt practices brought against the issuer or its employees during the reporting period and the outcomes of the cases.

Indicator Unit 2019 Report Pages
Total Tax US$ million 31.5 120

Description of anti-corruption training provided to directors and staff.

Indicator Unit 2019 Report Pages
Shareholder profit growth % 75.1 5

Focus areas of contribution (e.g. education, environmental concerns, labour needs, health, culture, sport).

Indicator Unit 2019 2020 Report Pages
China share of global semiconductor market % 49 13
Donation to key areas affected by COVID-19 million RMB 10 4
Impoverished children helped through medical assistance programs 531 5
Investment in social welfare million RMB 9.3 5
Operation Revenue US$ million 3115.7 120
VIS market share of global foundry market % 1.5 17
Year-over-year rate of worldwide semiconductor revenue % -12.4 13

Resources contributed (e.g. money or time) to the focus area.

Indicator Unit 2017 2019 Report Pages
Annual revenue billion USD 3.12 9
Children helped by SIMC Liver Transplant Program for Children 451 4
Employee Volunteer Service Time hours 20057 120
Employee volunteer hours hours 20057 5
Funds raised for SIMC Liver Transplant Program for Children million RMB 24.8 4
Person-time of volunteers person-time 5000 5
Revenue USD, million USD 3116000000 4, 5
Social Donation Amount RMB ten thousand 930.7 120
Special funds invested in health care, education, science, and technology million RMB 6.42 4
Total volunteer service hours by employees hours 20057 4

The types of emissions and respective emissions data.

Standard Indicator Unit 2019
NOₓ Emissions tons 72
SOₓ Emissions tons 6

Direct (Scope 1) and energy indirect (Scope 2) greenhouse gas emissions (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017 2018 2019
Direct GHG Emissions (Scope 1) tons CO2e 354081 379272 462071 425706 431212
Indirect Energy Emissions (Scope 2) tons CO2e 880126 973173 1333998 1375520 1291569
Scope 1 GHG Emissions Intensity (By Unit Product) tons CO2e/8-inch wafer equivalent mask layer 0.0035 0.0033 0.0032 0.003 0.0028
Scope 2 GHG Emissions Intensity (By Unit Product) tons CO2e/8-inch wafer equivalent mask layer 0.0087 0.0064 0.0095 0.0095 0.0084
Total GHG Emissions tons CO2e 1234207 1352445 1796069 1801226 1722781

Total hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017 2018 2019
Total Hazardous Waste ton 11190 17593 25220 25493 21929
Total Hazardous Waste Intensity (By Unit Product) 112 115 134 181 143

Total non-hazardous waste produced (in tonnes) and, where appropriate, intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017 2018 2019
Non-Hazardous Waste (Domestic Waste) ton 3987 3037 1338 1437 1376
Total Non-Hazardous Waste Intensity (By Unit Product) 243 240 230 244 244

Description of emissions target(s) set and steps taken to achieve them.

Standard Indicator Unit 2019
GHG Emissions Reduction Compared to Last Year tons of CO2e 318510
GHG Emissions Reduction Percentage Compared to Last Year % 2.8
Percentage of Reduction in GHG Intensity Compared to Last Year % 10.5
Reduction in GHG Intensity Compared to Last Year (By Unit Product) % 10.5

Direct and/or indirect energy consumption by type (e.g. electricity, gas or oil) in total (kWh in '000s) and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017 2018 2019
Natural Gas Consumption liter/8-inch wafer equivalent mask layer 85.9 78.5 79.9 73.8 66.1
Purchased Electricity million kWh 861 1151 1425 1498 1403121227
Purchased Electricity Intensity (By Unit Product) kWh/8-inch wafer equivalent mask layer 8.5 8.7 9.6 9.4 9.2
Purchased Steam kiloton 2.4 2.1 1.9 1.7 1.5

Water consumption in total and intensity (e.g. per unit of production volume, per facility).

Standard Indicator Unit 2015 2016 2017 2018 2019
Recycled Water Usage ten thousand tons 992.89 1182.26 1364.94 1522.82 1553.49
Total Water Withdrawal m³ 785.47 1061.76 1071.98 1081.31 1097.94
Water Consumption ten thousand tons 766.74 975.24 1099.53 1158.48 1194.03
Water Withdrawal Intensity liter/8-inch wafer equivalent mask layer 77.7 81.1 82.6 78.1 71.6

Description of energy use efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2019
Electricity Usage Reduction Compared to Last Year kWh 9351707
Electricity Usage Reduction Percentage Compared to Last Year % 2.9

Description of whether there is any issue in sourcing water that is fit for purpose, water efficiency target(s) set and steps taken to achieve them.

Standard Indicator Unit 2019
Water Consumption Reduction Percentage Compared to Last Year % 8.3

Total packaging material used for finished products (in tonnes) and, if applicable, with reference to per unit produced.

Standard Indicator Unit 2019
Packaging Materials Consumed tons 343

Description of the significant impacts of activities on the environment and natural resources and the actions taken to manage them.

Standard Indicator Unit 2019
Total Investment in Ecological Restoration million USD 70

Total workforce by gender, employment type (for example, full- or part-time), age group and geographical region.

Standard Indicator Unit 2019
Number of Female Employees number 6505
Number of Male Employees number 9427
Number of New Employees number 4083
Number of Total Employees number 15946
Percentage of Employees Aged 30-50 percentage 38
Percentage of Employees Aged Above 50 percentage 11
Percentage of Employees Aged Below 30 percentage 51
Percentage of Female Employees % 45

Employee turnover rate by gender, age group and geographical region.

Standard Indicator Unit 2019
Turnover Rate of Employees Aged 30-50 % 68.8
Turnover Rate of Employees Aged Below 30 % 25.6
Turnover Rate of Female Employees % 42.7
Turnover Rate of Male Employees % 58.3
Turnover Rate of Total Employees % 17.5

Lost days due to work injury.

Standard Indicator Unit 2019
Lost Days Due to Work-related Injuries days 275

Description of occupational health and safety measures adopted, and how they are implemented and monitored.

Standard Indicator Unit 2016 2017 2018 2019
Health Check Coverage for Employees percent 100
Investment in Work Safety US$ million 26
Number of Production Safety Emergency Drills times 430 360 289 324

The percentage of employees trained by gender and employee category (e.g. senior management, middle management).

Standard Indicator Unit 2019
Percentage of Employees Trained % 100

The average training hours completed per employee by gender and employee category.

Standard Indicator Unit 2019
Average Training Hours per Employee hours 18.9

Resources contributed (e.g. money or time) to the focus area.

Standard Indicator Unit 2019
Investment in Education Donation million RMB 6.42
Number of Participations in Volunteer Activities person-time 5000
Total Public Welfare Donations RMB 9307000
Total Social Investment million RMB 31.22
Total Volunteer Service Hours hours 20057